INGRAM ROBERT ALEXANDER

SEC source: 0000895419-17-000078 · wf-form4_150472937934989.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,974

F1 · kind: Award of restricted stock units vesting in full on September 1, 2018.

SEC source: 0001209191-17-050599 · doc4.xml · nonDerivative · entry 2

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,777

F2 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.68 to $4.70, inclusive.

SEC source: 0001209191-17-050599 · doc4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,312

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.23 to $4.25, inclusive. The reporting person undertakes to provide to Novan, Inc., any security holder of Novan, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0000895419-17-000061 · wf-form4_150360560039455.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,941

F1 · kind: Represents shares of Common Stock credited to the Reporting Person's 2017 deferral account under the Cree, Inc. Stock Compensation and Deferral Program, issuable following the Reporting Person's Separation of Service from Cree.

SEC source: 0001209191-17-038386 · doc4.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,014

Underlying: Common Stock · 34,014 shares

Expires 2027-06-04

F1 · derivative.exercise_date: The option vests in four equal quarterly installments, with the first installment vesting on September 5, 2017.

SEC source: 0001127602-17-020306 · form4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,764

F1 · security: Shares of Common Stock issued to the reporting person in lieu of quarterly cash Board Member retainer of $10,000.

SEC source: 0001127602-17-019333 · form4.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-24

F1 · security: Automatic non-employee director grant pursuant to the BioCryst Pharmaceuticals, Inc. Stock Incentive Plan.

F2 · derivative.exercise_date: Vests 1/12th per month over twelve months beginning June 24, 2017.

SEC source: 0001209191-17-035173 · doc4.xml · derivative · entry 8

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 336,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F1 · price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F6 · derivative.exercise_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC ("HVA IV SBIC") is the general partner of HVP IV. The securities directly held by HVP IV are indirectly held by the individual managing members of HVA IV SBIC (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The reportable securities are owned directly by L2 Ventures, LLC ("L2 Ventures"). Hatteras Venture Advisors V, LLC ("HVA V") is the general partner of L2 Ventures. The securities directly held by L2 Ventures are indirectly held by the individual managing members of HVA V (each, a "L2 Managing Member" and collectively, the "L2 Managing Members"). The L2 Managing Members are John Crumpler, Clay Thorp, Christy Shaffer, Douglas Reed and Robert Ingram. The L2 Managing Members may share voting and dispositive power over the securities directly held by HVA V. Each L2 Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any L2 Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F9 · ownership.nature: Includes shares of Series C Preferred Stock convertible into 294,493 shares of the Issuer's common stock held by HVP IV and shares of Series C Preferred Stock convertible into 42,070 shares of the Issuer's common stock held by L2 Ventures, LLC.

SEC source: 0001209191-17-035173 · doc4.xml · derivative · entry 7

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 861,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F1 · price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F6 · derivative.exercise_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC ("HVA IV SBIC") is the general partner of HVP IV. The securities directly held by HVP IV are indirectly held by the individual managing members of HVA IV SBIC (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The reportable securities are owned directly by L2 Ventures, LLC ("L2 Ventures"). Hatteras Venture Advisors V, LLC ("HVA V") is the general partner of L2 Ventures. The securities directly held by L2 Ventures are indirectly held by the individual managing members of HVA V (each, a "L2 Managing Member" and collectively, the "L2 Managing Members"). The L2 Managing Members are John Crumpler, Clay Thorp, Christy Shaffer, Douglas Reed and Robert Ingram. The L2 Managing Members may share voting and dispositive power over the securities directly held by HVA V. Each L2 Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any L2 Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F8 · ownership.nature: Includes shares of Series B Preferred Stock convertible into 804,208 shares of the Issuer's common stock held by HVP IV and shares of Series B Preferred Stock convertible into 57,443 shares of the Issuer's common stock held by L2 Ventures, LLC.

SEC source: 0001209191-17-035173 · doc4.xml · derivative · entry 6

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,189,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F1 · price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F6 · derivative.exercise_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC ("HVA IV SBIC") is the general partner of HVP IV. The securities directly held by HVP IV are indirectly held by the individual managing members of HVA IV SBIC (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The reportable securities are owned directly by Hatteras NC Fund, LP ("Hatteras NC"). Hatteras Venture Advisors IV, LLC ("HVA IV") is the general partner of Hatteras NC Fund, LP. The securities directly held by Hatteras NC are indirectly held by the individual managing members of HVA IV (each, a "HVA IV Managing Member" and collectively, the "HVA IV Managing Members"). The HVA IV Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The HVA IV Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each HVA IV Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any HVA IV Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F7 · ownership.nature: Includes shares of Series A Preferred Stock convertible into 1,990,276 shares of the Issuer's common stock held by HVP IV and shares of Series A Preferred Stock convertible into 199,232 shares of the Issuer's common stock held by Hatteras NC.

