Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | VP, Business Development | February 21, 2018 | February 23, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date February 21, 2018 · Filed February 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,984 |
Reported balance
After 2018-02-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-21 · Tax withholding · Disposed 622 · Balance 37,984 F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. |
| Common StockSEC Table I · non-derivative | Direct | 36,469 |
Reported balance
After 2018-02-22 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-22 · Tax withholding · Disposed 1,515 · Balance 36,469 F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. F2: Includes (i) 4,378 restricted stock units that vest on 2/22/19; (ii) 3,591 restricted stock units that vest 1,795 shares on 2/21/19 and 1,796 shares on 2/21/20; and (iii) 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,340 |
Reported balance
Holding disclosure · report date 2018-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,340 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.40 · Expires 2022-05-04 | Direct | 3,076 |
Reported balance
Holding disclosure · report date 2018-02-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,076 F3: 769 shares vested on each of 5/4/13, 5/4/14, 5/4/15 and 5/4/16. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.
F2: Includes (i) 4,378 restricted stock units that vest on 2/22/19; (ii) 3,591 restricted stock units that vest 1,795 shares on 2/21/19 and 1,796 shares on 2/21/20; and (iii) 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21.
F3: 769 shares vested on each of 5/4/13, 5/4/14, 5/4/15 and 5/4/16.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2018 Filed Feb 23, 2018 21:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,515 | $2.30 | $3,484.50 |
DisclosureSEC source: 0001104659-18-011734 · a4.xml · nonDerivative · entry 2 Reisinger Joseph V. · CIK 0001698697 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,469 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. F2 · balance_after: Includes (i) 4,378 restricted stock units that vest on 2/22/19; (ii) 3,591 restricted stock units that vest 1,795 shares on 2/21/19 and 1,796 shares on 2/21/20; and (iii) 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:46 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 622 | $2.31 | $1,436.82 |
DisclosureSEC source: 0001104659-18-011734 · a4.xml · nonDerivative · entry 1 Reisinger Joseph V. · CIK 0001698697 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,984 F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 23:56 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 495 | $2.39 | $1,183.05 |
DisclosureSEC source: 0001104659-18-011146 · a4.xml · nonDerivative · entry 2 Reisinger Joseph V. · CIK 0001698697 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,606 F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. F3 · balance_after: Includes (i) 8,755 restricted stock units that vest 4,377 shares on 2/22/18 and 4,378 shares on 2/22/19; (ii) 5,386 restricted stock units that vest 1,795 shares on each of 2/21/18 and 2/21/19 and 1,796 shares on 2/21/20; and (iii) 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 23:56 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 8,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-011146 · a4.xml · nonDerivative · entry 1 Reisinger Joseph V. · CIK 0001698697 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,101 F1 · shares: Represents 8,002 restricted stock units that vest 2,667 shares on each of 2/20/19 and 2/20/20 and 2,668 shares on 2/20/21. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 23:11 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,594 | $5.23 | $8,336.62 |
DisclosureSEC source: 0001104659-17-011318 · a4.xml · nonDerivative · entry 3 Reisinger Joseph V. · CIK 0001698697 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,099 F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. F3 · balance_after: Includes (i) 1,430 restricted stock units that vest on 2/19/18; (ii) 8,755 restricted stock units that vest 4,377 shares on 2/22/18 and 4,378 shares on 2/22/19; and (iii) 5,386 restricted stock units that vest 1,795 shares on each of 2/21/18 and 2/21/19 and 1,796 shares on 2/21/20. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:11 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 850 | $5.43 | $4,615.50 |
DisclosureSEC source: 0001104659-17-011318 · a4.xml · nonDerivative · entry 2 Reisinger Joseph V. · CIK 0001698697 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,693 F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:11 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 5,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-011318 · a4.xml · nonDerivative · entry 1 Reisinger Joseph V. · CIK 0001698697 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,543 F1 · shares: Represents 5,386 restricted stock units that vest 1,795 shares on each of 2/21/18 and 2/21/19 and 1,796 shares on 2/21/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.