organization · Reporting owner
CASCADE INVESTMENT, L.L.C.
Disclosed activity across 13 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTONATION, INC.AN · Entity 3730 | 10% owner | October 01, 2024 | October 03, 2024 |
| ECOLAB INC.ECL · Entity 2954 | 10% owner | November 20, 2024 | November 23, 2024 |
| Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530 | 10% owner | September 16, 2021 | September 24, 2021 |
| PLANETOUT INCLGBT · Entity 17266 | 10% owner | July 09, 2007 | July 13, 2007 |
| Patriot Coal CORPPCX · Entity 16920 | See Footnote (3) | January 29, 2010 | February 03, 2010 |
| REPUBLIC SERVICES, INC.RSG · Entity 1686 | 10% owner | September 10, 2026 | September 14, 2026 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | 10% owner | May 25, 2022 | May 27, 2022 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | 10% owner | May 27, 2022 | June 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTONATION, INC.
Report date October 01, 2024 · Filed October 03, 2024
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 7,062,629 |
Reported balance
After 2024-10-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-10-01 · Gift · Disposed 2,808,674 · Balance 7,062,629 |
ECOLAB INC.
Report date November 20, 2024 · Filed November 23, 2024
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,402,599 |
Reported balance
After 2024-11-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-11-20 · Sale · Disposed 52,684 · Balance 29,402,599 F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,357,639 |
Reported balance
After 2024-11-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-11-20 · Sale · Disposed 44,960 · Balance 29,357,639 F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,349,941 |
Reported balance
After 2024-11-20 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-11-20 · Sale · Disposed 7,698 · Balance 29,349,941 F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,348,741 |
Reported balance
After 2024-11-20 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2024-11-20 · Sale · Disposed 1,200 · Balance 29,348,741 F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,320,492 |
Reported balance
After 2024-11-21 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2024-11-21 · Sale · Disposed 28,249 · Balance 29,320,492 F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,248,741 |
Reported balance
After 2024-11-21 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2024-11-21 · Sale · Disposed 71,751 · Balance 29,248,741 F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,231,822 |
Reported balance
After 2024-11-22 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2024-11-22 · Sale · Disposed 16,919 · Balance 29,231,822 F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,178,857 |
Reported balance
After 2024-11-22 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2024-11-22 · Sale · Disposed 52,965 · Balance 29,178,857 F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,178,741 |
Reported balance
After 2024-11-22 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2024-11-22 · Sale · Disposed 116 · Balance 29,178,741 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Ginkgo Bioworks Holdings, Inc.
Report date September 16, 2021 · Filed September 24, 2021
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 151,865,481 |
Reported balance
Holding disclosure · report date 2021-09-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 151,865,481 F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.
PLANETOUT INC
Report date July 09, 2007 · Filed July 13, 2007
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,217,391 |
Reported balance
Holding disclosure · report date 2007-07-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,217,391 |
Patriot Coal CORP
Report date January 29, 2010 · Filed February 03, 2010
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,391,231 |
Reported balance
After 2010-01-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-01-29 · Other · Disposed 17,421 · Balance 2,391,231 F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466). F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock. F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).
F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock.
F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.
REPUBLIC SERVICES, INC.
Report date September 10, 2026 · Filed September 14, 2026
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 116,585,781 |
Reported balance
After 2026-09-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-10 · Purchase · Acquired 108,147 · Balance 116,585,781 F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,683,773 |
Reported balance
After 2026-09-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-09-10 · Purchase · Acquired 97,992 · Balance 116,683,773 F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,731,592 |
Reported balance
After 2026-09-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-09-10 · Purchase · Acquired 47,819 · Balance 116,731,592 F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,733,634 |
Reported balance
After 2026-09-10 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-09-10 · Purchase · Acquired 2,042 · Balance 116,733,634 F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,741,230 |
Reported balance
After 2026-09-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-09-11 · Purchase · Acquired 7,596 · Balance 116,741,230 F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,876,712 |
Reported balance
After 2026-09-11 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-09-11 · Purchase · Acquired 135,482 · Balance 116,876,712 F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 117,053,259 |
Reported balance
After 2026-09-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2026-09-11 · Purchase · Acquired 176,547 · Balance 117,053,259 F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 117,058,444 |
Reported balance
After 2026-09-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2026-09-11 · Purchase · Acquired 5,185 · Balance 117,058,444 F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date May 25, 2022 · Filed May 27, 2022
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 5,195,082 |
Reported balance
After 2022-05-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-25 · Purchase · Acquired 50,497 · Balance 5,195,082 F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common SharesSEC Table I · non-derivative | Direct | 5,208,507 |
Reported balance
After 2022-05-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-05-26 · Purchase · Acquired 13,425 · Balance 5,208,507 F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date May 27, 2022 · Filed June 01, 2022
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 13,873,452 |
Reported balance
After 2022-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-27 · Purchase · Acquired 38,836 · Balance 13,873,452 F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common SharesSEC Table I · non-derivative | Direct | 14,022,751 |
Reported balance
After 2022-05-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-05-31 · Purchase · Acquired 149,299 · Balance 14,022,751 F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alto Ingredients, Inc.
