Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Builders FirstSource, Inc.BLDR · Entity 3725 | SVP - COO - East | March 01, 2018 | March 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Builders FirstSource, Inc.
Report date March 01, 2018 · Filed March 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 124,040 |
Ending reported balance
After 2018-03-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-03-01 · Grant · Acquired 19,467 · Balance 128,344 F1: Reflects the acquisition of restricted stock units pursuant to the Corporation's 2014 Incentive Plan. The restricted stock units vest in 33.3% increments on each of March 1, 2019-2021 and entitle the reporting person to one share of common stock for each restricted stock unit that vests. Row 2 · 2018-03-01 · Tax withholding · Disposed 4,304 · Balance 124,040 F2: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Row 3 · 2018-03-05 · Exercise / conversion · Acquired 50,000 · Balance 174,040 Row 4 · 2018-03-05 · Sale · Disposed 50,000 · Balance 124,040 F3: This transaction was executed in multiple trades at prices ranging from $20.98 to $21.61 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.19 · Expires 2020-02-03 | Direct | 0 |
Reported balance
After 2018-03-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-05 · Exercise / conversion · Disposed 50,000 · Balance 0 F4: Award issued under the Company's 2007 Incentive Plan, as amended and restated on January 14, 2010. F5: The option was granted on February 3, 2010 and vested in 33.33% increments on each of February 3, 2012-2014. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the acquisition of restricted stock units pursuant to the Corporation's 2014 Incentive Plan. The restricted stock units vest in 33.3% increments on each of March 1, 2019-2021 and entitle the reporting person to one share of common stock for each restricted stock unit that vests.
F2: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $20.98 to $21.61 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
F4: Award issued under the Company's 2007 Incentive Plan, as amended and restated on January 14, 2010.
F5: The option was granted on February 3, 2010 and vested in 33.33% increments on each of February 3, 2012-2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 6, 2018 01:01 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-18-016963 · doc4.xml · derivative · entry 5 Tolly Morris E · CIK 0001389137 · SVP - COO - East 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2020-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Award issued under the Company's 2007 Incentive Plan, as amended and restated on January 14, 2010. F5 · derivative.exercise_date: The option was granted on February 3, 2010 and vested in 33.33% increments on each of February 3, 2012-2014. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 01:01 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | SaleCommon Stock, par value $0.01 per share | 50,000 | $21.25 | $1,062,500.00 |
DisclosureSEC source: 0001209191-18-016963 · doc4.xml · nonDerivative · entry 4 Tolly Morris E · CIK 0001389137 · SVP - COO - East 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,040 F3 · price: This transaction was executed in multiple trades at prices ranging from $20.98 to $21.61 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 01:01 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionCommon Stock, par value $0.01 per share | 50,000 | $3.19 | $159,500.00 |
DisclosureSEC source: 0001209191-18-016963 · doc4.xml · nonDerivative · entry 3 Tolly Morris E · CIK 0001389137 · SVP - COO - East 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 01:01 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Tax withholdingCommon Stock, par value $0.01 per share | 4,304 | $21.19 | $91,201.76 |
DisclosureSEC source: 0001209191-18-016963 · doc4.xml · nonDerivative · entry 2 Tolly Morris E · CIK 0001389137 · SVP - COO - East 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,040 F2 · shares: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 01:01 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 19,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016963 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · SVP - COO - East 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,344 F1 · shares: Reflects the acquisition of restricted stock units pursuant to the Corporation's 2014 Incentive Plan. The restricted stock units vest in 33.3% increments on each of March 1, 2019-2021 and entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 23:45 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Tax withholdingCommon Stock, par value $0.01 per share | 12,660 | $19.80 | $250,668.00 |
DisclosureSEC source: 0001209191-18-009746 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,877 F1 · shares: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Read SEC document |
| January 03, 2018 Filed Jan 6, 2018 01:02 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Tax withholdingCommon Stock, par value $0.01 per share | 4,668 | $22.41 | $104,609.88 |
DisclosureSEC source: 0001209191-18-002584 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,537 F1 · shares: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:15 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,600 | $0.00 Strike: $6.70 | $0.00 |
DisclosureSEC source: 0001209191-17-061011 · doc4.xml · derivative · entry 6 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,600 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Award issued under the Company's 2007 Incentive Plan. F4 · derivative.exercise_date: The option was granted on February 26, 2008 and vested in 33.3% increments on each of February 26, 2009-2011 Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:15 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 53,600 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001209191-17-061011 · doc4.xml · derivative · entry 5 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,600 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Award issued under the Company's 2007 Incentive Plan. F3 · derivative.exercise_date: The option was granted on May 22, 2008 and vested in 33.3% increments on each of February 26, 2009-2011 Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:15 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | SaleCommon Stock, par value $0.01 per share | 14,600 | $18.23 | $266,158.00 |
DisclosureSEC source: 0001209191-17-061011 · doc4.xml · nonDerivative · entry 4 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,205 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.95 to $18.60 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:15 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionCommon Stock, par value $0.01 per share | 14,600 | $6.70 | $97,820.00 |
DisclosureSEC source: 0001209191-17-061011 · doc4.xml · nonDerivative · entry 3 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:15 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | SaleCommon Stock, par value $0.01 per share | 53,600 | $18.23 | $977,128.00 |
DisclosureSEC source: 0001209191-17-061011 · doc4.xml · nonDerivative · entry 2 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,205 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.95 to $18.60 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:15 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionCommon Stock, par value $0.01 per share | 53,600 | $7.15 | $383,240.00 |
DisclosureSEC source: 0001209191-17-061011 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 15, 2017 20:43 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | SaleCommon Stock, par value $0.01 per share | 50,268 | $14.81 | $744,469.08 |
DisclosureSEC source: 0001209191-17-032356 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,205 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 00:41 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-17-019457 · doc4.xml · derivative · entry 3 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2020-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Award issued under the Company's 2007 Incentive Plan, as amended and restated on January 14, 2010. F3 · derivative.exercise_date: The option was granted on February 3, 2010 and vested in 33.33% increments on each of February 3, 2012-2014. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 00:41 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | SaleCommon Stock, par value $0.01 per share | 50,000 | $14.84 | $742,000.00 |
DisclosureSEC source: 0001209191-17-019457 · doc4.xml · nonDerivative · entry 2 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,473 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.75 to $14.97 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 00:41 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Exercise / conversionCommon Stock, par value $0.01 per share | 50,000 | $3.19 | $159,500.00 |
DisclosureSEC source: 0001209191-17-019457 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:43 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | GrantCommon Stock, par value $0.01 per share | 27,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018064 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,473 F1 · shares: Reflects the acquisition of restricted stock units pursuant to the Corporation's 2014 Incentive Plan. The restricted stock units vest in 33.3% increments on each of March 1, 2018-2020 and entitle the reporting person to one share of common stock for each restricted stock unit that vests. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 00:23 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Tax withholdingCommon Stock, par value $0.01 per share | 13,371 | $12.38 | $165,532.98 |
DisclosureSEC source: 0001209191-17-010848 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,619 F1 · shares: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:53 UTC | Builders FirstSource, Inc. BLDR · Entity 3725 | Tax withholdingCommon Stock, par value $0.01 per share | 4,900 | $11.64 | $57,036.00 |
DisclosureSEC source: 0001209191-17-002481 · doc4.xml · nonDerivative · entry 1 Tolly Morris E · CIK 0001389137 · Sr Vice President-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,990 F1 · shares: Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.