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KUBASIK CHRISTOPHER E

Disclosed activity across 3 companies

Tapewire entity
16817
SEC CIK
0001194001

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610Director · Chairman and CEOFebruary 26, 2026March 02, 2026
LOCKHEED MARTIN CORPLMT · Entity 2882President & COOJanuary 30, 2012February 01, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date February 26, 2026 · Filed March 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect191,837 Ending reported balance After 2026-02-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-26 · Exercise / conversion · Acquired 48,245 · Balance 210,822

F1: Settlement of performance stock units granted on 2/24/2023 in shares of common stock following the end of the 3-year performance period.

Row 2 · 2026-02-26 · Tax withholding · Disposed 18,985 · Balance 191,837

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $355.16 · Expires 2036-02-26Direct48,882 Reported balance After 2026-02-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-26 · Grant · Acquired 48,882 · Balance 48,882

F2: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct12,671 Reported balance After 2026-02-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-26 · Grant · Acquired 12,671 · Balance 12,671

F3: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeIndirectBy grantor retained annuity trust21,916 Reported balance Holding disclosure · report date 2026-02-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 21,916

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of performance stock units granted on 2/24/2023 in shares of common stock following the end of the 3-year performance period.

F2: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F3: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

LOCKHEED MARTIN CORP

Report date January 30, 2012 · Filed February 01, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.01 · Expires 2022-01-28Direct171,240 Reported balance After 2012-01-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2012-01-30 · Grant · Acquired 171,240 · Balance 171,240

F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2015-01-30Direct22,092 Reported balance After 2012-01-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2012-01-30 · Grant · Acquired 22,092 · Balance 22,092

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.

F3: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin DMICP19,233.1978 Reported balance After 2012-01-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2012-01-30 · Grant · Acquired 683.397 · Balance 19,233.1978

F4: The phantom stock units convert on a 1-for-1 basis.

F5: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLM Supplemental SSP2,448.3326 Reported balance Holding disclosure · report date 2012-01-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,448.3326

F4: The phantom stock units convert on a 1-for-1 basis.

F6: Phantom stock units previously acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin LTIP31,960.1385 Reported balance Holding disclosure · report date 2012-01-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 31,960.1385

F4: The phantom stock units convert on a 1-for-1 basis.

F7: Phantom stock units previously acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock upon the reporting person's retirement or termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.

F3: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant.

F4: The phantom stock units convert on a 1-for-1 basis.

F5: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F6: Phantom stock units previously acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

F7: Phantom stock units previously acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock upon the reporting person's retirement or termination of service.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3 TECHNOLOGIES, INC.

Report date June 29, 2019 · Filed July 02, 2019

Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-06-29 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-06-29 · Disposition to issuer · Disposed 61,440 · Balance 0

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F2: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

Row 2 · 2019-06-29 · Grant · Acquired 27,678 · Balance 27,678

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

Row 3 · 2019-06-29 · Disposition to issuer · Disposed 27,678 · Balance 0

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

10/30/15Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $126.40 · Expires 2025-10-30Direct0 Reported balance After 2019-06-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-29 · Disposition to issuer · Disposed 50,968 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

02/16/16 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $116.20 · Expires 2026-02-16Direct0 Reported balance After 2019-06-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-06-29 · Disposition to issuer · Disposed 58,608 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

02/21/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.80 · Expires 2027-02-21Direct0 Reported balance After 2019-06-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-06-29 · Disposition to issuer · Disposed 43,557 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

12/20/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $194.10 · Expires 2027-12-20Direct0 Reported balance After 2019-06-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-06-29 · Disposition to issuer · Disposed 86,260 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F7: These options were originally scheduled to vest three years from the grant date.

02/20/18 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $210.98 · Expires 2028-02-20Direct0 Reported balance After 2019-06-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-06-29 · Disposition to issuer · Disposed 74,747 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F2: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F7: These options were originally scheduled to vest three years from the grant date.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuer02/20/18 Employee Stock Option (Right to Buy) · Derivative 74,747 Not disclosed Strike: $210.98 Not disclosed
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · derivative · entry 8

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,747 shares

Expires 2028-02-20

F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuer12/20/17 Employee Stock Option (Right to Buy) · Derivative 86,260 Not disclosed Strike: $194.10 Not disclosed
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · derivative · entry 7

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,260 shares

Expires 2027-12-20

F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F7 · derivative.exercise_date: These options were originally scheduled to vest three years from the grant date.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuer02/21/17 Employee Stock Option (Right to Buy) · Derivative 43,557 Not disclosed Strike: $168.80 Not disclosed
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · derivative · entry 6

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,557 shares

Expires 2027-02-21

F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuer02/16/16 Employee Stock Option (Right to Buy) · Derivative 58,608 Not disclosed Strike: $116.20 Not disclosed
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · derivative · entry 5

