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Tran Nina A

Disclosed activity across 5 companies

Tapewire entity
16911
SEC CIK
0001383808

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APARTMENT INVESTMENT & MANAGEMENT COAIV · Entity 5661DirectorJanuary 28, 2020January 31, 2020
American Assets Trust, Inc.AAT · Entity 647DirectorJune 02, 2025June 02, 2025
CoreCivic, Inc.CXW · Entity 4194DirectorFebruary 18, 2026February 19, 2026
Prologis, Inc.AMB · Entity 2877Chief Accounting OfficerFebruary 02, 2011February 04, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APARTMENT INVESTMENT & MANAGEMENT CO

Report date January 28, 2020 · Filed January 31, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect16,056 Ending reported balance After 2020-01-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-03-22 · Other · Acquired 6 · Balance 12,856

F1: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of six additional shares of Class A Common Stock.

F2: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

Row 2 · 2020-01-28 · Grant · Acquired 3,200 · Balance 16,056

F3: Award for director compensation; price column not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of six additional shares of Class A Common Stock.

F2: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

F3: Award for director compensation; price column not applicable.

American Assets Trust, Inc.

Report date June 02, 2025 · Filed June 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect6,748 Reported balance After 2025-06-02 transaction · row 1
1 source row

Row 1 · 2025-06-02 · Grant · Acquired 4,453 · Balance 6,748

F1: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Trust5,401 Reported balance Holding disclosure · report date 2025-06-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,401

F2: The shares are held by the Tran Family Trust. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

F2: The shares are held by the Tran Family Trust. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.

CoreCivic, Inc.

Report date February 18, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,833 Reported balance After 2026-02-18 transaction · row 1
1 source row

Row 1 · 2026-02-18 · Grant · Acquired 8,351 · Balance 14,833

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person on February 18, 2026 (the "Grant Date"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSU's vest in full on the first anniversary of the Grant Date, subject to continued service with the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person on February 18, 2026 (the "Grant Date"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSU's vest in full on the first anniversary of the Grant Date, subject to continued service with the Issuer through such vesting date.

Prologis, Inc.

Report date February 02, 2011 · Filed February 04, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,772 Reported balance After 2011-02-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2011-02-02 · Grant · Acquired 1,820 · Balance 29,772

F1: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fourth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2015.

F2: Not applicable.

Common StockSEC Table I · non-derivativeDirect32,241 Reported balance After 2011-02-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2011-02-02 · Grant · Acquired 2,469 · Balance 32,241

F3: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2014.

F2: Not applicable.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.95 · Expires 2021-02-02Direct174,108 Reported balance After 2011-02-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2011-02-02 · Grant · Acquired 5,154 · Balance 174,108

F2: Not applicable.

F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2014.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.95 · Expires 2021-02-02Direct193,682 Reported balance After 2011-02-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2011-02-02 · Grant · Acquired 19,574 · Balance 193,682

F2: Not applicable.

F5: One-fourth of the shares subject to the option vest and become exercisable quarterly on April 1, 2011, July 1, 2011, October 1, 2011, and January 1, 2012. The shares will vest fully on January 1, 2012.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.95 · Expires 2021-02-02Direct203,469 Reported balance After 2011-02-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2011-02-02 · Grant · Acquired 9,787 · Balance 203,469

F2: Not applicable.

F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2014.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fourth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2015.

F2: Not applicable.

F3: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2014.

F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2014.

F5: One-fourth of the shares subject to the option vest and become exercisable quarterly on April 1, 2011, July 1, 2011, October 1, 2011, and January 1, 2012. The shares will vest fully on January 1, 2012.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apartment Income REIT Corp.

Report date June 28, 2024 · Filed July 03, 2024

Section 16 reporting ended · disclosed 2024-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 1
1 source row

Row 1 · 2024-06-28 · Disposition to issuer · Disposed 19,968 · Balance 0

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes.

LTIP Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-06-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-28 · Disposition to issuer · Disposed 12,111 · Balance 0

F3: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F4: The LTIP Units are fully vested.

F5: The LTIP Units do not expire.

Filing footnotes · ownership attribution and instrument terms

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes.

F3: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F4: The LTIP Units are fully vested.

F5: The LTIP Units do not expire.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2026 Filed Feb 19, 2026 21:32 UTC CoreCivic, Inc. CXW · Entity 4194 GrantCommon Stock 8,351 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059523 · ownership.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,833

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person on February 18, 2026 (the "Grant Date"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSU's vest in full on the first anniversary of the Grant Date, subject to continued service with the Issuer through such vesting date.

