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organization · Reporting owner

CASCADE INVESTMENT, L.L.C.

Disclosed activity across 13 companies

Tapewire entity
1687
SEC CIK
0001052192

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTONATION, INC.AN · Entity 373010% ownerOctober 01, 2024October 03, 2024
ECOLAB INC.ECL · Entity 295410% ownerNovember 20, 2024November 23, 2024
Ginkgo Bioworks Holdings, Inc.DNA · Entity 553010% ownerSeptember 16, 2021September 24, 2021
PLANETOUT INCLGBT · Entity 1726610% ownerJuly 09, 2007July 13, 2007
Patriot Coal CORPPCX · Entity 16920See Footnote (3)January 29, 2010February 03, 2010
REPUBLIC SERVICES, INC.RSG · Entity 168610% ownerSeptember 10, 2026September 14, 2026
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 638110% ownerMay 25, 2022May 27, 2022
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 889610% ownerMay 27, 2022June 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date October 01, 2024 · Filed October 03, 2024

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect7,062,629 Reported balance After 2024-10-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-10-01 · Gift · Disposed 2,808,674 · Balance 7,062,629

ECOLAB INC.

Report date November 20, 2024 · Filed November 23, 2024

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,402,599 Reported balance After 2024-11-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-11-20 · Sale · Disposed 52,684 · Balance 29,402,599

F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,357,639 Reported balance After 2024-11-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-11-20 · Sale · Disposed 44,960 · Balance 29,357,639

F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,349,941 Reported balance After 2024-11-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-11-20 · Sale · Disposed 7,698 · Balance 29,349,941

F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,348,741 Reported balance After 2024-11-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2024-11-20 · Sale · Disposed 1,200 · Balance 29,348,741

F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,320,492 Reported balance After 2024-11-21 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2024-11-21 · Sale · Disposed 28,249 · Balance 29,320,492

F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,248,741 Reported balance After 2024-11-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2024-11-21 · Sale · Disposed 71,751 · Balance 29,248,741

F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,231,822 Reported balance After 2024-11-22 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2024-11-22 · Sale · Disposed 16,919 · Balance 29,231,822

F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,178,857 Reported balance After 2024-11-22 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2024-11-22 · Sale · Disposed 52,965 · Balance 29,178,857

F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common StockSEC Table I · non-derivativeIndirectby Cascade Investment, L.L.C.29,178,741 Reported balance After 2024-11-22 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2024-11-22 · Sale · Disposed 116 · Balance 29,178,741

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Ginkgo Bioworks Holdings, Inc.

Report date September 16, 2021 · Filed September 24, 2021

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect151,865,481 Reported balance Holding disclosure · report date 2021-09-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 151,865,481

F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

PLANETOUT INC

Report date July 09, 2007 · Filed July 13, 2007

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,217,391 Reported balance Holding disclosure · report date 2007-07-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 5,217,391

Patriot Coal CORP

Report date January 29, 2010 · Filed February 03, 2010

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,391,231 Reported balance After 2010-01-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2010-01-29 · Other · Disposed 17,421 · Balance 2,391,231

F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).

F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock.

F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).

F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock.

F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

REPUBLIC SERVICES, INC.

Report date September 10, 2026 · Filed September 14, 2026

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect116,585,781 Reported balance After 2026-09-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-10 · Purchase · Acquired 108,147 · Balance 116,585,781

F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common stockSEC Table I · non-derivativeDirect116,683,773 Reported balance After 2026-09-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-09-10 · Purchase · Acquired 97,992 · Balance 116,683,773

F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common stockSEC Table I · non-derivativeDirect116,731,592 Reported balance After 2026-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-09-10 · Purchase · Acquired 47,819 · Balance 116,731,592

F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common stockSEC Table I · non-derivativeDirect116,733,634 Reported balance After 2026-09-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-09-10 · Purchase · Acquired 2,042 · Balance 116,733,634

F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common stockSEC Table I · non-derivativeDirect116,741,230 Reported balance After 2026-09-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2026-09-11 · Purchase · Acquired 7,596 · Balance 116,741,230

F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common stockSEC Table I · non-derivativeDirect116,876,712 Reported balance After 2026-09-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2026-09-11 · Purchase · Acquired 135,482 · Balance 116,876,712

F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common stockSEC Table I · non-derivativeDirect117,053,259 Reported balance After 2026-09-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2026-09-11 · Purchase · Acquired 176,547 · Balance 117,053,259

F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common stockSEC Table I · non-derivativeDirect117,058,444 Reported balance After 2026-09-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2026-09-11 · Purchase · Acquired 5,185 · Balance 117,058,444