SEC source: 0001209191-17-035173 · doc4.xml · derivative · entry 5

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 439,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F1 · price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F6 · derivative.exercise_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Common Stock upon consummation of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC ("HVA IV SBIC") is the general partner of HVP IV. The securities directly held by HVP IV are indirectly held by the individual managing members of HVA IV SBIC (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-17-035173 · doc4.xml · nonDerivative · entry 4

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hatteras Venture Partners IV SBIC, LP

Disclosed balance after: 3,861,797

F5 · price: Reflects shares Hatteras Venture Partners IV SBIC, LP purchased in the initial public offering at the initial public offering price of $15.00 per share.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC ("HVA IV SBIC") is the general partner of HVP IV. The securities directly held by HVP IV are indirectly held by the individual managing members of HVA IV SBIC (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-17-035173 · doc4.xml · nonDerivative · entry 3

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By L2 Ventures, LLC

Disclosed balance after: 99,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F4 · ownership.nature: The reportable securities are owned directly by L2 Ventures, LLC ("L2 Ventures"). Hatteras Venture Advisors V, LLC ("HVA V") is the general partner of L2 Ventures. The securities directly held by L2 Ventures are indirectly held by the individual managing members of HVA V (each, a "L2 Managing Member" and collectively, the "L2 Managing Members"). The L2 Managing Members are John Crumpler, Clay Thorp, Christy Shaffer, Douglas Reed and Robert Ingram. The L2 Managing Members may share voting and dispositive power over the securities directly held by HVA V. Each L2 Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any L2 Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-17-035173 · doc4.xml · nonDerivative · entry 2

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hatteras NC Fund, LP

Disclosed balance after: 212,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F3 · ownership.nature: The reportable securities are owned directly by Hatteras NC Fund, LP ("Hatteras NC"). Hatteras Venture Advisors IV, LLC ("HVA IV") is the general partner of Hatteras NC Fund, LP. The securities directly held by Hatteras NC are indirectly held by the individual managing members of HVA IV (each, a "HVA IV Managing Member" and collectively, the "HVA IV Managing Members"). The HVA IV Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The HVA IV Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each HVA IV Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any HVA IV Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-17-035173 · doc4.xml · nonDerivative · entry 1

Thorp Clay · CIK 0001592380 · 10% owner

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner

Crumpler John · CIK 0001674107 · 10% owner

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner

LEE KENNETH B JR · CIK 0001208570 · 10% owner

Reed Douglas MD · CIK 0001291262 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hatteras Venture Partners IV SBIC, LP

Disclosed balance after: 3,728,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering pursuant to the Issuer's Fifth Restated Certificate of Incorporation, as amended, based on the conversion rate in effect at the time of conversion. The Series 1 Preferred Stock, Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted to Common Stock on a 1-for-3 basis.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC ("HVA IV SBIC") is the general partner of HVP IV. The securities directly held by HVP IV are indirectly held by the individual managing members of HVA IV SBIC (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0000895419-17-000037 · wf-form4_149332485988014.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,816

F1 · kind: Represents shares of Common Stock credited to the Reporting Person's 2017 deferral account under the Cree, Inc. Stock Compensation and Deferral Program, issuable following the Reporting Person's Separation of Service from Cree.

SEC source: 0000885590-17-000021 · primary_doc.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,046

F1 · shares: Represents Restricted Share Units (RSUs) representing a contingent right to receive one share of common stock, no par value, of Valeant Pharmaceuticals International, Inc.

SEC source: 0001127602-17-009570 · form4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,823

F1 · security: Shares of Common Stock issued to the reporting person in lieu of quarterly cash Board Member retainer of $10,000.

SEC source: 0000895419-17-000012 · wf-form4_148546606878580.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,684

F1 · kind: Represents shares of Common Stock credited to the Reporting Person's 2017 deferral account under the Cree, Inc. Stock Compensation and Deferral Program, issuable following the Reporting Person's Separation of Service from Cree.