Report date June 09, 2008 · Filed June 11, 2008
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2008-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,449,834 |
Reported balance
After 2008-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2008-06-09 · Sale · Disposed 6,490 · Balance 1,449,834 |
| Common StockSEC Table I · non-derivative | Direct | 1,446,834 |
Reported balance
After 2008-06-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2008-06-09 · Sale · Disposed 3,000 · Balance 1,446,834 |
| Common StockSEC Table I · non-derivative | Direct | 1,402,134 |
Reported balance
After 2008-06-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2008-06-09 · Sale · Disposed 44,700 · Balance 1,402,134 |
| Common StockSEC Table I · non-derivative | Direct | 1,402,034 |
Reported balance
After 2008-06-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2008-06-09 · Sale · Disposed 100 · Balance 1,402,034 |
| Common StockSEC Table I · non-derivative | Direct | 1,400,124 |
Reported balance
After 2008-06-09 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2008-06-09 · Sale · Disposed 1,910 · Balance 1,400,124 |
| Common StockSEC Table I · non-derivative | Direct | 1,396,524 |
Reported balance
After 2008-06-09 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2008-06-09 · Sale · Disposed 3,600 · Balance 1,396,524 |
| Common StockSEC Table I · non-derivative | Direct | 1,375,224 |
Reported balance
After 2008-06-09 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2008-06-09 · Sale · Disposed 21,300 · Balance 1,375,224 |
Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,259,573 |
Reported balance
After 2021-05-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-13 · Other · Disposed 2,251,000 · Balance 29,259,573 F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.
GAMCO INVESTORS, INC. ET AL
Report date November 21, 2017 · Filed November 22, 2017
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2021-08-15 | Direct | 0 |
Reported balance
After 2017-11-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-11-21 · Other · Disposed Not disclosed · Balance 0 F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.
RADIUS RECYCLING, INC.
Report date May 20, 2003 · Filed May 22, 2003
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2003-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 520,700 |
Reported balance
After 2003-05-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-05-20 · Sale · Disposed 1,500 · Balance 520,700 |
| Common StockSEC Table I · non-derivative | Direct | 519,200 |
Reported balance
After 2003-05-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2003-05-20 · Sale · Disposed 1,500 · Balance 519,200 |
| Common StockSEC Table I · non-derivative | Direct | 517,700 |
Reported balance
After 2003-05-20 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2003-05-20 · Sale · Disposed 1,500 · Balance 517,700 |
| Common StockSEC Table I · non-derivative | Direct | 517,300 |
Reported balance
After 2003-05-20 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2003-05-20 · Sale · Disposed 400 · Balance 517,300 |
| Common StockSEC Table I · non-derivative | Direct | 515,800 |
Reported balance
After 2003-05-20 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2003-05-20 · Sale · Disposed 1,500 · Balance 515,800 |
| Common StockSEC Table I · non-derivative | Direct | 510,700 |
Reported balance
After 2003-05-20 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2003-05-20 · Sale · Disposed 5,100 · Balance 510,700 |
| Common StockSEC Table I · non-derivative | Direct | 509,100 |
Reported balance
After 2003-05-20 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2003-05-20 · Sale · Disposed 1,600 · Balance 509,100 |
| Common StockSEC Table I · non-derivative | Direct | 507,600 |
Reported balance
After 2003-05-20 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2003-05-20 · Sale · Disposed 1,500 · Balance 507,600 |
| Common StockSEC Table I · non-derivative | Direct | 507,500 |
Reported balance
After 2003-05-20 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2003-05-20 · Sale · Disposed 100 · Balance 507,500 |
| Common StockSEC Table I · non-derivative | Direct | 507,400 |
Reported balance
After 2003-05-20 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2003-05-20 · Sale · Disposed 100 · Balance 507,400 |
| Common StockSEC Table I · non-derivative | Direct | 505,700 |
Reported balance
After 2003-05-20 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2003-05-20 · Sale · Disposed 1,700 · Balance 505,700 |
| Common StockSEC Table I · non-derivative | Direct | 504,448 |
Reported balance
After 2003-05-20 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2003-05-20 · Sale · Disposed 1,252 · Balance 504,448 |
| Common StockSEC Table I · non-derivative | Direct | 504,248 |
Reported balance
After 2003-05-20 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2003-05-20 · Sale · Disposed 200 · Balance 504,248 |
| Common StockSEC Table I · non-derivative | Direct | 503,948 |
Reported balance
After 2003-05-20 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2003-05-20 · Sale · Disposed 300 · Balance 503,948 |
| Common StockSEC Table I · non-derivative | Direct | 499,398 |
Reported balance
After 2003-05-20 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2003-05-20 · Sale · Disposed 4,550 · Balance 499,398 |
| Common StockSEC Table I · non-derivative | Direct | 499,298 |
Reported balance
After 2003-05-20 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2003-05-20 · Sale · Disposed 100 · Balance 499,298 |
| Common StockSEC Table I · non-derivative | Direct | 496,798 |
Reported balance
After 2003-05-20 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2003-05-20 · Sale · Disposed 2,500 · Balance 496,798 |
| Common StockSEC Table I · non-derivative | Direct | 496,648 |
Reported balance
After 2003-05-20 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2003-05-20 · Sale · Disposed 150 · Balance 496,648 |
| Common StockSEC Table I · non-derivative | Direct | 496,200 |
Reported balance
After 2003-05-20 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2003-05-20 · Sale · Disposed 448 · Balance 496,200 |
| Common StockSEC Table I · non-derivative | Direct | 495,200 |