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,608 shares

Expires 2026-02-16

F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuer10/30/15Employee Stock Option (Right to Buy) · Derivative 50,968 Not disclosed Strike: $126.40 Not disclosed
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,968 shares

Expires 2025-10-30

F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuerCommon Stock 27,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · nonDerivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F4 · kind: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F4 · shares: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F4 · price: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 27,678 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,678

F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F4 · kind: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F4 · shares: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

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June 29, 2019 Filed Jul 2, 2019 16:23 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuerCommon Stock 61,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012323 · form4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F2 · kind: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F2 · shares: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3 · shares: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F2 · price: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F1 · acquired: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F2 · acquired: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

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June 29, 2019 Filed May 22, 2020 21:13 UTC Amendment L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 115,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-031824 · doc4a.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,860

F1 · shares: The amounts reported in the original Form 4 filed on July 2, 2019 (the "Original Form 4") incorrectly included an additional 31,792 shares due to an administrative error, which caused the reported amount of securities beneficially owned following the reported transaction to be overstated correspondingly in the Original Form 4 and a subsequent Form 4 filed on January 3, 2020.

F2 · shares: As reported in the Original Form 4, reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

F3 · shares: As reported in the Original Form 4, includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment.

F4 · shares: As reported in the Original Form 4, includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021.

F2 · price: As reported in the Original Form 4, reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

F3 · price: As reported in the Original Form 4, includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment.

F4 · price: As reported in the Original Form 4, includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021.

F1 · balance_after: The amounts reported in the original Form 4 filed on July 2, 2019 (the "Original Form 4") incorrectly included an additional 31,792 shares due to an administrative error, which caused the reported amount of securities beneficially owned following the reported transaction to be overstated correspondingly in the Original Form 4 and a subsequent Form 4 filed on January 3, 2020.

F2 · balance_after: As reported in the Original Form 4, reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

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February 15, 2019 Filed Feb 19, 2019 16:28 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Tax withholdingCommon Stock 3,925 $212.24 $833,042.00
Disclosure

SEC source: 0001127602-19-006826 · form4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,393

F1 · balance_after: Does not include shares issuable upon the exercise of options.

F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:45 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Grant02/20/18 Employee Stock Option (Right to Buy) · Derivative 74,747 $0.00 Strike: $210.98 $0.00
Disclosure

SEC source: 0001140361-19-003072 · form4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,747

Underlying: Common Stock · 74,747 shares

Expires 2028-02-20

F6 · date: Represents the deemed acquisition of options upon the satisfaction of relevant performance criteria. These options were granted on February 20, 2018.

F7 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2018.

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February 11, 2019 Filed Feb 13, 2019 17:45 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Tax withholdingCommon Stock 294 $206.59 $60,737.46
Disclosure

SEC source: 0001140361-19-003072 · form4.xml · nonDerivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,307

F5 · shares: Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

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February 11, 2019 Filed Feb 13, 2019 17:45 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-003072 · form4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,601

F4 · shares: Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 16, 2016.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:45 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 6,182 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-003072 · form4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,050

F1 · shares: Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on December 20, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2018.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

F3 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

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December 14, 2018 Filed Dec 18, 2018 17:37 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Tax withholdingCommon Stock 5,570 $191.29 $1,065,485.30
Disclosure

SEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,844

F6 · shares: Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:37 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 10,465 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,414

F5 · shares: As described in the Current Report on Form 8-K filed on December 18, 2018, represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 16, 2016.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

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December 14, 2018 Filed Dec 18, 2018 17:37 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Tax withholdingCommon Stock 27,822 $191.29 $5,322,070.38
Disclosure

SEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,949

F4 · shares: Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

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December 14, 2018 Filed Dec 18, 2018 17:37 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 52,277 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-045341 · form4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,771

F1 · shares: As described in the Current Report on Form 8-K filed on December 18, 2018, represents a grant of restricted stock which vests on the three-year anniversary of the grant date.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

F3 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:05 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 13,651 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009342 · form4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,436

F4 · shares: Grant of restricted stock units which vest on the three-year anniversary of the grant date

F2 · balance_after: Does not include shares issuable upon the exercise of options.

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February 20, 2018 Filed Feb 21, 2018 16:05 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 7,109 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009342 · form4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,785

F1 · shares: Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 21, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2017.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

F3 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan

Read SEC document
December 20, 2017 Filed Dec 21, 2017 16:01 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Grant12/20/17 Employee Stock Option (Right to Buy) · Derivative 86,260 $0.00 Strike: $194.10 $0.00
Disclosure

SEC source: 0001140361-17-046991 · form4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,260

Underlying: Common Stock · 86,260 shares

Expires 2027-12-20

F1 · derivative.exercise_date: This option vests on the three-year anniversary of the grant date.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 17:04 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Grant02/21/17 Employee Stock Option (Right to Buy) · Derivative 43,557 $0.00 Strike: $168.80 $0.00
Disclosure

SEC source: 0001140361-17-008669 · form4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,557

Underlying: Common Stock · 43,557 shares

Expires 2027-02-21

F4 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 17:04 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 8,262 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008669 · form4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559

F1 · shares: Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 16, 2016 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2016.