SEC source: 0001578563-17-000004 · primary_doc.xml · nonDerivative · entry 3

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner · May be part of a 13(d) Group

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner · May be part of a 13(d) Group

Crumpler John · CIK 0001674107 · 10% owner · May be part of a 13(d) Group

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner · May be part of a 13(d) Group

LEE KENNETH B JR · CIK 0001208570 · 10% owner · May be part of a 13(d) Group

Reed Douglas MD · CIK 0001291262 · 10% owner · May be part of a 13(d) Group

Thorp Clay · CIK 0001592380 · 10% owner · May be part of a 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,060,514

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.01 to $8.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC is the general partner of HVP IV (the "GP"). The securities directly held by HVP IV are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001578563-17-000002 · primary_doc.xml · nonDerivative · entry 3

Hatteras Venture Advisors III, LLC · CIK 0001674177 · 10% owner · May be part of a 13(d) Group

Hatteras Ventures Partners III LP · CIK 0001390733 · 10% owner · May be part of a 13(d) Group

Hatteras Venture Affiliates III Lp · CIK 0001390738 · 10% owner · May be part of a 13(d) Group

Crumpler John · CIK 0001674107 · 10% owner · May be part of a 13(d) Group

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner · May be part of a 13(d) Group

LEE KENNETH B JR · CIK 0001208570 · 10% owner · May be part of a 13(d) Group

Reed Douglas MD · CIK 0001291262 · 10% owner · May be part of a 13(d) Group

Thorp Clay · CIK 0001592380 · 10% owner · May be part of a 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,757,719

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.01 to $8.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners III, LP ("HVP") and Hatteras Venture Affiliates III, LP ("HVA"). Hatteras Venture Advisors III, LLC is the general partner of HVP and HVA (the "GP"). The shares directly held by HVP and HVA are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP and HVA. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F5 · ownership.nature: HVP holds 1,611,407 shares and HVA holds 146,312 shares of the Issuer's common stock directly.

SEC source: 0001578563-17-000004 · primary_doc.xml · nonDerivative · entry 2

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner · May be part of a 13(d) Group

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner · May be part of a 13(d) Group

Crumpler John · CIK 0001674107 · 10% owner · May be part of a 13(d) Group

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner · May be part of a 13(d) Group

LEE KENNETH B JR · CIK 0001208570 · 10% owner · May be part of a 13(d) Group

Reed Douglas MD · CIK 0001291262 · 10% owner · May be part of a 13(d) Group

Thorp Clay · CIK 0001592380 · 10% owner · May be part of a 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,068,106

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.42 to $8.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC is the general partner of HVP IV (the "GP"). The securities directly held by HVP IV are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001578563-17-000002 · primary_doc.xml · nonDerivative · entry 2

Hatteras Venture Advisors III, LLC · CIK 0001674177 · 10% owner · May be part of a 13(d) Group

Hatteras Ventures Partners III LP · CIK 0001390733 · 10% owner · May be part of a 13(d) Group

Hatteras Venture Affiliates III Lp · CIK 0001390738 · 10% owner · May be part of a 13(d) Group

Crumpler John · CIK 0001674107 · 10% owner · May be part of a 13(d) Group

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner · May be part of a 13(d) Group

LEE KENNETH B JR · CIK 0001208570 · 10% owner · May be part of a 13(d) Group

Reed Douglas MD · CIK 0001291262 · 10% owner · May be part of a 13(d) Group

Thorp Clay · CIK 0001592380 · 10% owner · May be part of a 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,764,197

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.42 to $8.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners III, LP ("HVP") and Hatteras Venture Affiliates III, LP ("HVA"). Hatteras Venture Advisors III, LLC is the general partner of HVP and HVA (the "GP"). The shares directly held by HVP and HVA are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP and HVA. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001578563-17-000004 · primary_doc.xml · nonDerivative · entry 1

Hatteras Venture Advisors IV SBIC, LLC · CIK 0001675236 · 10% owner · May be part of a 13(d) Group

Hatteras Venture Partners IV SBIC, LP · CIK 0001675232 · 10% owner · May be part of a 13(d) Group

Crumpler John · CIK 0001674107 · 10% owner · May be part of a 13(d) Group

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner · May be part of a 13(d) Group

LEE KENNETH B JR · CIK 0001208570 · 10% owner · May be part of a 13(d) Group

Reed Douglas MD · CIK 0001291262 · 10% owner · May be part of a 13(d) Group

Thorp Clay · CIK 0001592380 · 10% owner · May be part of a 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,080,364

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.68 to $9.22. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC is the general partner of HVP IV (the "GP"). The securities directly held by HVP IV are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001578563-17-000002 · primary_doc.xml · nonDerivative · entry 1

