Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENVIRI CorpHSC · Entity 42674 | Director | March 03, 2018 | March 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENVIRI Corp
Report date March 03, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,743 |
Reported balance
After 2018-03-03 transaction · row 1
1 source rowRow 1 · 2018-03-03 · Exercise / conversion · Acquired 8,029 · Balance 28,743 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,379 |
Reported balance
After 2018-03-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-03 · Exercise / conversion · Disposed 8,029 · Balance 29,379 F1: Restricted Stock Units convert into common stock on a one-for-one basis. F2: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into common stock on a one-for-one basis.
F2: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Talen Energy Corp
Report date December 06, 2016 · Filed December 06, 2016
Section 16 reporting ended · disclosed 2016-12-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-06 transaction · row 1
1 source rowRow 1 · 2016-12-06 · Disposition to issuer · Disposed 4,416 · Balance 0 F1: On December 6, 2016, pursuant to the Agreement and Plan of Merger dated as of June 2, 2016 (the "Merger Agreement"), by and among Talen Energy Corporation (the "Company"), RPH Parent LLC, SPH Parent LLC, CRJ Parent LLC and RJS Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation on the terms and conditions set forth in the Merger Agreement (the "Merger"). F2: Pursuant to the Merger Agreement, each share of Company common stock outstanding as of immediately prior to the effective time of the Merger (the "Effective Time"), was, at the Effective Time, automatically converted into the right to receive $14.00 in cash, without interest (the "Merger Consideration"). |
| Stock Unit (DDCP)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-12-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-06 · Disposition to issuer · Disposed 53,066.163 · Balance 0 F3: Represents stock units ("Director Stock Units") acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each Director Stock Unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the Director Stock Units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. F1: On December 6, 2016, pursuant to the Agreement and Plan of Merger dated as of June 2, 2016 (the "Merger Agreement"), by and among Talen Energy Corporation (the "Company"), RPH Parent LLC, SPH Parent LLC, CRJ Parent LLC and RJS Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation on the terms and conditions set forth in the Merger Agreement (the "Merger"). F2: Pursuant to the Merger Agreement, each share of Company common stock outstanding as of immediately prior to the effective time of the Merger (the "Effective Time"), was, at the Effective Time, automatically converted into the right to receive $14.00 in cash, without interest (the "Merger Consideration"). F4: Pursuant to the Merger Agreement, all Director Stock Units outstanding immediately prior to the Effective Time were converted into the right to receive an amount in cash, based on the number of shares of Company common stock subject to the award and the Merger Consideration, and otherwise upon the terms and subject to the conditions set forth in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 6, 2016, pursuant to the Agreement and Plan of Merger dated as of June 2, 2016 (the "Merger Agreement"), by and among Talen Energy Corporation (the "Company"), RPH Parent LLC, SPH Parent LLC, CRJ Parent LLC and RJS Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation on the terms and conditions set forth in the Merger Agreement (the "Merger").
F2: Pursuant to the Merger Agreement, each share of Company common stock outstanding as of immediately prior to the effective time of the Merger (the "Effective Time"), was, at the Effective Time, automatically converted into the right to receive $14.00 in cash, without interest (the "Merger Consideration").
F3: Represents stock units ("Director Stock Units") acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each Director Stock Unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the Director Stock Units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies.
F4: Pursuant to the Merger Agreement, all Director Stock Units outstanding immediately prior to the Effective Time were converted into the right to receive an amount in cash, based on the number of shares of Company common stock subject to the award and the Merger Consideration, and otherwise upon the terms and subject to the conditions set forth in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2018 Filed Mar 5, 2018 21:59 UTC | ENVIRI Corp HSC · Entity 42674 | Exercise / conversionRestricted Stock Units · Derivative | 8,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-18-000028 · wf-form4_152028713529119.xml · derivative · entry 2 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,379 Underlying: Common Stock · 8,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F2 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. Read SEC document |
| March 03, 2018 Filed Mar 5, 2018 21:59 UTC | ENVIRI Corp HSC · Entity 42674 | Exercise / conversionCommon Stock | 8,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-18-000028 · wf-form4_152028713529119.xml · nonDerivative · entry 1 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:39 UTC | ENVIRI Corp HSC · Entity 42674 | Exercise / conversionRestricted Stock Units · Derivative | 15,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-17-000048 · wf-form4_149331474287169.xml · derivative · entry 2 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,407.21 Underlying: Common Stock · 15,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date. F2 · derivative.expiration_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:39 UTC | ENVIRI Corp HSC · Entity 42674 | Exercise / conversionCommon Stock | 15,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045876-17-000048 · wf-form4_149331474287169.xml · nonDerivative · entry 1 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 20:26 UTC | ENVIRI Corp HSC · Entity 42674 | GrantRestricted Stock Units · Derivative | 8,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-17-000017 · wf-form4_148883197743591.xml · derivative · entry 1 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,121.2099 Underlying: Common Stock · 8,029 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F1 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F1 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. Read SEC document |
