Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Essential Utilities, Inc.WTR · Entity 3473 | Executive VP & CFO | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Essential Utilities, Inc.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,273.2 |
Reported balance
After 2018-02-27 transaction · row 1
1 source rowRow 1 · 2018-02-27 · Grant · Acquired 3,586 · Balance 81,273.2 F1: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 27, 2021. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.51 · Expires 2028-02-27 | Direct | 9,893 |
Reported balance
After 2018-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-27 · Grant · Acquired 9,893 · Balance 9,893 F3: Grant of 9,893 shares of stock options which vest one-third each year on the anniversary of the grant. |
| Common Stock 401kSEC Table I · non-derivative | Indirect401k | 29,763.11 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,763.11 F2: Includes shares acquired under the Company's 401k plan since the last filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 27, 2021.
F2: Includes shares acquired under the Company's 401k plan since the last filing.
F3: Grant of 9,893 shares of stock options which vest one-third each year on the anniversary of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 1, 2018 16:52 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 9,893 | $34.51 Strike: $34.51 | $341,407.43 |
DisclosureSEC source: 0001127602-18-009286 · form4.xml · derivative · entry 3 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,893 Underlying: Common Stock · 9,893 shares Expires 2028-02-27 F3 · shares: Grant of 9,893 shares of stock options which vest one-third each year on the anniversary of the grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:52 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 3,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009286 · form4.xml · nonDerivative · entry 1 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,273.2 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 27, 2021. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:35 UTC | Essential Utilities, Inc. WTR · Entity 3473 | Tax withholdingCommon Stock | 4,630 | $34.57 | $160,054.93 |
DisclosureSEC source: 0001127602-18-008616 · form4.xml · nonDerivative · entry 2 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,687.2 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:35 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 10,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008616 · form4.xml · nonDerivative · entry 1 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,317.2 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/23/2015. Represents vesting at 109.19% of target. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 14:47 UTC | Essential Utilities, Inc. WTR · Entity 3473 | SaleCommon Stock | 10,000 | $36.36 | $363,600.00 |
DisclosureSEC source: 0001127602-17-031810 · form4.xml · nonDerivative · entry 1 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,396.61 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:12 UTC | Essential Utilities, Inc. WTR · Entity 3473 | Tax withholdingCommon Stock | 6,867 | $31.16 | $213,979.15 |
DisclosureSEC source: 0001127602-17-009323 · form4.xml · nonDerivative · entry 2 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,936.42 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:12 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 9,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009323 · form4.xml · nonDerivative · entry 1 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,803.42 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/27/2014. Represents vesting at 97.3% of target. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:25 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 7,774 | $30.47 Strike: $30.47 | $236,873.78 |
DisclosureSEC source: 0001127602-17-008286 · form4.xml · derivative · entry 3 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,774 Underlying: Common Stock · 7,774 shares Expires 2027-02-22 F3 · shares: Grant of 7,774 shares of stock options which vest one-third each year on the anniversary of the grant. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:25 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 3,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008286 · form4.xml · nonDerivative · entry 1 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,073.42 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 22, 2020. Read SEC document |
| December 08, 2016 Filed Feb 7, 2017 22:01 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GiftCommon Stock | 600 | $30.18 | $18,108.00 |
DisclosureSEC source: 0001127602-17-004368 · form5.xml · nonDerivative · entry 1 SMELTZER DAVID · CIK 0001202217 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,101.42 F1 · balance_after: Includes additional shares acquired under the Issuer's Employee Stock Purchase Plan since the date of the reporting person's last ownership report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.