Read SEC document
June 02, 2025 Filed Jun 2, 2025 22:00 UTC American Assets Trust, Inc. AAT · Entity 647 GrantCommon Stock, par value $0.01 4,453 $0.00 $0.00
Disclosure

SEC source: 0001500217-25-000047 · wk-form4_1748901629.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,748

F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:33 UTC CoreCivic, Inc. CXW · Entity 4194 GrantCommon Stock 6,482 $21.92 $142,085.44
Disclosure

SEC source: 0000950170-25-074603 · ownership.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,482

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person on May 15, 2025 (the "Grant Date"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSU's vest in full on February 19, 2026, subject to continued service with the Issuer through such vesting date.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 01:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerLTIP Units of Apartment Income REIT, L.P. · Derivative 12,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-032285 · form4.xml · derivative · entry 2

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Partnership Common Units · 12,111 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F3 · price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F4 · derivative.exercise_date: The LTIP Units are fully vested.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 01:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerClass A Common Stock 19,968 $39.12 $781,148.16
Disclosure

SEC source: 0001140361-24-032285 · form4.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes.

Read SEC document
June 03, 2024 Filed Jun 3, 2024 21:33 UTC American Assets Trust, Inc. AAT · Entity 647 GrantCommon Stock, par value $0.01 2,295 $0.00 $0.00
Disclosure

SEC source: 0001500217-24-000037 · wk-form4_1717450409.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,882

F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 23:55 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP Units of Apartment Income REIT, L.P. · Derivative 4,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-001791 · form4.xml · derivative · entry 2

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,111

Underlying: Partnership Common Units · 4,861 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F4 · price: Award for director compensation; price column not applicable.

F2 · derivative.exercise_date: The LTIP Units vest immediately.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
June 05, 2023 Filed Jun 5, 2023 21:20 UTC American Assets Trust, Inc. AAT · Entity 647 GrantCommon Stock, par value $0.01 2,587 $0.00 $0.00
Disclosure

SEC source: 0001500217-23-000053 · wf-form4_168600000788644.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,105

F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:25 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP Units of Apartment Income REIT, L.P. · Derivative 4,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002033 · form4.xml · derivative · entry 2

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Partnership Common Units · 4,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F4 · price: Award for director compensation; price column not applicable.

F2 · derivative.exercise_date: The LTIP Units vest immediately.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 20:39 UTC American Assets Trust, Inc. AAT · Entity 647 GrantCommon Stock, par value $0.01 1,518 $0.00 $0.00
Disclosure

SEC source: 0001500217-22-000074 · wf-form4_165472072271911.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:11 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP Units of Apartment Income REIT, L.P. · Derivative 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-003137 · form4.xml · derivative · entry 2

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Partnership Common Units · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F4 · price: Award for director compensation; price column not applicable.

F2 · derivative.exercise_date: The LTIP Units vest immediately.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 16:26 UTC American Assets Trust, Inc. AAT · Entity 647 GrantCommon Stock, par value $0.01 1,296 $0.00 $0.00
Disclosure

SEC source: 0001500217-21-000083 · wf-form4_162325600603664.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296

F1 · shares: Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 00:23 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000014 · edgar.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,968

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
January 28, 2020 Filed Jan 31, 2020 00:10 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000028 · edgar.xml · nonDerivative · entry 2

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,056

F3 · price: Award for director compensation; price column not applicable.

Read SEC document
March 22, 2019 Filed Jan 31, 2020 00:10 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000028 · edgar.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,856

F1 · shares: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of six additional shares of Class A Common Stock.

F2 · price: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 00:43 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000018 · edgar.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,850

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:36 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-18-000022 · edgar.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:42 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-17-000020 · edgar.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,450

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 02, 2011 Filed Feb 4, 2011 21:36 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 9,787 Not disclosed Strike: $32.95 Not disclosed
Disclosure

SEC source: 0001209191-11-007214 · doc4.xml · derivative · entry 5

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,469

Underlying: Common Stock · 9,787 shares

Expires 2021-02-02

F2 · price: Not applicable.

F4 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2014.

Read SEC document
February 02, 2011 Filed Feb 4, 2011 21:36 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 19,574 Not disclosed Strike: $32.95 Not disclosed
Disclosure

SEC source: 0001209191-11-007214 · doc4.xml · derivative · entry 4

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,682

Underlying: Common Stock · 19,574 shares

Expires 2021-02-02

F2 · price: Not applicable.

F5 · derivative.exercise_date: One-fourth of the shares subject to the option vest and become exercisable quarterly on April 1, 2011, July 1, 2011, October 1, 2011, and January 1, 2012. The shares will vest fully on January 1, 2012.