F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date May 25, 2022 · Filed May 27, 2022

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect5,195,082 Reported balance After 2022-05-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-05-25 · Purchase · Acquired 50,497 · Balance 5,195,082

F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common SharesSEC Table I · non-derivativeDirect5,208,507 Reported balance After 2022-05-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-05-26 · Purchase · Acquired 13,425 · Balance 5,208,507

F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date May 27, 2022 · Filed June 01, 2022

Jointly reported with GATES WILLIAM H III

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect13,873,452 Reported balance After 2022-05-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-05-27 · Purchase · Acquired 38,836 · Balance 13,873,452

F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Common SharesSEC Table I · non-derivativeDirect14,022,751 Reported balance After 2022-05-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-05-31 · Purchase · Acquired 149,299 · Balance 14,022,751

F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Alto Ingredients, Inc.

Report date June 09, 2008 · Filed June 11, 2008

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2008-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,449,834 Reported balance After 2008-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2008-06-09 · Sale · Disposed 6,490 · Balance 1,449,834

Common StockSEC Table I · non-derivativeDirect1,446,834 Reported balance After 2008-06-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2008-06-09 · Sale · Disposed 3,000 · Balance 1,446,834

Common StockSEC Table I · non-derivativeDirect1,402,134 Reported balance After 2008-06-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2008-06-09 · Sale · Disposed 44,700 · Balance 1,402,134

Common StockSEC Table I · non-derivativeDirect1,402,034 Reported balance After 2008-06-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2008-06-09 · Sale · Disposed 100 · Balance 1,402,034

Common StockSEC Table I · non-derivativeDirect1,400,124 Reported balance After 2008-06-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2008-06-09 · Sale · Disposed 1,910 · Balance 1,400,124

Common StockSEC Table I · non-derivativeDirect1,396,524 Reported balance After 2008-06-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2008-06-09 · Sale · Disposed 3,600 · Balance 1,396,524

Common StockSEC Table I · non-derivativeDirect1,375,224 Reported balance After 2008-06-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2008-06-09 · Sale · Disposed 21,300 · Balance 1,375,224

DEERE & CO

Report date May 13, 2021 · Filed May 14, 2021

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,259,573 Reported balance After 2021-05-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-05-13 · Other · Disposed 2,251,000 · Balance 29,259,573

F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

GAMCO INVESTORS, INC. ET AL

Report date November 21, 2017 · Filed November 22, 2017

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2021-08-15Direct0 Reported balance After 2017-11-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-11-21 · Other · Disposed Not disclosed · Balance 0

F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

Filing footnotes · ownership attribution and instrument terms

F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

RADIUS RECYCLING, INC.

Report date May 20, 2003 · Filed May 22, 2003

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2003-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect520,700 Reported balance After 2003-05-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2003-05-20 · Sale · Disposed 1,500 · Balance 520,700

Common StockSEC Table I · non-derivativeDirect519,200 Reported balance After 2003-05-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2003-05-20 · Sale · Disposed 1,500 · Balance 519,200

Common StockSEC Table I · non-derivativeDirect517,700 Reported balance After 2003-05-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2003-05-20 · Sale · Disposed 1,500 · Balance 517,700

Common StockSEC Table I · non-derivativeDirect517,300 Reported balance After 2003-05-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2003-05-20 · Sale · Disposed 400 · Balance 517,300

Common StockSEC Table I · non-derivativeDirect515,800 Reported balance After 2003-05-20 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2003-05-20 · Sale · Disposed 1,500 · Balance 515,800

Common StockSEC Table I · non-derivativeDirect510,700 Reported balance After 2003-05-20 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2003-05-20 · Sale · Disposed 5,100 · Balance 510,700

Common StockSEC Table I · non-derivativeDirect509,100 Reported balance After 2003-05-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2003-05-20 · Sale · Disposed 1,600 · Balance 509,100

Common StockSEC Table I · non-derivativeDirect507,600 Reported balance After 2003-05-20 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2003-05-20 · Sale · Disposed 1,500 · Balance 507,600

Common StockSEC Table I · non-derivativeDirect507,500 Reported balance After 2003-05-20 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2003-05-20 · Sale · Disposed 100 · Balance 507,500

Common StockSEC Table I · non-derivativeDirect507,400 Reported balance After 2003-05-20 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2003-05-20 · Sale · Disposed 100 · Balance 507,400

Common StockSEC Table I · non-derivativeDirect505,700 Reported balance After 2003-05-20 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2003-05-20 · Sale · Disposed 1,700 · Balance 505,700

