organization · Reporting owner

CASCADE INVESTMENT, L.L.C.

Disclosed activity across 13 companies

Tapewire entity: 1687
SEC CIK: 0001052192

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AUTONATION, INC.AN · Entity 3730	10% owner	October 01, 2024	October 03, 2024
ECOLAB INC.ECL · Entity 2954	10% owner	November 20, 2024	November 23, 2024
Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530	10% owner	September 16, 2021	September 24, 2021
PLANETOUT INCLGBT · Entity 17266	10% owner	July 09, 2007	July 13, 2007
Patriot Coal CORPPCX · Entity 16920	See Footnote (3)	January 29, 2010	February 03, 2010
REPUBLIC SERVICES, INC.RSG · Entity 1686	10% owner	September 10, 2026	September 14, 2026
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381	10% owner	May 25, 2022	May 27, 2022
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896	10% owner	May 27, 2022	June 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date October 01, 2024 · Filed October 03, 2024

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	7,062,629	Reported balance After 2024-10-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-10-01 · Gift · Disposed 2,808,674 · Balance 7,062,629

ECOLAB INC.

Report date November 20, 2024 · Filed November 23, 2024

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,402,599	Reported balance After 2024-11-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-11-20 · Sale · Disposed 52,684 · Balance 29,402,599 F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,357,639	Reported balance After 2024-11-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-11-20 · Sale · Disposed 44,960 · Balance 29,357,639 F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,349,941	Reported balance After 2024-11-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2024-11-20 · Sale · Disposed 7,698 · Balance 29,349,941 F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,348,741	Reported balance After 2024-11-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2024-11-20 · Sale · Disposed 1,200 · Balance 29,348,741 F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,320,492	Reported balance After 2024-11-21 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2024-11-21 · Sale · Disposed 28,249 · Balance 29,320,492 F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,248,741	Reported balance After 2024-11-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2024-11-21 · Sale · Disposed 71,751 · Balance 29,248,741 F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,231,822	Reported balance After 2024-11-22 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2024-11-22 · Sale · Disposed 16,919 · Balance 29,231,822 F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,178,857	Reported balance After 2024-11-22 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2024-11-22 · Sale · Disposed 52,965 · Balance 29,178,857 F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,178,741	Reported balance After 2024-11-22 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2024-11-22 · Sale · Disposed 116 · Balance 29,178,741

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Ginkgo Bioworks Holdings, Inc.

Report date September 16, 2021 · Filed September 24, 2021

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	151,865,481	Reported balance Holding disclosure · report date 2021-09-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 151,865,481 F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

PLANETOUT INC

Report date July 09, 2007 · Filed July 13, 2007

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,217,391	Reported balance Holding disclosure · report date 2007-07-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 5,217,391

Patriot Coal CORP

Report date January 29, 2010 · Filed February 03, 2010

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,391,231	Reported balance After 2010-01-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2010-01-29 · Other · Disposed 17,421 · Balance 2,391,231 F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466). F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock. F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).

F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock.

F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

REPUBLIC SERVICES, INC.

Report date September 10, 2026 · Filed September 14, 2026

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	116,585,781	Reported balance After 2026-09-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-10 · Purchase · Acquired 108,147 · Balance 116,585,781 F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,683,773	Reported balance After 2026-09-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-09-10 · Purchase · Acquired 97,992 · Balance 116,683,773 F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,731,592	Reported balance After 2026-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2026-09-10 · Purchase · Acquired 47,819 · Balance 116,731,592 F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,733,634	Reported balance After 2026-09-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2026-09-10 · Purchase · Acquired 2,042 · Balance 116,733,634 F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,741,230	Reported balance After 2026-09-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2026-09-11 · Purchase · Acquired 7,596 · Balance 116,741,230 F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,876,712	Reported balance After 2026-09-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2026-09-11 · Purchase · Acquired 135,482 · Balance 116,876,712 F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	117,053,259	Reported balance After 2026-09-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2026-09-11 · Purchase · Acquired 176,547 · Balance 117,053,259 F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	117,058,444	Reported balance After 2026-09-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2026-09-11 · Purchase · Acquired 5,185 · Balance 117,058,444 F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date May 25, 2022 · Filed May 27, 2022

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	5,195,082	Reported balance After 2022-05-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-05-25 · Purchase · Acquired 50,497 · Balance 5,195,082 F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common SharesSEC Table I · non-derivative	Direct	5,208,507	Reported balance After 2022-05-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-05-26 · Purchase · Acquired 13,425 · Balance 5,208,507 F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date May 27, 2022 · Filed June 01, 2022

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	13,873,452	Reported balance After 2022-05-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-05-27 · Purchase · Acquired 38,836 · Balance 13,873,452 F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common SharesSEC Table I · non-derivative	Direct	14,022,751	Reported balance After 2022-05-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-05-31 · Purchase · Acquired 149,299 · Balance 14,022,751 F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Alto Ingredients, Inc.