Reported balance
After 2003-05-20 transaction · row 20
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 20 · 2003-05-20 · Sale · Disposed 1,000 · Balance 495,200 |
Vroom, Inc.
Report date June 11, 2020 · Filed June 12, 2020
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 6,771,076 |
Reported balance
After 2020-06-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-11 · Conversion · Acquired 6,771,076 · Balance 6,771,076 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. |
| Series G preferred stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-11 · Conversion · Disposed 2,785,365 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. |
| Series H preferred stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-11 · Conversion · Disposed 600,173 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.
F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2014 Filed Jan 2, 2015 21:10 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 125,000 | $11.26 | $1,407,075.00 |
DisclosureSEC source: 0001225208-15-000064 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,361,229 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2400 to $11.2600. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 23, 2014 Filed Dec 29, 2014 11:00 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 9,200 | $11.46 | $105,433.84 |
DisclosureSEC source: 0001225208-14-025841 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,110,485 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4500 to $11.4700. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 23, 2014 Filed Dec 29, 2014 11:00 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 4,700 | $11.25 | $52,876.88 |
DisclosureSEC source: 0001225208-14-025842 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,236,229 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2400 to $11.2700. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 22, 2014 Filed Dec 24, 2014 18:50 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 20,635 | $11.23 | $231,724.86 |
DisclosureSEC source: 0001225208-14-025826 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,231,529 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2200 to $11.2400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 22, 2014 Filed Dec 24, 2014 18:51 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 17,100 | $11.44 | $195,543.63 |
DisclosureSEC source: 0001225208-14-025827 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,101,285 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4300 to $11.4500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 19, 2014 Filed Dec 23, 2014 21:42 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 13,400 | $11.43 | $153,096.34 |
DisclosureSEC source: 0001225208-14-025798 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,084,185 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4000 to $11.4600. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 19, 2014 Filed Dec 23, 2014 21:40 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 42,400 | $11.21 | $475,397.28 |
DisclosureSEC source: 0001225208-14-025797 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,210,894 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.1900 to $11.2400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:28 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 297,000 | $11.21 | $3,329,815.50 |
DisclosureSEC source: 0001225208-14-025581 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,168,494 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2000 to $11.2400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 18, 2014 Filed Dec 22, 2014 21:29 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 224,700 | $11.43 | $2,568,365.94 |
DisclosureSEC source: 0001225208-14-025582 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,070,785 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4300 to $11.4400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 17, 2014 Filed Dec 19, 2014 21:37 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 38,100 | $11.24 | $428,381.16 |
DisclosureSEC source: 0001225208-14-025525 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,871,494 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2250 to $11.2600. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 17, 2014 Filed Dec 19, 2014 21:38 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 17,900 | $11.45 | $204,865.50 |
DisclosureSEC source: 0001225208-14-025526 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,846,085 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4400 to $11.4500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 16, 2014 Filed Dec 18, 2014 21:36 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 21,700 | $11.24 | $243,886.30 |
DisclosureSEC source: 0001225208-14-025472 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,833,394 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2300 to $11.2500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 16, 2014 Filed Dec 18, 2014 21:37 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 25,900 | $11.43 | $296,143.19 |
DisclosureSEC source: 0001225208-14-025474 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,828,185 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4300 to $11.4500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 15, 2014 Filed Dec 17, 2014 21:39 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 114,600 | $11.25 | $1,289,708.40 |
DisclosureSEC source: 0001225208-14-025342 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,811,694 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2300 to $11.2700. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 15, 2014 Filed Dec 17, 2014 21:40 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 18,500 | $11.46 | $211,934.15 |
DisclosureSEC source: 0001225208-14-025343 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,802,285 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4400 to $11.4600. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 12, 2014 Filed Dec 16, 2014 21:40 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 129,000 | $11.48 | $1,480,920.00 |
