Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Senior Vice President | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-02-27 | Direct | 890 |
Reported balance
After 2018-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-27 · Grant · Acquired 890 · Balance 890 F2: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| Common StockSEC Table I · non-derivative | IndirectHeld in IRA | 1,590 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,590 |
| Common StockSEC Table I · non-derivative | IndirectOwned by spouse | 1,000 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401K Plan | 885 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 885 F1: Includes 8 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report. |
| Common StockSEC Table I · non-derivative | Direct | 6,642 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,642 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 8 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
F2: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 1, 2018 20:44 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 890 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014905 · doc4.xml · derivative · entry 5 Dolan Paula Dollinger · CIK 0001587010 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890 Underlying: Common Stock · 890 shares Expires 2021-02-27 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 20:21 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Disposition to issuerCommon Stock | 1,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005536 · doc4.xml · nonDerivative · entry 1 Dolan Paula Dollinger · CIK 0001587010 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,642 F1 · shares: These shares reflect the forfeiture of restricted stock due to performance requirements that were not satisfied. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 21:56 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 290 | $32.65 | $9,468.50 |
DisclosureSEC source: 0001209191-17-065022 · doc4.xml · nonDerivative · entry 2 Dolan Paula Dollinger · CIK 0001587010 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 1,590 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:56 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 300 | $33.10 | $9,930.00 |
DisclosureSEC source: 0001209191-17-065022 · doc4.xml · nonDerivative · entry 1 Dolan Paula Dollinger · CIK 0001587010 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 1,300 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:56 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013716 · doc4.xml · derivative · entry 5 Dolan Paula Dollinger · CIK 0001587010 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771 Underlying: Common Stock · 771 shares Expires 2020-02-22 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 22:08 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005749 · doc4.xml · derivative · entry 5 Dolan Paula Dollinger · CIK 0001587010 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572 Underlying: Common Stock · 572 shares Expires 2019-02-24 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 22:08 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Disposition to issuerCommon Stock | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005749 · doc4.xml · nonDerivative · entry 1 Dolan Paula Dollinger · CIK 0001587010 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,221 F1 · shares: These shares reflect the forfeiture of restricted stock due to performance requirements that were not satisfied. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.