Common StockSEC Table I · non-derivativeDirect504,448 Reported balance After 2003-05-20 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2003-05-20 · Sale · Disposed 1,252 · Balance 504,448

Common StockSEC Table I · non-derivativeDirect504,248 Reported balance After 2003-05-20 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2003-05-20 · Sale · Disposed 200 · Balance 504,248

Common StockSEC Table I · non-derivativeDirect503,948 Reported balance After 2003-05-20 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2003-05-20 · Sale · Disposed 300 · Balance 503,948

Common StockSEC Table I · non-derivativeDirect499,398 Reported balance After 2003-05-20 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 15 · 2003-05-20 · Sale · Disposed 4,550 · Balance 499,398

Common StockSEC Table I · non-derivativeDirect499,298 Reported balance After 2003-05-20 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 16 · 2003-05-20 · Sale · Disposed 100 · Balance 499,298

Common StockSEC Table I · non-derivativeDirect496,798 Reported balance After 2003-05-20 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 17 · 2003-05-20 · Sale · Disposed 2,500 · Balance 496,798

Common StockSEC Table I · non-derivativeDirect496,648 Reported balance After 2003-05-20 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 18 · 2003-05-20 · Sale · Disposed 150 · Balance 496,648

Common StockSEC Table I · non-derivativeDirect496,200 Reported balance After 2003-05-20 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 19 · 2003-05-20 · Sale · Disposed 448 · Balance 496,200

Common StockSEC Table I · non-derivativeDirect495,200 Reported balance After 2003-05-20 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 20 · 2003-05-20 · Sale · Disposed 1,000 · Balance 495,200

Vroom, Inc.

Report date June 11, 2020 · Filed June 12, 2020

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect6,771,076 Reported balance After 2020-06-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-06-11 · Conversion · Acquired 6,771,076 · Balance 6,771,076

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Series G preferred stockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-11 · Conversion · Disposed 2,785,365 · Balance 0

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Series H preferred stockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-06-11 · Conversion · Disposed 600,173 · Balance 0

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Filing footnotes · ownership attribution and instrument terms

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2014 Filed Aug 27, 2014 20:41 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 462,578 $39.41 $18,231,262.91
Disclosure

SEC source: 0001225208-14-019181 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,325,676

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.2450 to $39.4550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 22, 2014 Filed Aug 26, 2014 20:44 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 376,092 $39.35 $14,799,972.38
Disclosure

SEC source: 0001225208-14-019127 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,863,098

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.2450 to $39.4650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 21, 2014 Filed Aug 25, 2014 20:37 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 31,621 $39.50 $1,249,038.99
Disclosure

SEC source: 0001225208-14-019094 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,487,006

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.4650 to $39.5250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 20, 2014 Filed Aug 22, 2014 21:22 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 120,541 $39.49 $4,759,657.82
Disclosure

SEC source: 0001225208-14-019042 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,455,385

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.4450 to $39.5250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 19, 2014 Filed Aug 21, 2014 20:37 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 583,800 $39.16 $22,862,016.66
Disclosure

SEC source: 0001225208-14-018966 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,334,844

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.1000 to $39.2250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 18, 2014 Filed Aug 20, 2014 20:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 364,184 $39.00 $14,201,355.08
Disclosure

SEC source: 0001225208-14-018889 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,751,044

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.9350 to $39.0550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 15, 2014 Filed Aug 19, 2014 20:51 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 359,341 $38.90 $13,978,760.18
Disclosure

SEC source: 0001225208-14-018773 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,386,860

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.6825 to $39.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 14, 2014 Filed Aug 18, 2014 20:54 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 400,000 $38.98 $15,591,080.00
Disclosure

SEC source: 0001225208-14-018671 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,027,519

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.8950 to $39.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 13, 2014 Filed Aug 15, 2014 20:53 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 100,000 $38.91 $3,891,270.00
Disclosure

SEC source: 0001225208-14-018559 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,627,519

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.7400 to $38.9850. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 12, 2014 Filed Aug 14, 2014 20:39 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 75,000 $38.61 $2,895,382.50
Disclosure

SEC source: 0001225208-14-018502 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,527,519

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.4800 to $38.6700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 11, 2014 Filed Aug 13, 2014 20:38 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 101,595 $38.49 $3,910,056.29
Disclosure

SEC source: 0001225208-14-018395 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,452,519

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.4050 to $38.7000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 08, 2014 Filed Aug 12, 2014 20:40 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 49,000 $38.52 $1,887,548.60
Disclosure

