person · Reporting owner
KUBASIK CHRISTOPHER E
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Director · Chairman and CEO | February 26, 2026 | March 02, 2026 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | President & COO | January 30, 2012 | February 01, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 191,837 |
Ending reported balance
After 2026-02-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-26 · Exercise / conversion · Acquired 48,245 · Balance 210,822 F1: Settlement of performance stock units granted on 2/24/2023 in shares of common stock following the end of the 3-year performance period. Row 2 · 2026-02-26 · Tax withholding · Disposed 18,985 · Balance 191,837 |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $355.16 · Expires 2036-02-26 | Direct | 48,882 |
Reported balance
After 2026-02-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-26 · Grant · Acquired 48,882 · Balance 48,882 F2: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,671 |
Reported balance
After 2026-02-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-26 · Grant · Acquired 12,671 · Balance 12,671 F3: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 21,916 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,916 |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of performance stock units granted on 2/24/2023 in shares of common stock following the end of the 3-year performance period.
F2: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F3: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.
LOCKHEED MARTIN CORP
Report date January 30, 2012 · Filed February 01, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.01 · Expires 2022-01-28 | Direct | 171,240 |
Reported balance
After 2012-01-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-01-30 · Grant · Acquired 171,240 · Balance 171,240 F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2015-01-30 | Direct | 22,092 |
Reported balance
After 2012-01-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2012-01-30 · Grant · Acquired 22,092 · Balance 22,092 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock. F3: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectLockheed Martin DMICP | 19,233.1978 |
Reported balance
After 2012-01-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2012-01-30 · Grant · Acquired 683.397 · Balance 19,233.1978 F4: The phantom stock units convert on a 1-for-1 basis. F5: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectLM Supplemental SSP | 2,448.3326 |
Reported balance
Holding disclosure · report date 2012-01-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,448.3326 F4: The phantom stock units convert on a 1-for-1 basis. F6: Phantom stock units previously acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectLockheed Martin LTIP | 31,960.1385 |
Reported balance
Holding disclosure · report date 2012-01-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 31,960.1385 F4: The phantom stock units convert on a 1-for-1 basis. F7: Phantom stock units previously acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock upon the reporting person's retirement or termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.
F3: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant.
F4: The phantom stock units convert on a 1-for-1 basis.
F5: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.
F6: Phantom stock units previously acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.
F7: Phantom stock units previously acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock upon the reporting person's retirement or termination of service.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
L3 TECHNOLOGIES, INC.
Report date June 29, 2019 · Filed July 02, 2019
Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-06-29 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-06-29 · Disposition to issuer · Disposed 61,440 · Balance 0 F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F2: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan. Row 2 · 2019-06-29 · Grant · Acquired 27,678 · Balance 27,678 F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. Row 3 · 2019-06-29 · Disposition to issuer · Disposed 27,678 · Balance 0 F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. |
| 10/30/15Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $126.40 · Expires 2025-10-30 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-29 · Disposition to issuer · Disposed 50,968 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. |
| 02/16/16 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $116.20 · Expires 2026-02-16 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-29 · Disposition to issuer · Disposed 58,608 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. |
| 02/21/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.80 · Expires 2027-02-21 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-29 · Disposition to issuer · Disposed 43,557 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. |
| 12/20/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $194.10 · Expires 2027-12-20 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-06-29 · Disposition to issuer · Disposed 86,260 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F7: These options were originally scheduled to vest three years from the grant date. |
| 02/20/18 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $210.98 · Expires 2028-02-20 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-06-29 · Disposition to issuer · Disposed 74,747 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.
F2: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.
F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.
F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.
F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.
