TapewireFind a company

person · Reporting owner

CLIFFORD JOHN P JR

Disclosed activity across 1 company

Tapewire entity
169080
SEC CIK
0001198913

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRAVELERS COMPANIES, INC.TRV · Entity 2960EVP & Chief HR OfficerFebruary 21, 2018February 23, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRAVELERS COMPANIES, INC.

Report date February 21, 2018 · Filed February 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,931.457 Reported balance After 2018-02-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-21 · Grant · Acquired 5,931.457 · Balance 5,931.457

F1: Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2015.

F2: Reflects the transfer of shares previously held directly by the Reporting Person. Such shares are now held indirectly.

Common StockSEC Table I · non-derivativeDirect3,444.457 Reported balance After 2018-02-21 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-02-21 · Tax withholding · Disposed 2,487 · Balance 3,444.457

Common StockSEC Table I · non-derivativeIndirectIn Trust13,000 Reported balance Holding disclosure · report date 2018-02-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 13,000

F2: Reflects the transfer of shares previously held directly by the Reporting Person. Such shares are now held indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2015.

F2: Reflects the transfer of shares previously held directly by the Reporting Person. Such shares are now held indirectly.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2018 Filed Feb 23, 2018 21:12 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 Tax withholdingCommon Stock 2,487 $139.72 $347,483.64
Disclosure

SEC source: 0001127602-18-008051 · form4.xml · nonDerivative · entry 2

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,444.457

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:12 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 5,931.457 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008051 · form4.xml · nonDerivative · entry 1

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,931.457

F1 · kind: Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2015.

F2 · balance_after: Reflects the transfer of shares previously held directly by the Reporting Person. Such shares are now held indirectly.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:21 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantStock Option (Right to Buy) · Derivative 19,124 $0.00 Strike: $140.85 $0.00
Disclosure

SEC source: 0001127602-18-004657 · form4.xml · derivative · entry 1

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,124

Underlying: Common Stock · 19,124 shares

Expires 2028-02-06

Read SEC document
August 10, 2017 Filed Aug 11, 2017 16:11 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 SaleCommon Stock 3,525 $129.85 $457,703.63
Disclosure

SEC source: 0001127602-17-025454 · form4.xml · nonDerivative · entry 1

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,657.874

Read SEC document
May 05, 2017 Filed May 9, 2017 14:34 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 SaleCommon Stock 5,500 $120.92 $665,060.00
Disclosure

SEC source: 0001127602-17-017292 · form4.xml · nonDerivative · entry 1

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,182.874

F1 · balance_after: Reflects the transfer of shares previously held indirectly by the Reporting Person. Such shares are now held directly.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:37 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 Tax withholdingCommon Stock 3,785 $121.85 $461,202.25
Disclosure

SEC source: 0001127602-17-008234 · form4.xml · nonDerivative · entry 2

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,025.874

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:37 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 7,803.146 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008234 · form4.xml · nonDerivative · entry 1

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,810.874

F1 · kind: Represents common stock paid out upon achievement of performance objectives contained in performance share rights granted in 2014.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:44 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 Exercise / conversionStock Options (Right to Buy) · Derivative 18,294 $0.00 Strike: $80.35 $0.00
Disclosure

SEC source: 0001127602-17-007969 · form4.xml · derivative · entry 4

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,294 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:44 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 SaleCommon Stock 18,294 $121.25 $2,218,165.79
Disclosure

SEC source: 0001127602-17-007969 · form4.xml · nonDerivative · entry 2

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,007.728

F1 · price: Represents the weighted average sales price for price increments ranging from $121.18 to $121.33. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:44 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 Exercise / conversionCommon Stock 18,294 $80.35 $1,469,922.90
Disclosure

SEC source: 0001127602-17-007969 · form4.xml · nonDerivative · entry 1

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,301.728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:07 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantStock Options (Right to Buy) · Derivative 21,671 $0.00 Strike: $118.78 $0.00
Disclosure

SEC source: 0001127602-17-005385 · form4.xml · derivative · entry 1

CLIFFORD JOHN P JR · CIK 0001198913 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,671

Underlying: Common Stock · 21,671 shares

Expires 2027-02-09

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.