Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Owens CorningOC · Entity 3503 | President, Composites | March 14, 2018 | March 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Owens Corning
Report date March 14, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $.01 Par Value CommonSEC Table I · non-derivative | Direct | 28,875 |
Ending reported balance
After 2018-03-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-03-14 · Exercise / conversion · Acquired 5,775 · Balance 88,416 Row 2 · 2018-03-14 · Sale · Disposed 5,775 · Balance 82,641 F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $82.60 - $82.80, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2018-03-15 · Sale · Disposed 52,785 · Balance 29,856 F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.83 - $81.82, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2018-03-15 · Sale · Disposed 981 · Balance 28,875 F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $81.83 - $81.91, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $37.65 · Expires 2024-02-05 | Direct | 0 |
Reported balance
After 2018-03-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-14 · Exercise / conversion · Disposed 5,775 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $82.60 - $82.80, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.83 - $81.82, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $81.83 - $81.91, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 16, 2018 20:43 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 981 | $81.86 | $80,304.66 |
DisclosureSEC source: 0001209191-18-020212 · doc4.xml · nonDerivative · entry 4 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,875 F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $81.83 - $81.91, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:43 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 52,785 | $81.17 | $4,284,558.45 |
DisclosureSEC source: 0001209191-18-020212 · doc4.xml · nonDerivative · entry 3 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,856 F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.83 - $81.82, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:43 UTC | Owens Corning OC · Entity 3503 | Exercise / conversionOption (right to purchase) · Derivative | 5,775 | $0.00 Strike: $37.65 | $0.00 |
DisclosureSEC source: 0001209191-18-020212 · doc4.xml · derivative · entry 5 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $.01 Par Value Common · 5,775 shares Expires 2024-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:43 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 5,775 | $82.65 | $477,303.75 |
DisclosureSEC source: 0001209191-18-020212 · doc4.xml · nonDerivative · entry 2 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,641 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $82.60 - $82.80, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:43 UTC | Owens Corning OC · Entity 3503 | Exercise / conversion$.01 Par Value Common | 5,775 | $37.65 | $217,428.75 |
DisclosureSEC source: 0001209191-18-020212 · doc4.xml · nonDerivative · entry 1 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 22:26 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 4,399 | $86.30 | $379,633.70 |
DisclosureSEC source: 0001209191-18-008172 · doc4.xml · nonDerivative · entry 1 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,641 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:24 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 24,084 | $92.11 | $2,218,377.24 |
DisclosureSEC source: 0001209191-18-006866 · doc4.xml · nonDerivative · entry 3 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,040 F3 · shares: Shares automatically withheld upon vesting of restricted stock and settlement of Performance Share Units to satisfy tax withholding obligations. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:24 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 47,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006866 · doc4.xml · nonDerivative · entry 2 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,124 F2 · shares: Awarded in connection with the settlement of performance share units for the three-year performance cycle ended December 31, 2017. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:24 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006866 · doc4.xml · nonDerivative · entry 1 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,974 F1 · shares: Shares of restricted stock granted under the Owens Corning 2016 Stock Plan and pursuant to the Company's Long-Term Incentive Program. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 20:23 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 6,000 | $70.75 | $424,500.00 |
DisclosureSEC source: 0001209191-17-050574 · doc4.xml · nonDerivative · entry 1 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,374 Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | Owens Corning OC · Entity 3503 | Exercise / conversionOption (right to purchase) · Derivative | 5,775 | $0.00 Strike: $37.65 | $0.00 |
DisclosureSEC source: 0001209191-17-040470 · doc4.xml · derivative · entry 5 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 Underlying: $.01 Par Value Common · 5,775 shares Expires 2024-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | Owens Corning OC · Entity 3503 | Exercise / conversionOption (right to purchase) · Derivative | 4,950 | $0.00 Strike: $42.16 | $0.00 |
DisclosureSEC source: 0001209191-17-040470 · doc4.xml · derivative · entry 4 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $.01 Par Value Common · 4,950 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | Owens Corning OC · Entity 3503 | Sale$.01 Par Value Common | 21,544 | $65.44 | $1,409,839.36 |
DisclosureSEC source: 0001209191-17-040470 · doc4.xml · nonDerivative · entry 3 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,374 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.14- $65.69, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | Owens Corning OC · Entity 3503 | Exercise / conversion$.01 Par Value Common | 5,775 | $37.65 | $217,428.75 |
DisclosureSEC source: 0001209191-17-040470 · doc4.xml · nonDerivative · entry 2 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | Owens Corning OC · Entity 3503 | Exercise / conversion$.01 Par Value Common | 4,950 | $42.16 | $208,692.00 |
DisclosureSEC source: 0001209191-17-040470 · doc4.xml · nonDerivative · entry 1 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:59 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 4,831 | $55.37 | $267,492.47 |
DisclosureSEC source: 0001209191-17-008428 · doc4.xml · nonDerivative · entry 2 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,193 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:59 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 1,372 | $55.00 | $75,460.00 |
DisclosureSEC source: 0001209191-17-008428 · doc4.xml · nonDerivative · entry 1 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,024 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:30 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 3,687 | $54.86 | $202,268.82 |
DisclosureSEC source: 0001209191-17-007611 · doc4.xml · nonDerivative · entry 4 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,396 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:30 UTC | Owens Corning OC · Entity 3503 | Tax withholding$.01 Par Value Common | 4,954 | $55.16 | $273,262.64 |
DisclosureSEC source: 0001209191-17-007611 · doc4.xml · nonDerivative · entry 3 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,083 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:30 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 8,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007611 · doc4.xml · nonDerivative · entry 2 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,037 F2 · shares: Awarded in connection with the settlement of performance share units for the three-year performance cycle ended December 31, 2016. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:30 UTC | Owens Corning OC · Entity 3503 | Grant$.01 Par Value Common | 9,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007611 · doc4.xml · nonDerivative · entry 1 Genis Arnaud · CIK 0001508008 · President, Composites 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,469 F1 · shares: Shares of restricted stock granted under the Owens Corning 2016 Stock Plan and pursuant to the Company's Long-Term Incentive Program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.