SEC source: 0001225208-14-018341 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,350,924

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.3000 to $38.7300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 07, 2014 Filed Aug 11, 2014 20:37 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 80,878 $38.22 $3,091,238.04
Disclosure

SEC source: 0001225208-14-018284 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,301,924

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.1550 to $38.3100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 20:40 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 794,603 $38.05 $30,236,074.44
Disclosure

SEC source: 0001225208-14-018212 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,221,046

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.7750 to $38.0550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 05, 2014 Filed Aug 7, 2014 20:41 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 129,228 $37.95 $4,904,422.29
Disclosure

SEC source: 0001225208-14-018153 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,426,443

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.8000 to $38.0050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 04, 2014 Filed Aug 6, 2014 20:42 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 146,665 $37.86 $5,552,766.23
Disclosure

SEC source: 0001225208-14-018096 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,297,215

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.5750 to $37.9000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 20:55 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 714,022 $37.76 $26,958,543.23
Disclosure

SEC source: 0001225208-14-018020 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,150,550

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.6650 to $37.9550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 31, 2014 Filed Aug 4, 2014 20:43 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 746,431 $37.89 $28,284,584.53
Disclosure

SEC source: 0001225208-14-017885 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,436,528

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.7950 to $38.0500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 30, 2014 Filed Aug 1, 2014 20:41 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 756,595 $37.79 $28,592,784.28
Disclosure

SEC source: 0001225208-14-017728 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,690,097

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.5700 to $37.9700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 29, 2014 Filed Jul 31, 2014 21:07 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 1,277,542 $37.72 $48,184,157.33
Disclosure

SEC source: 0001225208-14-017666 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,933,502

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.5150 to $37.8000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 20:47 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 255,730 $37.23 $9,519,983.99
Disclosure

SEC source: 0001225208-14-017612 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,655,960

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.9850 to $37.3000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 30, 2014 Filed Jul 1, 2014 20:37 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 260,000 $37.91 $9,855,846.00
Disclosure

SEC source: 0001225208-14-015970 · doc4.xml · nonDerivative · entry 2

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,400,230

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.7250 to $38.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 27, 2014 Filed Jul 1, 2014 20:37 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 96,417 $37.69 $3,633,763.90
Disclosure

SEC source: 0001225208-14-015970 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,140,230

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.4300 to $37.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 26, 2014 Filed Jun 30, 2014 20:39 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 209,702 $37.66 $7,897,880.60
Disclosure

SEC source: 0001225208-14-015772 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,043,813

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.4900 to $37.7300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 25, 2014 Filed Jun 27, 2014 20:37 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 302,601 $37.57 $11,369,294.51
Disclosure

SEC source: 0001225208-14-015661 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,834,111

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.2600 to $37.6700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 24, 2014 Filed Jun 26, 2014 20:39 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 668,998 $37.35 $24,985,402.81
Disclosure

SEC source: 0001225208-14-015614 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,531,510

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.2700 to $37.4000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 23, 2014 Filed Jun 25, 2014 20:40 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 350,000 $37.36 $13,074,495.00
Disclosure

SEC source: 0001225208-14-015583 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,862,512

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.2400 to $37.5600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 20, 2014 Filed Jun 24, 2014 20:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 300,000 $37.50 $11,250,120.00
Disclosure

SEC source: 0001225208-14-015551 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,512,512

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.3400 to $37.5900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 19, 2014 Filed Jun 23, 2014 20:47 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 183,577 $37.24 $6,835,875.11
Disclosure

SEC source: 0001225208-14-015462 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,212,512

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.1200 to $37.3500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 18, 2014 Filed Jun 20, 2014 20:43 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 250,000 $37.07 $9,267,000.00
Disclosure

SEC source: 0001225208-14-015416 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,028,935

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.9050 to $37.2000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 17, 2014 Filed Jun 19, 2014 20:41 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 216,800 $36.93 $8,007,052.72
Disclosure

SEC source: 0001225208-14-015376 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,778,935

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.6900 to $37.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 16, 2014 Filed Jun 18, 2014 20:34 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 500,693 $36.69 $18,369,675.13
Disclosure

SEC source: 0001225208-14-015300 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,562,135

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.5850 to $36.8000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 13, 2014 Filed Jun 17, 2014 20:40 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 205,300 $36.68 $7,530,424.53
Disclosure

SEC source: 0001225208-14-015233 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,061,442

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.5350 to $36.7500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 12, 2014 Filed Jun 16, 2014 20:46 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 221,382 $36.64 $8,110,617.37
Disclosure

SEC source: 0001225208-14-015090 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,856,142

