Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL MILLS INCGIS · Entity 3236 | Director | February 27, 2018 | March 01, 2018 |
| WASTE MANAGEMENT INCWM · Entity 2932 | Director | January 15, 2018 | January 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL MILLS INC
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 28,832 |
Reported balance
After 2018-02-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-02-27 · Exercise / conversion · Acquired 20,000 · Balance 28,832 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 20,000 |
Reported balance
After 2018-02-27 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-02-27 · Tax withholding · Disposed 8,832 · Balance 20,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.98 · Expires 2018-03-10 | Direct | 0 |
Reported balance
After 2018-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-27 · Exercise / conversion · Disposed 20,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 33,145.5053 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 33,145.5053 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 200 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 200 |
WASTE MANAGEMENT INC
Report date January 15, 2018 · Filed January 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,218 |
Reported balance
After 2018-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-15 · Grant · Acquired 1,446 · Balance 23,218 F1: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 100 |
Reported balance
Holding disclosure · report date 2018-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 100 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 1, 2018 22:39 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $27.98 | $0.00 |
DisclosureSEC source: 0000897101-18-000185 · gis180589s1anderson_4.xml · derivative · entry 5 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:39 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 8,832 | $50.78 | $448,488.96 |
DisclosureSEC source: 0000897101-18-000185 · gis180589s1anderson_4.xml · nonDerivative · entry 4 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,000 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:39 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionCommon Stock | 20,000 | $27.98 | $559,600.00 |
DisclosureSEC source: 0000897101-18-000185 · gis180589s1anderson_4.xml · nonDerivative · entry 3 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 22:10 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantPhantom Stock · Derivative | 344 | $54.48 | $18,741.12 |
DisclosureSEC source: 0000897101-18-000169 · gis180511s7anderson_4.xml · derivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,123.503 Underlying: Common Stock · 344 shares Expires not disclosed F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. Read SEC document |
| January 15, 2018 Filed Jan 18, 2018 19:49 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 1,446 | $88.18 | $127,501.05 |
DisclosureSEC source: 0001225208-18-001214 · doc4.xml · nonDerivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,218 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| November 26, 2017 Filed Nov 28, 2017 20:11 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantPhantom Stock · Derivative | 443 | $53.52 | $23,709.36 |
DisclosureSEC source: 0000897101-17-001544 · gis173210s1anderson_4.xml · derivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,667.423 Underlying: Common Stock · 443 shares Expires not disclosed F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 19:57 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 3,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-17-001179 · gis172647s1anderson_4.xml · nonDerivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,053.7402 F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock. Read SEC document |
| August 27, 2017 Filed Aug 29, 2017 17:46 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantPhantom Stock · Derivative | 411 | $57.68 | $23,706.48 |
DisclosureSEC source: 0000897101-17-001070 · gis172191s3anderson_4.xml · derivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,110.383 Underlying: Common Stock · 411 shares Expires not disclosed F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. Read SEC document |
| July 15, 2017 Filed Jul 18, 2017 15:48 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 1,713 | $74.16 | $127,027.52 |
DisclosureSEC source: 0001225208-17-012706 · doc4.xml · nonDerivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,772 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| May 28, 2017 Filed May 31, 2017 20:51 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantPhantom Stock · Derivative | 417 | $56.91 | $23,731.47 |
DisclosureSEC source: 0000897101-17-000696 · gis171460s2anderson_4.xml · derivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,560.563 Underlying: Common Stock · 417 shares Expires not disclosed F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:48 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 511 | $73.34 | $37,474.19 |
DisclosureSEC source: 0001225208-17-005096 · doc4.xml · nonDerivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,059 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 22:37 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantPhantom Stock · Derivative | 391 | $60.59 | $23,690.69 |
DisclosureSEC source: 0000897101-17-000277 · gis170342s4anderson_4.xml · derivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,036.215 Underlying: Common Stock · 391 shares Expires not disclosed F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. Read SEC document |
| January 15, 2017 Filed Jan 19, 2017 22:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 1,000 | $70.01 | $70,005.00 |
DisclosureSEC source: 0001225208-17-001384 · doc4.xml · nonDerivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,548 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| November 27, 2016 Filed Nov 29, 2016 20:52 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantPhantom Stock · Derivative | 378 | $62.68 | $23,693.04 |
DisclosureSEC source: 0000897101-16-003328 · gis163964s2anderson_4.xml · derivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,550.266 Underlying: Common Stock · 378 shares Expires not disclosed F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2016 Compensation Plan for Non-Employee Directors into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 20:38 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 2,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-16-002979 · gis163186s3anderson_4.xml · nonDerivative · entry 1 ANDERSON BRADBURY H · CIK 0001188050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,738.94 F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2016 Compensation Plan for Non-Employee Directors. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.