Report date June 09, 2008 · Filed June 11, 2008

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2008-06-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,449,834	Reported balance After 2008-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2008-06-09 · Sale · Disposed 6,490 · Balance 1,449,834
Common StockSEC Table I · non-derivative	Direct	1,446,834	Reported balance After 2008-06-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2008-06-09 · Sale · Disposed 3,000 · Balance 1,446,834
Common StockSEC Table I · non-derivative	Direct	1,402,134	Reported balance After 2008-06-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2008-06-09 · Sale · Disposed 44,700 · Balance 1,402,134
Common StockSEC Table I · non-derivative	Direct	1,402,034	Reported balance After 2008-06-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2008-06-09 · Sale · Disposed 100 · Balance 1,402,034
Common StockSEC Table I · non-derivative	Direct	1,400,124	Reported balance After 2008-06-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2008-06-09 · Sale · Disposed 1,910 · Balance 1,400,124
Common StockSEC Table I · non-derivative	Direct	1,396,524	Reported balance After 2008-06-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2008-06-09 · Sale · Disposed 3,600 · Balance 1,396,524
Common StockSEC Table I · non-derivative	Direct	1,375,224	Reported balance After 2008-06-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2008-06-09 · Sale · Disposed 21,300 · Balance 1,375,224

DEERE & CO

Report date May 13, 2021 · Filed May 14, 2021

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	29,259,573	Reported balance After 2021-05-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-05-13 · Other · Disposed 2,251,000 · Balance 29,259,573 F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

GAMCO INVESTORS, INC. ET AL

Report date November 21, 2017 · Filed November 22, 2017

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2021-08-15	Direct	0	Reported balance After 2017-11-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-11-21 · Other · Disposed Not disclosed · Balance 0 F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

Filing footnotes · ownership attribution and instrument terms

F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

RADIUS RECYCLING, INC.

Report date May 20, 2003 · Filed May 22, 2003

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2003-05-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	520,700	Reported balance After 2003-05-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2003-05-20 · Sale · Disposed 1,500 · Balance 520,700
Common StockSEC Table I · non-derivative	Direct	519,200	Reported balance After 2003-05-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2003-05-20 · Sale · Disposed 1,500 · Balance 519,200
Common StockSEC Table I · non-derivative	Direct	517,700	Reported balance After 2003-05-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2003-05-20 · Sale · Disposed 1,500 · Balance 517,700
Common StockSEC Table I · non-derivative	Direct	517,300	Reported balance After 2003-05-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2003-05-20 · Sale · Disposed 400 · Balance 517,300
Common StockSEC Table I · non-derivative	Direct	515,800	Reported balance After 2003-05-20 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2003-05-20 · Sale · Disposed 1,500 · Balance 515,800
Common StockSEC Table I · non-derivative	Direct	510,700	Reported balance After 2003-05-20 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2003-05-20 · Sale · Disposed 5,100 · Balance 510,700
Common StockSEC Table I · non-derivative	Direct	509,100	Reported balance After 2003-05-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2003-05-20 · Sale · Disposed 1,600 · Balance 509,100
Common StockSEC Table I · non-derivative	Direct	507,600	Reported balance After 2003-05-20 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2003-05-20 · Sale · Disposed 1,500 · Balance 507,600
Common StockSEC Table I · non-derivative	Direct	507,500	Reported balance After 2003-05-20 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2003-05-20 · Sale · Disposed 100 · Balance 507,500
Common StockSEC Table I · non-derivative	Direct	507,400	Reported balance After 2003-05-20 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2003-05-20 · Sale · Disposed 100 · Balance 507,400
Common StockSEC Table I · non-derivative	Direct	505,700	Reported balance After 2003-05-20 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2003-05-20 · Sale · Disposed 1,700 · Balance 505,700
Common StockSEC Table I · non-derivative	Direct	504,448	Reported balance After 2003-05-20 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2003-05-20 · Sale · Disposed 1,252 · Balance 504,448
Common StockSEC Table I · non-derivative	Direct	504,248	Reported balance After 2003-05-20 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2003-05-20 · Sale · Disposed 200 · Balance 504,248
Common StockSEC Table I · non-derivative	Direct	503,948	Reported balance After 2003-05-20 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2003-05-20 · Sale · Disposed 300 · Balance 503,948
Common StockSEC Table I · non-derivative	Direct	499,398	Reported balance After 2003-05-20 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2003-05-20 · Sale · Disposed 4,550 · Balance 499,398
Common StockSEC Table I · non-derivative	Direct	499,298	Reported balance After 2003-05-20 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2003-05-20 · Sale · Disposed 100 · Balance 499,298
Common StockSEC Table I · non-derivative	Direct	496,798	Reported balance After 2003-05-20 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2003-05-20 · Sale · Disposed 2,500 · Balance 496,798
Common StockSEC Table I · non-derivative	Direct	496,648	Reported balance After 2003-05-20 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2003-05-20 · Sale · Disposed 150 · Balance 496,648
Common StockSEC Table I · non-derivative	Direct	496,200	Reported balance After 2003-05-20 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 19 · 2003-05-20 · Sale · Disposed 448 · Balance 496,200
Common StockSEC Table I · non-derivative	Direct	495,200	Reported balance After 2003-05-20 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 20 · 2003-05-20 · Sale · Disposed 1,000 · Balance 495,200