| December 06, 2016 Filed Dec 6, 2016 14:55 UTC | Talen Energy Corp TLN · Entity 3381 | Disposition to issuerStock Unit (DDCP) · Derivative | 53,066.163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-153609 · doc4.xml · derivative · entry 2 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,066.163 shares Expires not disclosed F3 · security: Represents stock units ("Director Stock Units") acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each Director Stock Unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the Director Stock Units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. F3 · derivative.exercise_price: Represents stock units ("Director Stock Units") acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each Director Stock Unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the Director Stock Units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. F1 · price: On December 6, 2016, pursuant to the Agreement and Plan of Merger dated as of June 2, 2016 (the "Merger Agreement"), by and among Talen Energy Corporation (the "Company"), RPH Parent LLC, SPH Parent LLC, CRJ Parent LLC and RJS Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation on the terms and conditions set forth in the Merger Agreement (the "Merger"). F2 · price: Pursuant to the Merger Agreement, each share of Company common stock outstanding as of immediately prior to the effective time of the Merger (the "Effective Time"), was, at the Effective Time, automatically converted into the right to receive $14.00 in cash, without interest (the "Merger Consideration"). F4 · price: Pursuant to the Merger Agreement, all Director Stock Units outstanding immediately prior to the Effective Time were converted into the right to receive an amount in cash, based on the number of shares of Company common stock subject to the award and the Merger Consideration, and otherwise upon the terms and subject to the conditions set forth in the Merger Agreement. F1 · derivative.exercise_date: On December 6, 2016, pursuant to the Agreement and Plan of Merger dated as of June 2, 2016 (the "Merger Agreement"), by and among Talen Energy Corporation (the "Company"), RPH Parent LLC, SPH Parent LLC, CRJ Parent LLC and RJS Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation on the terms and conditions set forth in the Merger Agreement (the "Merger"). F3 · derivative.exercise_date: Represents stock units ("Director Stock Units") acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each Director Stock Unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the Director Stock Units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, all Director Stock Units outstanding immediately prior to the Effective Time were converted into the right to receive an amount in cash, based on the number of shares of Company common stock subject to the award and the Merger Consideration, and otherwise upon the terms and subject to the conditions set forth in the Merger Agreement. F1 · derivative.expiration_date: On December 6, 2016, pursuant to the Agreement and Plan of Merger dated as of June 2, 2016 (the "Merger Agreement"), by and among Talen Energy Corporation (the "Company"), RPH Parent LLC, SPH Parent LLC, CRJ Parent LLC and RJS Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation on the terms and conditions set forth in the Merger Agreement (the "Merger"). F3 · derivative.expiration_date: Represents stock units ("Director Stock Units") acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each Director Stock Unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the Director Stock Units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, all Director Stock Units outstanding immediately prior to the Effective Time were converted into the right to receive an amount in cash, based on the number of shares of Company common stock subject to the award and the Merger Consideration, and otherwise upon the terms and subject to the conditions set forth in the Merger Agreement. Read SEC document |
| December 06, 2016 Filed Dec 6, 2016 14:55 UTC | Talen Energy Corp TLN · Entity 3381 | Disposition to issuerCommon Stock | 4,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-153609 · doc4.xml · nonDerivative · entry 1 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On December 6, 2016, pursuant to the Agreement and Plan of Merger dated as of June 2, 2016 (the "Merger Agreement"), by and among Talen Energy Corporation (the "Company"), RPH Parent LLC, SPH Parent LLC, CRJ Parent LLC and RJS Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation on the terms and conditions set forth in the Merger Agreement (the "Merger"). F2 · price: Pursuant to the Merger Agreement, each share of Company common stock outstanding as of immediately prior to the effective time of the Merger (the "Effective Time"), was, at the Effective Time, automatically converted into the right to receive $14.00 in cash, without interest (the "Merger Consideration"). Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 14:00 UTC | Talen Energy Corp TLN · Entity 3381 | GrantStock Unit (DDCP) · Derivative | 7,215.007 | $13.86 | $100,000.00 |
DisclosureSEC source: 0001209191-16-143943 · doc4.xml · derivative · entry 1 Graham Stuart E · CIK 0001438031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,066.163 Underlying: Common Stock · 7,215.007 shares Expires not disclosed F1 · derivative.exercise_price: Represents stock units acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the stock units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. F1 · derivative.exercise_date: Represents stock units acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the stock units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. F1 · derivative.expiration_date: Represents stock units acquired under the Issuer's Directors Deferred Compensation Plan ("DDCP"). Each unit is the economic equivalent of one share of Issuer common stock. Pursuant to the terms of the DDCP, the stock units shall settle in common stock upon the director's retirement or separation from service. No conversion or exercise price applies. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.