F7: These options were originally scheduled to vest three years from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer02/20/18 Employee Stock Option (Right to Buy) · Derivative | 74,747 | Not disclosed Strike: $210.98 | Not disclosed |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · derivative · entry 8 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,747 shares Expires 2028-02-20 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer12/20/17 Employee Stock Option (Right to Buy) · Derivative | 86,260 | Not disclosed Strike: $194.10 | Not disclosed |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · derivative · entry 7 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,260 shares Expires 2027-12-20 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F7 · derivative.exercise_date: These options were originally scheduled to vest three years from the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer02/21/17 Employee Stock Option (Right to Buy) · Derivative | 43,557 | Not disclosed Strike: $168.80 | Not disclosed |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · derivative · entry 6 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,557 shares Expires 2027-02-21 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer02/16/16 Employee Stock Option (Right to Buy) · Derivative | 58,608 | Not disclosed Strike: $116.20 | Not disclosed |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · derivative · entry 5 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,608 shares Expires 2026-02-16 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer10/30/15Employee Stock Option (Right to Buy) · Derivative | 50,968 | Not disclosed Strike: $126.40 | Not disclosed |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,968 shares Expires 2025-10-30 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuerCommon Stock | 27,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · nonDerivative · entry 3 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F4 · kind: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. F4 · shares: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F4 · price: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 27,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,678 F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F4 · kind: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. F4 · shares: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:23 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuerCommon Stock | 61,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012323 · form4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F2 · kind: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F2 · shares: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3 · shares: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan. F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F2 · price: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F1 · acquired: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio. F2 · acquired: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. Read SEC document |
| June 29, 2019 Filed May 22, 2020 21:13 UTC Amendment | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 115,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-031824 · doc4a.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,860 F1 · shares: The amounts reported in the original Form 4 filed on July 2, 2019 (the "Original Form 4") incorrectly included an additional 31,792 shares due to an administrative error, which caused the reported amount of securities beneficially owned following the reported transaction to be overstated correspondingly in the Original Form 4 and a subsequent Form 4 filed on January 3, 2020. F2 · shares: As reported in the Original Form 4, reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3. F3 · shares: As reported in the Original Form 4, includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment. F4 · shares: As reported in the Original Form 4, includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021. F2 · price: As reported in the Original Form 4, reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3. F3 · price: As reported in the Original Form 4, includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment. F4 · price: As reported in the Original Form 4, includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021. F1 · balance_after: The amounts reported in the original Form 4 filed on July 2, 2019 (the "Original Form 4") incorrectly included an additional 31,792 shares due to an administrative error, which caused the reported amount of securities beneficially owned following the reported transaction to be overstated correspondingly in the Original Form 4 and a subsequent Form 4 filed on January 3, 2020. F2 · balance_after: As reported in the Original Form 4, reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:28 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 3,925 | $212.24 | $833,042.00 |
DisclosureSEC source: 0001127602-19-006826 · form4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,393 F1 · balance_after: Does not include shares issuable upon the exercise of options. F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:45 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Grant02/20/18 Employee Stock Option (Right to Buy) · Derivative | 74,747 | $0.00 Strike: $210.98 | $0.00 |
DisclosureSEC source: 0001140361-19-003072 · form4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,747 Underlying: Common Stock · 74,747 shares Expires 2028-02-20 F6 · date: Represents the deemed acquisition of options upon the satisfaction of relevant performance criteria. These options were granted on February 20, 2018. F7 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2018. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:45 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 294 | $206.59 | $60,737.46 |
DisclosureSEC source: 0001140361-19-003072 · form4.xml · nonDerivative · entry 3 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,307 F5 · shares: Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units. F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:45 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-003072 · form4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,601 F4 · shares: Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 16, 2016. F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:45 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 6,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-003072 · form4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,050 F1 · shares: Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on December 20, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2018. F2 · balance_after: Does not include shares issuable upon the exercise of options. F3 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:37 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 5,570 | $191.29 | $1,065,485.30 |
DisclosureSEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,844 F6 · shares: Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units. F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:37 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 10,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 3 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,414 F5 · shares: As described in the Current Report on Form 8-K filed on December 18, 2018, represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 16, 2016. F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:37 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 27,822 | $191.29 | $5,322,070.38 |
DisclosureSEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,949 F4 · shares: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code. F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:37 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 52,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,771 F1 · shares: As described in the Current Report on Form 8-K filed on December 18, 2018, represents a grant of restricted stock which vests on the three-year anniversary of the grant date. F2 · balance_after: Does not include shares issuable upon the exercise of options. F3 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:05 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 13,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009342 · form4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,436 F4 · shares: Grant of restricted stock units which vest on the three-year anniversary of the grant date F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:05 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 7,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009342 · form4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,785 F1 · shares: Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 21, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2017. F2 · balance_after: Does not include shares issuable upon the exercise of options. F3 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 16:01 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Grant12/20/17 Employee Stock Option (Right to Buy) · Derivative | 86,260 | $0.00 Strike: $194.10 | $0.00 |
DisclosureSEC source: 0001140361-17-046991 · form4.xml · derivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,260 Underlying: Common Stock · 86,260 shares Expires 2027-12-20 F1 · derivative.exercise_date: This option vests on the three-year anniversary of the grant date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 17:04 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Grant02/21/17 Employee Stock Option (Right to Buy) · Derivative | 43,557 | $0.00 Strike: $168.80 | $0.00 |
DisclosureSEC source: 0001140361-17-008669 · form4.xml · derivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,557 Underlying: Common Stock · 43,557 shares Expires 2027-02-21 F4 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 17:04 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 8,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008669 · form4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,559 F1 · shares: Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 16, 2016 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2016. F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. F3 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 22:09 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 683.397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-002778 · doc4.xml · derivative · entry 3 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin DMICP Disclosed balance after: 19,233.1978 Underlying: Common Stock · 683.397 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F5 · price: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F5 · derivative.exercise_date: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F5 · derivative.expiration_date: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 22:09 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantRestricted Stock Units · Derivative | 22,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002778 · doc4.xml · derivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,092 Underlying: Common Stock · 22,092 shares Expires 2015-01-30 F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock. F3 · derivative.exercise_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant. F3 · derivative.expiration_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 22:09 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantEmployee Stock Option (Right-to-buy) · Derivative | 171,240 | $0.00 Strike: $82.01 | $0.00 |
DisclosureSEC source: 0001225208-12-002778 · doc4.xml · derivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,240 Underlying: Common Stock · 171,240 shares Expires 2022-01-28 F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:18 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 5,562.4227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-002484 · doc4.xml · derivative · entry 5 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 31,960.1385 Underlying: Common Stock · 5,562.4227 shares Expires not disclosed F5 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F6 · price: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $80.90 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case the units will be settled in stock upon the reporting person's retirement or termination of service). F6 · derivative.exercise_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $80.90 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case the units will be settled in stock upon the reporting person's retirement or termination of service). F6 · derivative.expiration_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $80.90 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case the units will be settled in stock upon the reporting person's retirement or termination of service). Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:18 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionRestricted Stock Units · Derivative | 46,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-002484 · doc4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,650 shares Expires 2012-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock. F1 · price: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock. F1 · derivative.exercise_date: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:18 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Tax withholdingCommon Stock | 20,446 | $82.47 | $1,686,181.62 |
DisclosureSEC source: 0001225208-12-002484 · doc4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,150.6924 F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16b-3. F3 · balance_after: End of period holdings include additional shares acquired through dividend reinvestment. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:18 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionCommon Stock | 46,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002484 · doc4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,596.6924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:29 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | OtherPhantom Stock Units · Derivative | 7,272.3591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-001576 · doc4.xml · derivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 26,397.7158 Underlying: Common Stock · 7,272.3591 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · kind: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · price: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · derivative.exercise_date: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · derivative.expiration_date: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 21:00 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 50,000 | $0.00 Strike: $57.81 | $0.00 |
DisclosureSEC source: 0001225208-11-026850 · doc4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2015-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 31, 2006. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 21:00 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | SaleCommon Stock | 50,000 | $78.99 | $3,949,535.00 |