Vroom, Inc.

Report date June 11, 2020 · Filed June 12, 2020

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	6,771,076	Reported balance After 2020-06-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-06-11 · Conversion · Acquired 6,771,076 · Balance 6,771,076 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Series G preferred stockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-06-11 · Conversion · Disposed 2,785,365 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Series H preferred stockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-06-11 · Conversion · Disposed 600,173 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Filing footnotes · ownership attribution and instrument terms

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 11, 2020 Filed Jun 12, 2020 23:53 UTC	Vroom, Inc. VRM · Entity 7212	ConversionCommon stock	6,771,076	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-073034 · a4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2 · balance_after: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. Read SEC document
March 16, 2018 Filed Mar 17, 2018 00:33 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	43,500	$137.23	$5,969,383.20	Disclosure SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 5 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 30,685,554 F5 · price: This transaction was executed in multiple trades at prices ranging from $136.7100 to $137.7050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 16, 2018 Filed Mar 17, 2018 00:33 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	32,300	$137.94	$4,455,303.73	Disclosure SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 4 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 30,642,054 F4 · price: This transaction was executed in multiple trades at prices ranging from $137.7100 to $138.0800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:33 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	301,931	$136.63	$41,251,413.45	Disclosure SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 30,609,754 F3 · price: This transaction was executed in multiple trades at prices ranging from $136.1800 to $136.8500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:33 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	98,216	$136.83	$13,439,229.21	Disclosure SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 30,307,823 F2 · price: This transaction was executed in multiple trades at prices ranging from $136.2000 to $137.1950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:33 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	15,552	$137.26	$2,134,707.96	Disclosure SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 30,209,607 F1 · price: This transaction was executed in multiple trades at prices ranging from $137.2000 to $137.3200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 13, 2018 Filed Mar 14, 2018 22:08 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	245,212	$136.65	$33,507,827.46	Disclosure SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 4 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 30,194,055 F4 · price: This transaction was executed in multiple trades at prices ranging from $136.1700 to $137.1600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 13, 2018 Filed Mar 14, 2018 22:08 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	23,788	$137.24	$3,264,741.24	Disclosure SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 29,948,843 F3 · price: This transaction was executed in multiple trades at prices ranging from $137.1700 to $137.2650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	79,460	$135.87	$10,795,888.52	Disclosure SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 29,925,055 F2 · price: This transaction was executed in multiple trades at prices ranging from $135.5850 to $136.5700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	20,540	$136.92	$2,812,402.53	Disclosure SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Casacde Investment, L.L.C. Disclosed balance after: 29,845,595 F1 · price: This transaction was executed in multiple trades at prices ranging from $136.6000 to $137.2100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 09, 2018 Filed Mar 10, 2018 01:14 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	182,643	$134.75	$24,611,199.04	Disclosure SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 7 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 29,825,055 F7 · price: This transaction was executed in multiple trades at prices ranging from $134.6300 to $134.8350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 09, 2018 Filed Mar 10, 2018 01:14 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	259,876	$134.49	$34,951,892.68	Disclosure SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 6 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 29,642,412 F6 · price: This transaction was executed in multiple trades at prices ranging from $133.6300 to $134.6250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 08, 2018 Filed Mar 10, 2018 01:14 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	23,427	$134.18	$3,143,348.18	Disclosure SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 5 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 29,382,536 F5 · price: This transaction was executed in multiple trades at prices ranging from $134.1000 to $134.2500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 08, 2018 Filed Mar 10, 2018 01:14 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	168,873	$133.44	$22,534,700.20	Disclosure SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 4 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 29,359,109 F4 · price: This transaction was executed in multiple trades at prices ranging from $133.1000 to $134.0900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 07, 2018 Filed Mar 10, 2018 01:14 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	221,600	$131.03	$29,037,200.88	Disclosure SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 