Read SEC document
February 02, 2011 Filed Feb 4, 2011 21:36 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,154 Not disclosed Strike: $32.95 Not disclosed
Disclosure

SEC source: 0001209191-11-007214 · doc4.xml · derivative · entry 3

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,108

Underlying: Common Stock · 5,154 shares

Expires 2021-02-02

F2 · price: Not applicable.

F4 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2014.

Read SEC document
February 02, 2011 Filed Feb 4, 2011 21:36 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 2,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-11-007214 · doc4.xml · nonDerivative · entry 2

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,241

F3 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2014.

F2 · price: Not applicable.

Read SEC document
February 02, 2011 Filed Feb 4, 2011 21:36 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 1,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-11-007214 · doc4.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,772

F1 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fourth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2015.

F2 · price: Not applicable.

Read SEC document
February 11, 2010 Filed Feb 17, 2010 02:04 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 8,486 Not disclosed Strike: $22.14 Not disclosed
Disclosure

SEC source: 0001209191-10-009766 · doc4.xml · derivative · entry 5

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,954

Underlying: Common Stock · 8,486 shares

Expires 2020-02-11

F2 · price: Not applicable.

F4 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2013.

Read SEC document
February 11, 2010 Filed Feb 17, 2010 02:04 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 16,973 Not disclosed Strike: $22.14 Not disclosed
Disclosure

SEC source: 0001209191-10-009766 · doc4.xml · derivative · entry 4

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,468

Underlying: Common Stock · 16,973 shares

Expires 2020-02-11

F2 · price: Not applicable.

F5 · derivative.exercise_date: One-fourth of the shares subject to the option vest and become exercisable quarterly on April 1, 2010, July 1, 2010, October 1, 2010, and January 1, 2011. The shares will vest fully on January 1, 2011.

Read SEC document
February 11, 2010 Filed Feb 17, 2010 02:04 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 8,495 Not disclosed Strike: $22.14 Not disclosed
Disclosure

SEC source: 0001209191-10-009766 · doc4.xml · derivative · entry 3

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,495

Underlying: Common Stock · 8,495 shares

Expires 2020-02-11

F2 · price: Not applicable.

F4 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2013.

Read SEC document
February 11, 2010 Filed Feb 17, 2010 02:04 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 2,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-10-009766 · doc4.xml · nonDerivative · entry 2

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,952

F3 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on February 1, 2013.

F2 · price: Not applicable.

Read SEC document
February 11, 2010 Filed Feb 17, 2010 02:04 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 3,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-10-009766 · doc4.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,632

F1 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fourth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2014.

F2 · price: Not applicable.

Read SEC document
February 10, 2009 Filed Feb 13, 2009 01:07 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,538 Not disclosed Strike: $15.92 Not disclosed
Disclosure

SEC source: 0001209191-09-008802 · doc4.xml · derivative · entry 5

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 3,538 shares

Expires 2019-02-10

F4 · price: Not applicable.

F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012.

Read SEC document
February 10, 2009 Filed Feb 13, 2009 01:07 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,075 Not disclosed Strike: $15.92 Not disclosed
Disclosure

SEC source: 0001209191-09-008802 · doc4.xml · derivative · entry 4

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,462

Underlying: Common Stock · 7,075 shares

Expires 2019-02-10

F4 · price: Not applicable.

F5 · derivative.exercise_date: The shares subject to the option vested fully on the date of grant, February 10, 2009.

Read SEC document
February 10, 2009 Filed Feb 13, 2009 01:07 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 14,150 Not disclosed Strike: $15.92 Not disclosed
Disclosure

SEC source: 0001209191-09-008802 · doc4.xml · derivative · entry 3

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,387

Underlying: Common Stock · 14,150 shares

Expires 2019-02-10

F4 · price: Not applicable.

F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012.

Read SEC document
February 10, 2009 Filed Feb 13, 2009 01:07 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 1,766 $15.92 $28,114.72
Disclosure

SEC source: 0001209191-09-008802 · doc4.xml · nonDerivative · entry 2

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,698

F2 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2012.

Read SEC document
February 10, 2009 Filed Feb 13, 2009 01:07 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 2,826 $15.92 $44,989.92
Disclosure

SEC source: 0001209191-09-008802 · doc4.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,932

F1 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fourth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2013.

Read SEC document
February 01, 2009 Filed Feb 4, 2009 02:54 UTC Prologis, Inc. AMB · Entity 2877 Tax withholdingCommon Stock 682 $15.77 $10,755.14
Disclosure

SEC source: 0001209191-09-006459 · doc4.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,106

F1 · security: Shares withheld upon release of restricted stock to cover taxes owing.

