Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328 | EVP and Co-COO | March 15, 2018 | March 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 552,744 |
Reported balance
After 2018-03-15 transaction · row 1
1 source rowRow 1 · 2018-03-15 · Sale · Disposed 100 · Balance 552,744 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 16, 2018 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 100 | $26.70 | $2,670.00 |
DisclosureSEC source: 0000899243-18-007728 · doc4.xml · nonDerivative · entry 1 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,744 Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:28 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 7,796 | $26.72 | $208,343.42 |
DisclosureSEC source: 0000899243-18-003867 · doc4.xml · nonDerivative · entry 2 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,844 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:28 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 12,204 | $26.56 | $324,163.87 |
DisclosureSEC source: 0000899243-18-003867 · doc4.xml · nonDerivative · entry 1 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,640 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.55 to $26.60, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 22:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0000899243-18-002173 · doc4.xml · derivative · entry 2 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,745 Underlying: Common Stock · 25,000 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option will vest in five equal annual installments beginning on September 1, 2014. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 22:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 25,000 | $13.64 | $341,000.00 |
DisclosureSEC source: 0000899243-18-002173 · doc4.xml · nonDerivative · entry 1 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 22:21 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 1,675 | $23.39 | $39,172.56 |
DisclosureSEC source: 0000899243-17-028182 · doc4.xml · nonDerivative · entry 2 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,844 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.35 to $23.50, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 22:21 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 18,325 | $23.67 | $433,666.62 |
DisclosureSEC source: 0000899243-17-028182 · doc4.xml · nonDerivative · entry 1 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,519 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.80, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 15:40 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 13,477 | $0.00 Strike: $10.70 | $0.00 |
DisclosureSEC source: 0000899243-17-024798 · doc4.xml · derivative · entry 4 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,477 shares Expires 2021-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was scheduled to vest in three equal annual installments beginning on May 3, 2016, provided however that all remaining unvested options vested in full immediately prior to the completion of the Issuer's IPO. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 15:40 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 10,335 | $0.00 Strike: $12.59 | $0.00 |
DisclosureSEC source: 0000899243-17-024798 · doc4.xml · derivative · entry 3 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,335 shares Expires 2022-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was scheduled to vest in three equal annual installments beginning on August 1, 2017, provided however that all remaining unvested options vested in full immediately prior to the completion of the Issuer's initial public offering ("IPO"). Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 15:40 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 13,477 | $10.70 | $144,203.90 |
DisclosureSEC source: 0000899243-17-024798 · doc4.xml · nonDerivative · entry 2 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 15:40 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 10,335 | $12.59 | $130,117.65 |
DisclosureSEC source: 0000899243-17-024798 · doc4.xml · nonDerivative · entry 1 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:41 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 50,000 | $23.53 | $1,176,605.00 |
DisclosureSEC source: 0000899243-17-004363 · doc4.xml · nonDerivative · entry 1 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,032 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.6750, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:48 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 31,292 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0000899243-17-003597 · doc4.xml · derivative · entry 2 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,292 Underlying: Common Stock · 31,292 shares Expires 2026-03-31 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:48 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 10,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003597 · doc4.xml · nonDerivative · entry 1 FUSSNER THOMAS M · CIK 0001614362 · EVP and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,032 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.