Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 08, 2011 | November 09, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 08, 2011 · Filed November 09, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,495 |
Reported balance
After 2011-11-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-11-08 · Grant · Acquired 18 · Balance 4,495 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2011 Filed Nov 9, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-055547 · rrd325455.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,495 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044553 · rrd319505.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 25, 2011 Filed Jul 27, 2011 00:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $183.51 | $18,351.00 |
DisclosureSEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 25, 2011 Filed Jul 27, 2011 00:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,584 | $183.48 | $474,112.32 |
DisclosureSEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| July 25, 2011 Filed Jul 27, 2011 00:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $183.47 | $36,694.40 |
DisclosureSEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,684 Read SEC document |
| July 25, 2011 Filed Jul 27, 2011 00:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 755 | $183.47 | $138,519.85 |
DisclosureSEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,884 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028439 · rrd310994.xml · derivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028439 · rrd310994.xml · derivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,183 | $169.21 | $200,175.43 |
DisclosureSEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,008 | $169.21 | $170,563.68 |
DisclosureSEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,822 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 10, 2011 15:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028439 · rrd310994.xml · derivative · entry 7 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,459 Underlying: Common Stock · 20 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $170.60 | $51,180.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 20 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $170.59 | $34,118.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 19 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $170.58 | $136,464.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 18 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 640 | $170.57 | $109,164.80 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 17 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,255 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $170.56 | $85,280.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 16 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,895 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 650 | $170.55 | $110,857.50 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 15 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,395 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 50 | $170.55 | $8,527.35 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 14 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,045 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 778 | $170.54 | $132,680.12 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 13 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,095 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $170.53 | $136,424.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 12 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,873 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $170.52 | $119,364.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 11 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,673 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.47 | $17,047.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 10 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,373 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $170.46 | $85,230.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 9 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,473 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $170.43 | $51,129.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 8 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $170.42 | $153,378.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 7 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,273 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $170.40 | $17,040.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,173 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $170.39 | $136,312.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,273 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $170.38 | $68,152.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $170.37 | $306,666.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,473 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 351 | $170.36 | $59,796.40 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $170.36 | $68,144.00 |
DisclosureSEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,624 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008487 · rrd300581.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,439 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,400 | $162.98 | $1,369,032.00 |
DisclosureSEC source: 0001181431-11-006763 · rrd299575.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,024 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 19,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-006763 · rrd299575.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,424 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2008-2010) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054312 · rrd290502.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,423 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 12,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052033 · rrd289281.xml · derivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,196 Underlying: Common Stock · 12,196 shares Expires not disclosed F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. Read SEC document |
| October 25, 2010 Filed Oct 26, 2010 19:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 12,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052033 · rrd289281.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| August 06, 2010 Filed Aug 9, 2010 16:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040931 · rrd283317.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,406 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $130.38 | $143,418.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 20 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,355 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $130.38 | $117,342.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 19 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,455 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 8,913 | $130.37 | $1,161,987.81 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 18 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,355 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,942 | $130.37 | $905,028.54 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 17 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,268 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $130.36 | $221,612.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 16 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,210 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $130.36 | $91,252.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 15 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,910 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $130.35 | $65,175.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 14 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,610 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $130.35 | $26,070.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 13 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,110 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $130.34 | $65,170.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 12 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,310 Read SEC document |
| August 03, 2010 Filed Aug 4, 2010 16:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $130.34 | $26,068.00 |
DisclosureSEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 11 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,810 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.