DisclosureSEC source: 0001225208-14-025250 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,783,785 Read SEC document |
| December 12, 2014 Filed Dec 16, 2014 21:40 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 200,000 | $11.27 | $2,253,500.00 |
DisclosureSEC source: 0001225208-14-025251 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,697,094 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2500 to $11.2700. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 11, 2014 Filed Dec 15, 2014 21:35 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 155,500 | $11.52 | $1,791,313.35 |
DisclosureSEC source: 0001225208-14-025101 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,654,785 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4700 to $11.5200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 11, 2014 Filed Dec 15, 2014 21:36 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 253,200 | $11.32 | $2,865,211.20 |
DisclosureSEC source: 0001225208-14-025102 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,497,094 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2500 to $11.3200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:38 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 300,000 | $11.38 | $3,413,880.00 |
DisclosureSEC source: 0001225208-14-024904 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,243,894 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.3600 to $11.3800. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:40 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 204,000 | $11.53 | $2,352,140.40 |
DisclosureSEC source: 0001225208-14-024914 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,499,285 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.5200 to $11.5400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 09, 2014 Filed Dec 11, 2014 21:35 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 28,000 | $11.52 | $322,492.80 |
DisclosureSEC source: 0001225208-14-024776 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,295,285 F1 · shares: This transaction was executed in multiple trades at prices ranging from $11.5050 to $11.5400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 14,415 shares acquired pursuant to the Issuer's dividend reinvestment plan on December 9, 2014. Read SEC document |
| December 09, 2014 Filed Dec 11, 2014 21:36 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 82,500 | $11.38 | $938,701.50 |
DisclosureSEC source: 0001225208-14-024777 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943,894 F1 · shares: This transaction was executed in multiple trades at prices ranging from $11.3600 to $11.3900. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 28,468 shares acquired under the Issuer's DRIP on December 9, 2014. Read SEC document |
| December 08, 2014 Filed Dec 10, 2014 22:41 UTC | WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 | PurchaseCommon Stock | 13,500 | $11.51 | $155,380.95 |
DisclosureSEC source: 0001104659-14-085999 · a4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,252,870 F1 · shares: This transaction was executed in multiple trades at prices ranging from $11.5010 to $11.5100. The price reported above reflects the weighted-average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 96,697 shares acquired pursuant to the Issuer's dividend reinvestment plan since the filing of the last Form 4. Read SEC document |
| December 08, 2014 Filed Dec 10, 2014 21:40 UTC | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 | PurchaseCommon Stock | 55,400 | $11.39 | $630,917.36 |
DisclosureSEC source: 0001225208-14-024740 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,832,926 F1 · shares: This transaction was executed in multiple trades at prices ranging from $11.3800 to $11.3900. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 188,214 shares acquired pursuant to the Issuer's dividend reinvestment plan since the filing of the last Form 4. Read SEC document |
| September 30, 2014 Filed Oct 1, 2014 20:39 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 584,225 | $38.95 | $22,756,381.67 |
DisclosureSEC source: 0001225208-14-020750 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,452,519 F2 · price: This transaction was executed in multiple trades at prices ranging from $38.7650 to $39.1100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 29, 2014 Filed Oct 1, 2014 20:39 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 15,775 | $38.75 | $611,276.52 |
DisclosureSEC source: 0001225208-14-020750 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,868,294 F1 · price: This transaction was executed in multiple trades at prices ranging from $38.7400 to $38.7500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 26, 2014 Filed Sep 30, 2014 20:38 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 189,987 | $38.98 | $7,406,491.21 |
DisclosureSEC source: 0001225208-14-020627 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,852,519 F1 · balance_after: This transaction was executed in multiple trades at prices ranging from $38.9650 to $39.0750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 25, 2014 Filed Sep 29, 2014 20:35 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 197,301 | $39.05 | $7,705,038.11 |
DisclosureSEC source: 0001225208-14-020563 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,662,532 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0250 to $39.1850. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 24, 2014 Filed Sep 26, 2014 20:39 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 5,000 | $39.39 | $196,950.00 |
DisclosureSEC source: 0001225208-14-020491 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,465,231 Read SEC document |
| September 23, 2014 Filed Sep 25, 2014 20:39 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 302,200 | $39.14 | $11,829,588.78 |
DisclosureSEC source: 0001225208-14-020476 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,460,231 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1300 to $39.1500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 22, 2014 Filed Sep 24, 2014 20:38 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 200 | $39.15 | $7,830.00 |