29,190,236 F3 · price: This transaction was executed in multiple trades at prices ranging from $130.5600 to $131.0750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 07, 2018 Filed Mar 10, 2018 01:14 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	230,000	$132.71	$30,522,978.00	Disclosure SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 28,968,636 F2 · price: This transaction was executed in multiple trades at prices ranging from $132.6500 to $132.8000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 07, 2018 Filed Mar 10, 2018 01:14 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	242,743	$132.49	$32,161,020.07	Disclosure SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · 10% owner CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 28,738,636 F1 · price: This transaction was executed in multiple trades at prices ranging from $131.7700 to $132.5000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
November 21, 2017 Filed Nov 22, 2017 22:04 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	OtherConvertible Promissory Note · Derivative	Not disclosed	Not disclosed Strike: $55.00	$110,000,000.00	Disclosure SEC source: 0001104659-17-070230 · a4.xml · derivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, $0.001 par value · 2,000,000 shares Expires 2021-08-15 F1 · kind: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest. F1 · price: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest. Read SEC document
August 12, 2016 Filed Aug 16, 2016 20:40 UTC	DEERE & CO DE · Entity 106	SaleCommon Stock	48,419	$77.13	$3,734,649.47	Disclosure SEC source: 0001225208-16-037982 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,423,573 F2 · price: This transaction was executed in multiple trades at prices ranging from $76.8450 to $77.8400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 12, 2016 Filed Aug 16, 2016 20:40 UTC	DEERE & CO DE · Entity 106	SaleCommon Stock	36,581	$78.04	$2,854,887.32	Disclosure SEC source: 0001225208-16-037982 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,471,992 F1 · price: This transaction was executed in multiple trades at prices ranging from $77.8500 to $78.2200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 09, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	6,650	$44.93	$298,787.16	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 5 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,431,162 F5 · price: This transaction was executed in multiple trades at prices ranging from $44.2700 to $45.2600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 09, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	68,578	$45.92	$3,149,369.21	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 4 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,424,512 F4 · price: This transaction was executed in multiple trades at prices ranging from $45.2900 to $46.2600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 09, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	155,417	$46.57	$7,238,267.02	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 3 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,355,934 F3 · price: This transaction was executed in multiple trades at prices ranging from $46.2700 to $46.9600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 08, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	38,009	$45.74	$1,738,691.30	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200,517 F2 · price: This transaction was executed in multiple trades at prices ranging from $45.6650 to $46.2700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 08, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	499,630	$44.75	$22,358,792.24	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,162,508 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.4950 to $45.4750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 05, 2016 Filed Feb 9, 2016 21:34 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	16,980	$46.67	$792,434.53	Disclosure SEC source: 0001225208-16-025907 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,662,878 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.4850 to $46.8500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 05, 2016 Filed Feb 9, 2016 21:34 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	522,282	$45.79	$23,916,650.71	Disclosure SEC source: 0001225208-16-025907 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645,898 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.4800 to $46.4700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:49 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	37,072	$45.73	$1,695,454.56	Disclosure SEC source: 0001225208-16-025810 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,123,616 F2 · price: This transaction was executed in multiple trades at prices ranging from $44.9900 to $45.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:49 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	236,879	$46.34	$10,977,707.18	Disclosure SEC source: 0001225208-16-025810 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,086,544 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.9900 to $46.9300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 03, 2016 Filed Feb 5, 2016 21:36 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	630,999	$44.05	$27,798,219.25	Disclosure SEC source: 0001225208-16-025733 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,849,665 F1 · price: This transaction was executed in multiple trades at prices ranging from $43.8800 to $44.8300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
May 11, 2015 Filed May 11, 2015 22:28 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	635,687	$40.15	$25,523,532.31	Disclosure SEC source: 0001225208-15-011870 · doc4.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,802,519 F3 · price: This transaction was executed in multiple trades at prices ranging from $39.9950 to $40.3500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
