Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERBALIFE LTD.HLF · Entity 4842 | VP, General Manager, Mexico | March 09, 2018 | March 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERBALIFE LTD.
Report date March 09, 2018 · Filed March 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,085 |
Reported balance
After 2018-03-09 transaction · row 1
1 source rowRow 1 · 2018-03-09 · Sale · Disposed 2,584 · Balance 2,085 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2018 Filed Mar 10, 2018 00:15 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 2,584 | $99.47 | $257,030.48 |
DisclosureSEC source: 0001209191-18-018632 · doc4.xml · nonDerivative · entry 1 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:55 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,392 | $94.72 | $131,850.24 |
DisclosureSEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 4 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,669 F2 · kind: The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:55 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 1,897 | $94.72 | $179,683.84 |
DisclosureSEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 3 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,061 F2 · kind: The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:55 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,873 | $30.44 | $178,774.12 |
DisclosureSEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 2 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:55 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 299 | $92.81 | $27,750.19 |
DisclosureSEC source: 0001209191-18-017545 · doc4.xml · nonDerivative · entry 1 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085 F1 · price: This transaction was executed in multiple trades at prices ranging from $92.82 to $92.79. The price reported reflects the weighted average sale price of $92.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 00:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 918 | $0.00 Strike: $57.19 | $0.00 |
DisclosureSEC source: 0001209191-18-014703 · doc4.xml · derivative · entry 4 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 918 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 00:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 110 | $86.64 | $9,530.40 |
DisclosureSEC source: 0001209191-18-014703 · doc4.xml · nonDerivative · entry 3 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,384 F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 00:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 606 | $86.64 | $52,503.84 |
DisclosureSEC source: 0001209191-18-014703 · doc4.xml · nonDerivative · entry 2 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494 F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 00:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 918 | $57.19 | $52,500.42 |
DisclosureSEC source: 0001209191-18-014703 · doc4.xml · nonDerivative · entry 1 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 202 shares of common stock upon the net exercise of 918 stock appreciation rights ("SARS"). The reporting person forfeited 606 shares of common stock underlying the SARS in payment of the exercise price and 110 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 27, 2018 of $86.64. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 1,929 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · derivative · entry 8 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,929 shares Expires 2023-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 53 | $86.30 | $4,573.90 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 4 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182 F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 1,779 | $86.30 | $153,527.70 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 3 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,235 F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 1,929 | $79.58 | $153,509.82 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 2 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 97 shares of common stock upon the net exercise of 1,929 stock appreciation rights ("SARS"). The reporting person forfeited 1,779 shares of common stock underlying the SARS in payment of the exercise price and 53 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 26, 2018 of $86.30. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 2,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · nonDerivative · entry 1 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085 F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 918 | $0.00 Strike: $57.19 | $0.00 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · derivative · entry 7 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918 Underlying: Common Stock · 918 shares Expires 2027-02-27 F5 · kind: On February 27, 2017, the reporting person was granted an award of 4,590 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 918 SARs which will vest on February 27, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 873 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · derivative · entry 6 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Underlying: Common Stock · 873 shares Expires 2026-05-09 F4 · kind: On May 9, 2016, the reporting person was granted an award of 4,366 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 873 SARs which will vest on May 9, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 5,873 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-18-013683 · doc4.xml · derivative · entry 5 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,873 Underlying: Common Stock · 5,873 shares Expires 2025-03-02 F3 · kind: On March 2, 2015, the reporting person was granted an award of 9,787 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 5,873 SARs which will vest on March 2, 2018. Read SEC document |
| February 02, 2018 Filed Mar 7, 2018 00:55 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 5,873 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-18-017545 · doc4.xml · derivative · entry 5 Alvarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,873 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 2,584 shares of common stock upon the net exercise of 5,873 stock appreciation rights ("SARS"). The reporting person forfeited 1,897 shares of common stock underlying the SARS in payment of the exercise price and 1,392 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 1,214 | $71.53 | $86,837.42 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 10 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: This transaction was executed in multiple trades at prices ranging from $71.52 to $71.53. The price reported reflects the weighted average sale price of $71.5275. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 1,957 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · derivative · entry 13 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,873 Underlying: Common Stock · 1,957 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Consists of 9,787 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on March 2, 2016, 20% vested on March 2, 2017, and the remaining 60% will vest on March 2, 2018. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 3,464 | $0.00 Strike: $59.98 | $0.00 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · derivative · entry 12 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,464 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 873 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · derivative · entry 11 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,493 Underlying: Common Stock · 873 shares Expires 2026-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Consists of 4,366 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on May 9, 2017, 20% will vest on May 9, 2018, and the remaining 60% will vest on May 9, 2019. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 399 | $72.81 | $29,051.19 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 9 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214 F3 · kind: The reporting person received 739 shares of common stock upon the net exercise of the 1,957 SARS. The reporting person forfeited 819 shares of common stock underlying the SARS in payment of the exercise price and 399 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 819 | $72.81 | $59,631.39 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 8 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613 F3 · kind: The reporting person received 739 shares of common stock upon the net exercise of the 1,957 SARS. The reporting person forfeited 819 shares of common stock underlying the SARS in payment of the exercise price and 399 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 1,957 | $30.44 | $59,571.08 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 7 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 214 | $72.81 | $15,581.34 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 6 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 F2 · kind: The reporting person received 396 shares of common stock upon the net exercise of the 3,464 SARS. The reporting person forfeited 2,854 shares of common stock underlying the SARS in payment of the exercise price and 214 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 2,854 | $72.81 | $207,799.74 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 5 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689 F2 · kind: The reporting person received 396 shares of common stock upon the net exercise of the 3,464 SARS. The reporting person forfeited 2,854 shares of common stock underlying the SARS in payment of the exercise price and 214 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 3,464 | $59.98 | $207,770.72 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 4 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 44 | $72.81 | $3,203.64 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 3 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79 F1 · kind: The reporting person received 79 shares of common stock upon the net exercise of the 873 stock appreciation rights ("SARs"). The reporting person forfeited 750 shares of common stock underlying Stock Appreciation Rights ("SARS") in payment of the exercise price and 44 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 750 | $72.81 | $54,607.50 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 2 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123 F1 · kind: The reporting person received 79 shares of common stock upon the net exercise of the 873 stock appreciation rights ("SARs"). The reporting person forfeited 750 shares of common stock underlying Stock Appreciation Rights ("SARS") in payment of the exercise price and 44 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:34 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 873 | $62.51 | $54,571.23 |
DisclosureSEC source: 0001209191-17-031677 · doc4.xml · nonDerivative · entry 1 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:09 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 873 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-17-014963 · doc4.xml · derivative · entry 2 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Underlying: Common Stock · 873 shares Expires 2026-05-09 F2 · balance_after: On May 9, 2016, the reporting person was granted an award of 4,366 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 873 SARs which will vest on May 9, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:09 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 1,957 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-17-014963 · doc4.xml · derivative · entry 1 Alzarez Jesus · CIK 0001615466 · VP, General Manager, Mexico 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,914 Underlying: Common Stock · 1,957 shares Expires 2025-03-02 F1 · balance_after: On March 2, 2015, the reporting person was granted an award of 9,787 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 1,957 SARs which will vest on March 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.