Hatteras Venture Advisors III, LLC · CIK 0001674177 · 10% owner · May be part of a 13(d) Group

Hatteras Ventures Partners III LP · CIK 0001390733 · 10% owner · May be part of a 13(d) Group

Hatteras Venture Affiliates III Lp · CIK 0001390738 · 10% owner · May be part of a 13(d) Group

Crumpler John · CIK 0001674107 · 10% owner · May be part of a 13(d) Group

INGRAM ROBERT ALEXANDER · CIK 0001219890 · 10% owner · May be part of a 13(d) Group

LEE KENNETH B JR · CIK 0001208570 · 10% owner · May be part of a 13(d) Group

Reed Douglas MD · CIK 0001291262 · 10% owner · May be part of a 13(d) Group

Thorp Clay · CIK 0001592380 · 10% owner · May be part of a 13(d) Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,774,654

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.68 to $9.22. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The reportable securities are owned directly by Hatteras Venture Partners III, LP ("HVP") and Hatteras Venture Affiliates III, LP ("HVA"). Hatteras Venture Advisors III, LLC is the general partner of HVP and HVA (the "GP"). The shares directly held by HVP and HVA are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP and HVA. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001219890-17-000001 · primary_doc.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,926

F1 · shares: Represents Restricted Share Units ("RSUs") representing a contingent right to receive one share of common stock, no par value, of Valeant Pharmaceuticals International, Inc.

SEC source: 0001127602-16-068910 · form4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

F1 · security: Shares of Common Stock issued to the reporting person in lieu of quarterly cash Board Member retainer of $10,000.

SEC source: 0000895419-16-000204 · wf-form4_147699558184330.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,817

F1 · kind: Represents shares of Common Stock credited to the Reporting Person's 2016 deferral account under the Cree, Inc. Stock Compensation and Deferral Program, issuable following the Reporting Person's Separation of Service from Cree.

SEC source: 0001677300-16-000010 · primary_doc.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,463

F1 · shares: Represents Restricted Share Units ("RSUs") representing a contingent right to receive one share of common stock, no par value, of Valeant Pharmaceuticals International, Inc.

SEC source: 0000899243-16-030266 · doc4.xml · derivative · entry 2

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a 1-to-1 basis upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a 1-to-1 basis upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a 1-to-1 basis upon the closing of the Issuer's initial public offering.

SEC source: 0000899243-16-030266 · doc4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-16-029752 · doc4.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,484

Underlying: Common Stock · 14,484 shares

Expires 2026-09-19

F1 · derivative.exercise_date: The option vests in four equal quarterly installments, with the first installment vesting on December 20, 2016.

SEC source: 0001127602-16-061906 · form4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433

F1 · security: Shares of Common Stock issued to the reporting person in lieu of quarterly cash Board Member retainer of $10,000.

SEC source: 0000895419-16-000188 · wf-form4_147319624949149.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,702

F1 · kind: Award of restricted stock units vesting in full on September 1, 2017.

SEC source: 0000060667-11-000083 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,429.879

Underlying: Common Stock · 709.421 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-11-000004 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581.502

Underlying: Common Stock · 747.608 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-10-000171 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,679.939

Underlying: Common Stock · 841.184 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-10-000136 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,681.334

Underlying: Common Stock · 918.217 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-10-000112 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,797.006

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company.

F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company.

SEC source: 0000060667-10-000098 · edgardoc.xml · derivative · entry 3

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2010-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000060667-10-000098 · edgardoc.xml · nonDerivative · entry 2

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.67 to $24.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000060667-10-000098 · edgardoc.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000060667-10-000072 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,667.454

Underlying: Common Stock · 773.515 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-10-000006 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,783.201

Underlying: Common Stock · 801.625 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-09-000130 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,860.585

Underlying: Common Stock · 895.415 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-09-000084 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,860.096

Underlying: Common Stock · 965.997 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-09-000060 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,748.178

Underlying: Common Stock · 6,100 shares

Expires not disclosed

F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company.

F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company.

SEC source: 0000060667-09-000042 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,796.068

Underlying: Common Stock · 1,027.397 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-09-000006 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,664.828

Underlying: Common Stock · 871.283 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

SEC source: 0000060667-08-000150 · edgardoc.xml · derivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,697.467

Underlying: Common Stock · 791.473 shares

Expires not disclosed

F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.

F2 · derivative.exercise_price: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.exercise_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F2 · derivative.expiration_date: The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of Lowe's.

F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Lowe's Deferred Compensation Program.