May 08, 2015 Filed May 11, 2015 22:28 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	377,111	$40.25	$15,178,378.35	Disclosure SEC source: 0001225208-15-011870 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,166,832 F2 · price: This transaction was executed in multiple trades at prices ranging from $40.0600 to $40.2700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
May 07, 2015 Filed May 11, 2015 22:28 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	337,202	$39.65	$13,369,351.18	Disclosure SEC source: 0001225208-15-011870 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,789,721 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.3000 to $39.7500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 07, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	2,700	$11.62	$31,381.02	Disclosure SEC source: 0001225208-15-009817 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $11.6150 to $11.6300. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 07, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	5,000	$11.42	$57,100.00	Disclosure SEC source: 0001225208-15-009818 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,522,751 Read SEC document
April 06, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	19,400	$11.64	$225,847.04	Disclosure SEC source: 0001225208-15-009817 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,947,852 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.6300 to $11.6500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 06, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	18,300	$11.45	$209,456.31	Disclosure SEC source: 0001225208-15-009818 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,517,751 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4300 to $11.4500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 02, 2015 Filed Apr 6, 2015 20:52 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	40,100	$11.41	$457,557.04	Disclosure SEC source: 0001225208-15-009661 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,499,452 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4000 to $11.4200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 02, 2015 Filed Apr 6, 2015 20:52 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	6,700	$11.62	$77,884.82	Disclosure SEC source: 0001225208-15-009662 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,928,452 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.6200 to $11.6300. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 01, 2015 Filed Apr 3, 2015 20:29 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	10,637	$11.42	$121,472.41	Disclosure SEC source: 0001225208-15-009503 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,459,352 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4150 to $11.4200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 01, 2015 Filed Apr 3, 2015 20:30 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	12,800	$11.64	$148,976.64	Disclosure SEC source: 0001225208-15-009504 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,921,752 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.6100 to $11.6400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 30, 2015 Filed Apr 1, 2015 20:38 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	6,000	$11.37	$68,220.00	Disclosure SEC source: 0001225208-15-008992 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448,715 Read SEC document
March 27, 2015 Filed Mar 31, 2015 20:56 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	7,300	$11.34	$82,782.00	Disclosure SEC source: 0001225208-15-008860 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,442,715 Read SEC document
March 26, 2015 Filed Mar 30, 2015 20:37 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	32,100	$11.31	$362,919.39	Disclosure SEC source: 0001225208-15-008782 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,435,415 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2900 to $11.3200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 26, 2015 Filed Mar 30, 2015 20:39 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	21,100	$11.56	$244,013.06	Disclosure SEC source: 0001225208-15-008783 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,908,952 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.5550 to $11.5800. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 25, 2015 Filed Mar 27, 2015 20:42 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	9,800	$11.58	$113,482.04	Disclosure SEC source: 0001225208-15-008650 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,887,852 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.5750 to $11.5800. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 24, 2015 Filed Mar 26, 2015 20:42 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	50,000	$11.32	$566,145.00	Disclosure SEC source: 0001225208-15-008570 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,403,315 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.3000 to $11.3300. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 24, 2015 Filed Mar 26, 2015 20:43 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	10,200	$11.55	$117,817.14	Disclosure SEC source: 0001225208-15-008571 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,878,052 F1 · balance_after: This transaction was executed in multiple trades at prices ranging from $11.5200 to $11.5600. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 23, 2015 Filed Mar 25, 2015 20:46 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	10,300	$11.51	$118,596.26	Disclosure SEC source: 0001225208-15-008499 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,867,852 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.5100 to $11.5200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 23, 2015 Filed Mar 25, 2015 20:47 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	29,200	$11.27	$329,072.32	Disclosure SEC source: 0001225208-15-008500 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,353,315 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2600 to $11.2800. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.