organization · Reporting owner
Silver Lake Technology Investors Kraftwerk, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tintri, Inc.TNTR · Entity 165007 | 10% owner | February 27, 2018 | March 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tintri, Inc.
Report date February 27, 2018 · Filed March 02, 2018
Jointly reported with Silver Lake Kraftwerk Fund, L.P., Silver Lake Technology Associates Kraftwerk, L.P., SLTA Kraftwerk (GP), L.L.C., Silver Lake Group, L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Note Purchase Agreement (obligation to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00 | IndirectHeld through Silver Lake Kraftwerk Fund, L.P. | Not disclosed |
Reported balance
After 2018-02-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-27 · Other · Disposed Not disclosed · Balance Not disclosed F4: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F5: Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F1: These securities were directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk"). F2: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk, and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. |
| Note Purchase Agreement (obligation to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00 | IndirectHeld through Silver Lake Technology Investors Kraftwerk, L.P. | Not disclosed |
Reported balance
After 2018-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-27 · Other · Disposed Not disclosed · Balance Not disclosed F4: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F5: Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F2: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk, and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. F3: These securities were directly held by SLTI Kraftwerk. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities were directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk").
F2: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk, and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C.
F3: These securities were directly held by SLTI Kraftwerk.
F4: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock.
F5: Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 2, 2018 17:21 UTC | Tintri, Inc. TNTR · Entity 165007 | OtherNote Purchase Agreement (obligation to purchase) · Derivative | Not disclosed | $0.00 Strike: $7.00 | $193,392.50 |
DisclosureSEC source: 0000899243-18-006180 · doc4.xml · derivative · entry 2 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Kraftwerk, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 27,627 shares Expires not disclosed F4 · kind: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F5 · reported_value: Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F4 · price: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F4 · derivative.exercise_date: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F4 · derivative.expiration_date: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F5 · derivative.underlying_shares: Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F2 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk, and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. F3 · ownership.nature: These securities were directly held by SLTI Kraftwerk. Read SEC document |
| February 27, 2018 Filed Mar 2, 2018 17:21 UTC | Tintri, Inc. TNTR · Entity 165007 | OtherNote Purchase Agreement (obligation to purchase) · Derivative | Not disclosed | $0.00 Strike: $7.00 | $6,231,607.50 |
DisclosureSEC source: 0000899243-18-006180 · doc4.xml · derivative · entry 1 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Kraftwerk Fund, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 890,229 shares Expires not disclosed F4 · kind: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F5 · reported_value: Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F4 · price: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F4 · derivative.exercise_date: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F4 · derivative.expiration_date: As previously disclosed, SL Kraftwerk, SLTI Kraftwerk and other parties thereto are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to SL Kraftwerk and SLTI Kraftwerk and such other parties one or more subordinated convertible promissory notes ("Notes"). On February 27, 2018, SL Kraftwerk and SLTI Kraftwerk funded their respective amounts under the Note Purchase Agreement and were issued Notes with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Notes will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Notes will not be convertible by the Issuer into Common Stock. F5 · derivative.underlying_shares: Represents the maximum principal amount of Notes that the Issuer could issue to SL Kraftwerk and SLTI Kraftwerk under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F1 · ownership.nature: These securities were directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk"). F2 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk, and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | OtherNote Purchase Agreement (obligation to purchase) · Derivative | Not disclosed | Not disclosed Strike: $7.00 | $193,392.50 |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · derivative · entry 8 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Kraftwerk, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 27,627 shares Expires not disclosed F5 · kind: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F5 · price: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F5 · derivative.exercise_date: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F5 · derivative.expiration_date: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. F4 · ownership.nature: These securities are directly held by SLTI Kraftwerk. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | OtherNote Purchase Agreement (obligation to purchase) · Derivative | Not disclosed | Not disclosed Strike: $7.00 | $6,231,607.50 |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · derivative · entry 7 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Siver Lake Kraftwerk Fund, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 890,229 shares Expires not disclosed F5 · kind: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F5 · price: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F5 · derivative.exercise_date: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F5 · derivative.expiration_date: In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50 F2 · ownership.nature: These securities are directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk"). F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionSeries F Preferred Stock · Derivative | 45,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · derivative · entry 6 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Kraftwerk, L.P. Disclosed balance after: 0 Underlying: Common Stock · 137,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. F4 · ownership.nature: These securities are directly held by SLTI Kraftwerk. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionSeries F Preferred Stock · Derivative | 1,475,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · derivative · entry 5 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Siver Lake Kraftwerk Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 4,426,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F2 · ownership.nature: These securities are directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk"). F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | PurchaseCommon Stock | 25,417 | $7.00 | $177,919.00 |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · nonDerivative · entry 4 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Kraftwerk, L.P. Disclosed balance after: 162,792 F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. F4 · ownership.nature: These securities are directly held by SLTI Kraftwerk. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | PurchaseCommon Stock | 819,012 | $7.00 | $5,733,084.00 |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · nonDerivative · entry 3 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Kraftwerk Fund, L.P. Disclosed balance after: 5,245,658 F2 · ownership.nature: These securities are directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk"). F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionCommon Stock | 137,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · nonDerivative · entry 2 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Kraftwerk, L.P. Disclosed balance after: 137,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. F4 · ownership.nature: These securities are directly held by SLTI Kraftwerk. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 18:41 UTC | Tintri, Inc. TNTR · Entity 165007 | ConversionCommon Stock | 4,426,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044679 · doc4.xml · nonDerivative · entry 1 Silver Lake Kraftwerk Fund, L.P. · CIK 0001536112 · 10% owner Silver Lake Technology Investors Kraftwerk, L.P. · CIK 0001709829 · 10% owner Silver Lake Technology Associates Kraftwerk, L.P. · CIK 0001568288 · 10% owner SLTA Kraftwerk (GP), L.L.C. · CIK 0001709781 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Siver Lake Kraftwerk Fund, L.P. Disclosed balance after: 4,426,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date. F2 · ownership.nature: These securities are directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk"). F3 · ownership.nature: Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.