DisclosureSEC source: 0001225208-14-020408 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,158,031 Read SEC document |
| September 19, 2014 Filed Sep 23, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 2,000,919 | $39.25 | $78,529,267.63 |
DisclosureSEC source: 0001225208-14-020366 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,157,831 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.2225 to $39.2600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 18, 2014 Filed Sep 22, 2014 20:35 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 6,900 | $39.25 | $270,813.96 |
DisclosureSEC source: 0001225208-14-020293 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,156,912 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.2450 to $39.2500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 17, 2014 Filed Sep 19, 2014 20:35 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 1,290,200 | $39.26 | $50,651,832.78 |
DisclosureSEC source: 0001225208-14-020248 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,150,012 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.2550 to $39.2700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 16, 2014 Filed Sep 18, 2014 20:39 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 2,641 | $39.09 | $103,245.67 |
DisclosureSEC source: 0001225208-14-020147 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,859,812 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0650 to $39.0950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 15, 2014 Filed Sep 17, 2014 20:35 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 161,300 | $39.11 | $6,309,233.37 |
DisclosureSEC source: 0001225208-14-020107 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,857,171 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0950 to $39.1150. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 12, 2014 Filed Sep 16, 2014 20:47 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 88,549 | $39.04 | $3,456,705.02 |
DisclosureSEC source: 0001225208-14-020029 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,695,871 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0100 to $39.1000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 11, 2014 Filed Sep 15, 2014 20:41 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 110,548 | $39.10 | $4,322,459.96 |
DisclosureSEC source: 0001225208-14-019919 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,607,322 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0400 to $39.1500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 10, 2014 Filed Sep 12, 2014 20:39 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 15,134 | $39.14 | $592,359.89 |
DisclosureSEC source: 0001225208-14-019868 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,496,774 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1125 to $39.1500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 09, 2014 Filed Sep 11, 2014 20:44 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 39,500 | $39.18 | $1,547,685.05 |
DisclosureSEC source: 0001225208-14-019746 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,481,640 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1750 to $39.2000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 08, 2014 Filed Sep 10, 2014 20:41 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 12,600 | $39.18 | $493,635.24 |
DisclosureSEC source: 0001225208-14-019676 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,442,140 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1225 to $39.1950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 05, 2014 Filed Sep 9, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 50,000 | $39.06 | $1,952,780.00 |
DisclosureSEC source: 0001225208-14-019631 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,429,540 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0050 to $39.0950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 04, 2014 Filed Sep 8, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 16,789 | $39.08 | $656,115.80 |
DisclosureSEC source: 0001225208-14-019585 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,379,540 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0350 to $39.1000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 03, 2014 Filed Sep 5, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 153,800 | $39.17 | $6,024,530.56 |
DisclosureSEC source: 0001225208-14-019526 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,362,751 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1150 to $39.2050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 69,207 | $39.10 | $2,706,014.46 |
DisclosureSEC source: 0001225208-14-019501 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,208,951 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.0450 to $39.1850. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 29, 2014 Filed Sep 3, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 59,803 | $39.27 | $2,348,200.68 |
DisclosureSEC source: 0001225208-14-019394 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,139,744 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.2450 to $39.3000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 28, 2014 Filed Sep 2, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 41,081 | $39.26 | $1,613,020.82 |
DisclosureSEC source: 0001225208-14-019322 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,079,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1850 to $39.3250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 27, 2014 Filed Aug 29, 2014 20:40 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 501,900 | $39.35 | $19,750,166.52 |
DisclosureSEC source: 0001225208-14-019269 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,038,860 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.2950 to $39.4050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 20:37 UTC | REPUBLIC SERVICES, INC. RSG · Entity 1686 | PurchaseCommon Stock | 211,284 | $39.29 | $8,302,130.11 |
DisclosureSEC source: 0001225208-14-019219 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,536,960 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1250 to $39.3500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.