Read SEC document
February 21, 2008 Filed Feb 26, 2008 01:41 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 18,252 Not disclosed Strike: $48.76 Not disclosed
Disclosure

SEC source: 0001209191-08-013151 · doc4.xml · derivative · entry 4

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,237

Underlying: Common · 18,252 shares

Expires 2018-02-21

F4 · price: Not applicable.

F5 · derivative.exercise_date: The shares subject to the option vest fully on the date of grant, February 21, 2008.

Read SEC document
February 21, 2008 Filed Feb 26, 2008 01:41 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 16,869 Not disclosed Strike: $48.76 Not disclosed
Disclosure

SEC source: 0001209191-08-013151 · doc4.xml · derivative · entry 3

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,985

Underlying: Common · 16,869 shares

Expires 2018-02-21

F4 · price: Not applicable.

F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2011.

Read SEC document
February 21, 2008 Filed Feb 26, 2008 01:41 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 1,409 $48.76 $68,702.84
Disclosure

SEC source: 0001209191-08-013151 · doc4.xml · nonDerivative · entry 2

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,788

F2 · security: Shares were granted pursuant to the Company's 2002 Amended and Restated Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on February 1, 2011.

Read SEC document
February 21, 2008 Filed Feb 26, 2008 01:41 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 2,153 $48.76 $104,980.28
Disclosure

SEC source: 0001209191-08-013151 · doc4.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,379

F1 · security: Shares were granted pursuant to the Company's 2002 Amended and Restated Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fourth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2012.

Read SEC document
February 15, 2007 Filed Feb 17, 2007 00:42 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 4,516 Not disclosed Strike: $64.18 Not disclosed
Disclosure

SEC source: 0001209191-07-011643 · doc4.xml · derivative · entry 4

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,116

Underlying: Common · 4,516 shares

Expires 2017-02-15

F4 · price: Not applicable.

F5 · derivative.exercise_date: The shares subject to the option vest fully on the date of grant, February 15, 2007.

Read SEC document
February 15, 2007 Filed Feb 17, 2007 00:42 UTC Prologis, Inc. AMB · Entity 2877 GrantNon-Qualified Stock Option (right to buy) · Derivative 8,140 Not disclosed Strike: $64.18 Not disclosed
Disclosure

SEC source: 0001209191-07-011643 · doc4.xml · derivative · entry 3

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,600

Underlying: Common · 8,140 shares

Expires 2017-02-15

F4 · price: Not applicable.

F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2010.

Read SEC document
February 15, 2007 Filed Feb 17, 2007 00:42 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 3,140 $64.18 $201,525.20
Disclosure

SEC source: 0001209191-07-011643 · doc4.xml · nonDerivative · entry 2

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,226

F2 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on February 1, 2010.

Read SEC document
February 15, 2007 Filed Feb 17, 2007 00:42 UTC Prologis, Inc. AMB · Entity 2877 GrantCommon Stock 1,636 $64.18 $104,998.48
Disclosure

SEC source: 0001209191-07-011643 · doc4.xml · nonDerivative · entry 1

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,086

F1 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fifth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2012.

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 800 Not disclosed Strike: $35.26 Not disclosed
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · derivative · entry 20

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,460

Underlying: Common · 800 shares

Expires 2014-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2007.

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 Not disclosed Strike: $35.26 Not disclosed
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · derivative · entry 19

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,260

Underlying: Common · 600 shares

Expires 2014-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2007.

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 900 Not disclosed Strike: $35.26 Not disclosed
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · derivative · entry 18

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,860

Underlying: Common · 900 shares

Expires 2014-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2007.

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 300 Not disclosed Strike: $35.26 Not disclosed
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · derivative · entry 17

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,760

Underlying: Common · 300 shares

Expires 2014-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2007.

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 900 Not disclosed Strike: $35.26 Not disclosed
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · derivative · entry 16

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,060

Underlying: Common · 900 shares

Expires 2014-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2007.

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 Not disclosed Strike: $35.26 Not disclosed
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · derivative · entry 15

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,960

Underlying: Common · 600 shares

Expires 2014-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2007.

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 SaleCommon Stock 307 $60.40 $18,542.80
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · nonDerivative · entry 14

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Read SEC document
January 31, 2007 Filed Feb 1, 2007 23:53 UTC Prologis, Inc. AMB · Entity 2877 SaleCommon Stock 500 $60.41 $30,205.00
Disclosure

SEC source: 0001209191-07-006874 · doc4.xml · nonDerivative · entry 13

Tran Nina A · CIK 0001383808 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,757

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.