DisclosureSEC source: 0001225208-11-026850 · doc4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,946.5064 F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $78.68 to $79.1409. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 21:00 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionCommon Stock | 50,000 | $57.81 | $2,890,500.00 |
DisclosureSEC source: 0001225208-11-026850 · doc4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,946.5064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 154.7582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 32,306.2487 Underlying: Common Stock · 154.7582 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F6 · price: Phantom stock units acquired at $79.60 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F6 · derivative.exercise_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F6 · derivative.expiration_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 464.2745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 3 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin DMICP Disclosed balance after: 17,798.4304 Underlying: Common Stock · 464.2745 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F5 · price: Phantom stock units acquired at $79.60 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F5 · derivative.exercise_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F5 · derivative.expiration_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantRestricted Stock Units · Derivative | 18,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,137 Underlying: Common Stock · 18,137 shares Expires 2014-01-31 F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock. F3 · derivative.exercise_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 31, 2014, the third anniversary of the date of the grant. F3 · derivative.expiration_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 31, 2014, the third anniversary of the date of the grant. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantEmployee Stock Option (Right-to-buy) · Derivative | 110,312 | $0.00 Strike: $79.60 | $0.00 |
DisclosureSEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,312 Underlying: Common Stock · 110,312 shares Expires 2021-01-29 F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 31, 2012. Read SEC document |
| January 28, 2011 Filed Feb 1, 2011 22:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-004445 · doc4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. F1 · price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. F1 · derivative.exercise_date: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 28, 2011 Filed Feb 1, 2011 22:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Tax withholdingCommon Stock | 1,796 | $78.20 | $140,447.20 |
DisclosureSEC source: 0001225208-11-004445 · doc4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,946.5064 F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16(b)-3. Read SEC document |
| January 28, 2011 Filed Feb 1, 2011 22:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004445 · doc4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,742.5064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 21:52 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 7,152.0526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-004260 · doc4.xml · derivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 32,151.4905 Underlying: Common Stock · 7,152.0526 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). F2 · derivative.exercise_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). F2 · derivative.expiration_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). Read SEC document |
| January 14, 2011 Filed Jan 19, 2011 21:26 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | OtherPhantom Stock Units · Derivative | 7,526.0627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-003320 · doc4.xml · derivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 24,999.4379 Underlying: Common Stock · 7,526.0627 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · kind: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · price: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · derivative.exercise_date: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · derivative.expiration_date: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F3 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:24 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 1,782.0324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 31,414.9977 Underlying: Common Stock · 1,782.0324 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F6 · price: Phantom stock units acquired at $74.89 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F6 · derivative.exercise_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F6 · derivative.expiration_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:24 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 590.3262 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 3 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin DMICP Disclosed balance after: 16,742.3244 Underlying: Common Stock · 590.3262 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F5 · price: Phantom stock units acquired at $74.89 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F5 · derivative.exercise_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. F5 · derivative.expiration_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:24 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantRestricted Stock Units · Derivative | 14,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Common Stock · 14,500 shares Expires 2013-02-01 F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock. F3 · derivative.exercise_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on February 1, 2013, the third anniversary of the date of the grant. F3 · derivative.expiration_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on February 1, 2013, the third anniversary of the date of the grant. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:24 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantEmployee Stock Option (Right-to-buy) · Derivative | 109,800 | $0.00 Strike: $74.89 | $0.00 |
DisclosureSEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,800 Underlying: Common Stock · 109,800 shares Expires 2020-01-31 F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on February 1, 2011. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 22:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionRestricted Stock Units · Derivative | 4,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003145 · doc4.xml · derivative · entry 4 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,700 shares Expires 2010-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. F1 · price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. F1 · derivative.exercise_date: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. F1 · derivative.expiration_date: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 22:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Tax withholdingCommon Stock | 2,158 | $74.52 | $160,814.16 |
DisclosureSEC source: 0001225208-10-003145 · doc4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,742.5064 F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16B-3. F3 · balance_after: End of period holdings include additional shares acquired through dividend reinvestment. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 22:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionCommon Stock | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003145 · doc4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,900.5064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.