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.5650 to $36.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 21, 2014 Filed Apr 22, 2014 20:38 UTC WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIA · Entity 8896 PurchaseCommon Stock 31,681 $11.92 $377,735.73
Disclosure

SEC source: 0001104659-14-029183 · a4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.8000 to $11.9500. The price reported above reflects the weighted-average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 21, 2014 Filed Apr 22, 2014 20:48 UTC WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 PurchaseCommon Stock 61,521 $11.84 $728,242.53
Disclosure

SEC source: 0001225208-14-010978 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589,312

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.8200 to $11.8600. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 21, 2014 Filed May 16, 2014 20:44 UTC Amendment WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 PurchaseCommon Stock 31,681 $11.92 $377,735.73
Disclosure

SEC source: 0001104659-14-039769 · a4a.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.8000 to $11.9500. The price reported above reflects the weighted-average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 17, 2014 Filed Apr 21, 2014 20:46 UTC WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 PurchaseCommon Stock 21,230 $11.79 $250,337.79
Disclosure

SEC source: 0001104659-14-028932 · a4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,110,992

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.7750 to $11.8000. The price reported above reflects the weighted-average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 17, 2014 Filed Apr 21, 2014 20:36 UTC WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 PurchaseCommon Stock 77,244 $11.79 $910,482.75
Disclosure

SEC source: 0001225208-14-010962 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,527,791

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.7500 to $11.8100. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 16, 2014 Filed Apr 18, 2014 20:30 UTC WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 PurchaseCommon Stock 26,214 $11.78 $308,758.98
Disclosure

SEC source: 0001104659-14-028718 · a4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,089,762

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.7600 to $11.8000. The price reported above reflects the weighted-average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 16, 2014 Filed Apr 18, 2014 20:15 UTC WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 PurchaseCommon Stock 60,557 $11.78 $713,107.12
Disclosure

SEC source: 0001225208-14-010928 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450,547

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.7600 to $11.7900. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 15, 2014 Filed Apr 17, 2014 20:38 UTC WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381 PurchaseCommon Stock 3,600 $11.79 $42,429.96
Disclosure

SEC source: 0001104659-14-028440 · a4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,063,548

F1 · shares: This transaction was executed in multiple trades at prices ranging from $11.7800 to $11.7900. The price reported above reflects the weighted-average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 835,438 shares acquired pursuant to the Issuer's dividend reinvestment plan since the filing of the last Form 4.

Read SEC document
April 15, 2014 Filed Apr 17, 2014 20:38 UTC WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896 PurchaseCommon Stock 18,424 $11.77 $216,815.47
Disclosure

SEC source: 0001225208-14-010902 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,389,990

F1 · shares: This transaction was executed in multiple trades at prices ranging from $11.7550 to $11.7700. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 818,102 shares acquired pursuant to the Issuer's dividend reinvestment plan since the filing of the last Form 4.

Read SEC document
November 19, 2012 Filed Nov 19, 2012 21:49 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 571,515 $27.36 $15,635,335.92
Disclosure

SEC source: 0001225208-12-023503 · doc4.xml · nonDerivative · entry 3

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,634,760

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.1195 to $27.3900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2012 Filed Nov 19, 2012 21:49 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 731,169 $26.92 $19,685,628.57
Disclosure

SEC source: 0001225208-12-023503 · doc4.xml · nonDerivative · entry 2

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,063,245

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.7000 to $27.0500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 15, 2012 Filed Nov 19, 2012 21:49 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 974,506 $26.55 $25,872,841.95
Disclosure

SEC source: 0001225208-12-023503 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,332,076

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.4900 to $26.6200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 14, 2012 Filed Nov 16, 2012 21:26 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 1,173,375 $26.62 $31,237,119.90
Disclosure

SEC source: 0001225208-12-023357 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,357,570

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.48 to $26.78. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 13, 2012 Filed Nov 15, 2012 21:30 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 8,140,552 $26.80 $218,166,793.60
Disclosure

SEC source: 0001225208-12-023251 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,184,195

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.70 to $26.80. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 28, 2012 Filed Sep 28, 2012 22:43 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 493,810 $27.40 $13,528,863.19
Disclosure

SEC source: 0001225208-12-020216 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,043,643

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.250 to $27.505. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 27, 2012 Filed Sep 28, 2012 20:30 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 PurchaseCommon Stock 1,005,746 $27.33 $27,485,630.14
Disclosure

SEC source: 0001225208-12-020209 · doc4.xml · nonDerivative · entry 2

CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,549,833

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.18 to $27.45. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.