Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARMSTRONG WORLD INDUSTRIES INCAWI · Entity 3696 | Director | July 14, 2017 | July 18, 2017 |
| Armstrong Flooring, Inc.AFI · Entity 127599 | Director | June 04, 2018 | June 06, 2018 |
| CORNING INC /NYGLW · Entity 2883 | Retired Director | September 30, 2011 | October 04, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARMSTRONG WORLD INDUSTRIES INC
Report date July 14, 2017 · Filed July 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,484 |
Reported balance
After 2017-07-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-07-14 · Grant · Acquired 4,049 · Balance 62,484 F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service. F2: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 14, 2017 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $45.70. F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Also includes 7,000 shares of Common Stock held by the Director. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.
F2: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 14, 2017 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $45.70.
F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Also includes 7,000 shares of Common Stock held by the Director.
Armstrong Flooring, Inc.
Report date June 04, 2018 · Filed June 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,181 |
Reported balance
After 2018-06-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-04 · Grant · Acquired 7,894 · Balance 26,181 F1: Restricted stock units granted under the Issuer's 2016 Directors Stock Unit Plan and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual stockholders meeting; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) on the date of the next annual stockholders meeting or (ii) at the time of the Director's separation from service. F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 4, 2018, the first business day following the annual meeting of stockholders, which price was $13.30. F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the Issuer's 2016 Directors Stock Unit Plan, vested units under the Plan are not acquirable by the Director until, at the election of the Director: (i) the date of the next annual stockholders meeting or (ii) the time of the Director's separation from service. Also includes 3,500 of the Issuer's common shares held by the Director. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Issuer's 2016 Directors Stock Unit Plan and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual stockholders meeting; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) on the date of the next annual stockholders meeting or (ii) at the time of the Director's separation from service.
F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 4, 2018, the first business day following the annual meeting of stockholders, which price was $13.30.
F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the Issuer's 2016 Directors Stock Unit Plan, vested units under the Plan are not acquirable by the Director until, at the election of the Director: (i) the date of the next annual stockholders meeting or (ii) the time of the Director's separation from service. Also includes 3,500 of the Issuer's common shares held by the Director.
CORNING INC /NY
Report date September 30, 2011 · Filed October 04, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,022.4024 |
Reported balance
After 2011-09-30 transaction · row 1
1 source rowRow 1 · 2011-09-30 · Grant · Acquired 52.468 · Balance 118,022.4024 F1: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan. |
| Common Stock - Jt. Tenant W/wifeSEC Table I · non-derivative | Direct | 2,870.6649 |
Reported balance
After 2011-09-30 transaction · row 2
1 source rowRow 2 · 2011-09-30 · Grant · Acquired 11.4255 · Balance 2,870.6649 F1: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2004 Filed Apr 1, 2004 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,007.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000227 · c0001017988d20040401f4f.xml · derivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,206.08 Underlying: Common Stock · 2,007.98 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. Read SEC document |
| March 05, 2004 Filed Mar 5, 2004 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 11,620 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0000024741-04-000181 · c0001017988d20040305f4s1f.xml · derivative · entry 6 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,620 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2004 Filed Mar 5, 2004 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 10,000 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0000024741-04-000181 · c0001017988d20040305f4s1f.xml · derivative · entry 5 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 10,000 shares Expires 2012-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2004 Filed Mar 5, 2004 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 3,334 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0000024741-04-000181 · c0001017988d20040305f4s1f.xml · derivative · entry 4 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 3,334 shares Expires 2013-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2004 Filed Mar 5, 2004 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 3,334 | $4.13 | $13,769.42 |
DisclosureSEC source: 0000024741-04-000181 · c0001017988d20040305f4s1f.xml · nonDerivative · entry 3 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,972.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2004 Filed Mar 5, 2004 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,000 | $6.67 | $66,700.00 |
DisclosureSEC source: 0000024741-04-000181 · c0001017988d20040305f4s1f.xml · nonDerivative · entry 2 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,638.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2004 Filed Mar 5, 2004 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,620 | $9.95 | $115,619.00 |
DisclosureSEC source: 0000024741-04-000181 · c0001017988d20040305f4s1f.xml · nonDerivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,638.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 5,132 | $0.00 Strike: $11.99 | $0.00 |
DisclosureSEC source: 0000024741-04-000097 · c0001017988d20040205f4f.xml · derivative · entry 2 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,132 Underlying: Common Stock · 5,132 shares Expires 2014-02-03 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 4, 2005. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 3,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000097 · c0001017988d20040205f4f.xml · nonDerivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,018.976 Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,516.78 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000011 · c0001017988d20040102f4f.xml · derivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,198.1 Underlying: Common Stock · 2,516.78 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 18:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,041.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000231 · c0001017988d20031001f4f.xml · derivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,681.32 Underlying: Common Stock · 2,041.8 shares Expires 1988-08-08 F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 17:31 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,721.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000104 · c0001017988d20030701f4f.xml · derivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,639.52 Underlying: Common Stock · 2,721.77 shares Expires 1988-08-08 F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until separation from Corning. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.