Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | SVP and CFO | February 28, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIEBOLD NIXDORF, Inc
Report date February 28, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 71,829 |
Reported balance
After 2018-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-28 · Purchase · Acquired 3,000 · Balance 71,829 F2: Number includes restricted stock units. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 309 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 309 F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.79 · Expires 2019-02-10 | Direct | 1,250 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,250 F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.88 · Expires 2020-02-10 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,500 F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.67 · Expires 2021-02-09 | Direct | 7,000 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,000 F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $34.89 · Expires 2022-02-07 | Direct | 9,500 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 9,500 F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.87 · Expires 2023-02-05 | Direct | 7,540 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,540 F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $34.13 · Expires 2024-02-11 | Direct | 10,166 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,166 F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.33 · Expires 2025-02-04 | Direct | 37,445 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 37,445 F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.39 · Expires 2026-02-02 | Direct | 55,866 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 55,866 F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $18.75 · Expires 2028-02-01 | Direct | 39,572 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 39,572 F5: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.60 · Expires 2027-02-07 | Direct | 75,658 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 75,658 F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Number includes restricted stock units.
F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.
F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F5: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Mar 1, 2018 21:19 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 3,000 | $16.05 | $48,150.00 |
DisclosureSEC source: 0000028823-18-000068 · wf-form4_151993913395290.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,829 F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:55 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 2,012 | $14.30 | $28,771.60 |
DisclosureSEC source: 0000028823-18-000056 · wf-form4_151873172647600.xml · nonDerivative · entry 3 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,829 F2 · shares: Reflects delivery of shares earned under the 2015-2017 performance-based deferred shares award and withholding of shares pursuant to tax withholding right. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:55 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 4,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-18-000056 · wf-form4_151873172647600.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,841 F2 · shares: Reflects delivery of shares earned under the 2015-2017 performance-based deferred shares award and withholding of shares pursuant to tax withholding right. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:48 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 2,798 | $15.85 | $44,348.30 |
DisclosureSEC source: 0000028823-18-000044 · wf-form4_151847207959161.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,355 F2 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:50 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 2,086 | $16.50 | $34,419.00 |
DisclosureSEC source: 0000028823-18-000038 · wf-form4_151804018598163.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,128 F2 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 03, 2018 Filed Feb 6, 2018 22:10 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 1,270 | $17.50 | $22,225.00 |
DisclosureSEC source: 0000028823-18-000025 · wf-form4_151795500290182.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,214 F2 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:49 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 58,064 | $18.75 Strike: $18.75 | $1,088,700.00 |
DisclosureSEC source: 0000028823-18-000011 · wf-form4_151787093158598.xml · derivative · entry 13 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,064 Underlying: Common Shares · 58,064 shares Expires 2028-02-01 F6 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:49 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 23,007 | $18.75 | $431,381.25 |
DisclosureSEC source: 0000028823-18-000011 · wf-form4_151787093158598.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,491 F2 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 22:10 UTC Amendment | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Option · Derivative | 39,572 | $18.75 Strike: $18.75 | $741,975.00 |
DisclosureSEC source: 0000028823-18-000027 · wf-form4a_151795503899897.xml · derivative · entry 1 Chapman Christopher A. · CIK 0001520179 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,572 Underlying: Common Shares · 39,572 shares Expires 2028-02-01 F1 · security: The original Form 4 is amended by this Form 4 amendment to correct the number of options acquired on this transaction date and the resulting number of derivative securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4. F2 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 12:28 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | PurchaseCommon Shares | 2,000 | $21.53 | $43,060.00 |
DisclosureSEC source: 0000028823-17-000111 · wf-form4_150089928657239.xml · nonDerivative · entry 1 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,484 F1 · balance_after: Number includes restricted stock units. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:35 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 982 | $29.25 | $28,723.50 |
DisclosureSEC source: 0000028823-17-000043 · wf-form4_148728448784694.xml · nonDerivative · entry 3 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,484 F2 · shares: Reflects delivery of performance shares earned for the 2016 performance period under the Transformation Grant and withholding of shares pursuant to tax withholding right. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:35 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 2,068 | $29.25 | $60,489.00 |
DisclosureSEC source: 0000028823-17-000043 · wf-form4_148728448784694.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,466 F2 · shares: Reflects delivery of performance shares earned for the 2016 performance period under the Transformation Grant and withholding of shares pursuant to tax withholding right. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 00:02 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 617 | $27.40 | $16,905.80 |
DisclosureSEC source: 0000028823-17-000033 · wf-form4_148711693538008.xml · nonDerivative · entry 3 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,398 F2 · shares: Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 00:02 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 981 | $27.40 | $26,879.40 |
DisclosureSEC source: 0000028823-17-000033 · wf-form4_148711693538008.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,015 F2 · shares: Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:17 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantNon-Qualified Stock Options · Derivative | 75,658 | $26.60 Strike: $26.60 | $2,012,502.80 |
DisclosureSEC source: 0000028823-17-000022 · wf-form4_148676505284539.xml · derivative · entry 12 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,658 Underlying: Common Shares · 75,658 shares Expires 2027-02-07 F5 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:17 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 18,775 | $26.60 | $499,415.00 |
DisclosureSEC source: 0000028823-17-000022 · wf-form4_148676505284539.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,996 F2 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F3 · balance_after: Number includes restricted stock units. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:25 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 1,336 | $26.45 | $35,337.20 |
DisclosureSEC source: 0000028823-17-000007 · wf-form4_148650633021494.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,221 F2 · shares: Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award F3 · balance_after: Number includes restricted stock units. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 17:29 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 657 | $21.20 | $13,928.40 |
DisclosureSEC source: 0000028823-16-000252 · wf-form4_147862613357808.xml · nonDerivative · entry 2 Chapman Christopher A. · CIK 0001520179 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,557 F2 · shares: Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award F3 · balance_after: Number includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.