F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

F3 · balance_after: Does not include shares issuable upon the exercise of options.

Read SEC document
January 30, 2012 Filed Feb 1, 2012 22:09 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 683.397 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-12-002778 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin DMICP

Disclosed balance after: 19,233.1978

Underlying: Common Stock · 683.397 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F5 · price: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F5 · derivative.exercise_date: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F5 · derivative.expiration_date: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

Read SEC document
January 30, 2012 Filed Feb 1, 2012 22:09 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantRestricted Stock Units · Derivative 22,092 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-002778 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,092

Underlying: Common Stock · 22,092 shares

Expires 2015-01-30

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.

F3 · derivative.exercise_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant.

F3 · derivative.expiration_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant.

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January 30, 2012 Filed Feb 1, 2012 22:09 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantEmployee Stock Option (Right-to-buy) · Derivative 171,240 $0.00 Strike: $82.01 $0.00
Disclosure

SEC source: 0001225208-12-002778 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,240

Underlying: Common Stock · 171,240 shares

Expires 2022-01-28

F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013.

Read SEC document
January 26, 2012 Filed Jan 30, 2012 22:18 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 5,562.4227 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-12-002484 · doc4.xml · derivative · entry 5

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin LTIP

Disclosed balance after: 31,960.1385

Underlying: Common Stock · 5,562.4227 shares

Expires not disclosed

F5 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F6 · price: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $80.90 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case the units will be settled in stock upon the reporting person's retirement or termination of service).

F6 · derivative.exercise_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $80.90 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case the units will be settled in stock upon the reporting person's retirement or termination of service).

F6 · derivative.expiration_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $80.90 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case the units will be settled in stock upon the reporting person's retirement or termination of service).

Read SEC document
January 26, 2012 Filed Jan 30, 2012 22:18 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionRestricted Stock Units · Derivative 46,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-12-002484 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,650 shares

Expires 2012-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock.

F1 · price: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock.

F1 · derivative.exercise_date: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock.

Read SEC document
January 26, 2012 Filed Jan 30, 2012 22:18 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Tax withholdingCommon Stock 20,446 $82.47 $1,686,181.62
Disclosure

SEC source: 0001225208-12-002484 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,150.6924

F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16b-3.

F3 · balance_after: End of period holdings include additional shares acquired through dividend reinvestment.

Read SEC document
January 26, 2012 Filed Jan 30, 2012 22:18 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionCommon Stock 46,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-002484 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,596.6924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit granted on January 26, 2009 was the economic equivalent of one share of LMT common stock.

Read SEC document
January 13, 2012 Filed Jan 18, 2012 22:29 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 OtherPhantom Stock Units · Derivative 7,272.3591 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-12-001576 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin LTIP

Disclosed balance after: 26,397.7158

Underlying: Common Stock · 7,272.3591 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · kind: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F2 · price: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F2 · derivative.exercise_date: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F2 · derivative.expiration_date: Settlement in cash of phantom stock units at $80.90 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment.

Read SEC document
December 21, 2011 Filed Dec 22, 2011 21:00 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative 50,000 $0.00 Strike: $57.81 $0.00
Disclosure

SEC source: 0001225208-11-026850 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2015-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 31, 2006.

Read SEC document
December 21, 2011 Filed Dec 22, 2011 21:00 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 SaleCommon Stock 50,000 $78.99 $3,949,535.00
Disclosure

SEC source: 0001225208-11-026850 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,946.5064

F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $78.68 to $79.1409. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.

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December 21, 2011 Filed Dec 22, 2011 21:00 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionCommon Stock 50,000 $57.81 $2,890,500.00
Disclosure

SEC source: 0001225208-11-026850 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,946.5064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2011 Filed Feb 3, 2011 00:05 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 154.7582 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin LTIP

Disclosed balance after: 32,306.2487

Underlying: Common Stock · 154.7582 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F6 · price: Phantom stock units acquired at $79.60 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F6 · derivative.exercise_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F6 · derivative.expiration_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

Read SEC document
January 31, 2011 Filed Feb 3, 2011 00:05 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 464.2745 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin DMICP

Disclosed balance after: 17,798.4304

Underlying: Common Stock · 464.2745 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F5 · price: Phantom stock units acquired at $79.60 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F5 · derivative.exercise_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F5 · derivative.expiration_date: Phantom stock units acquired at $79.60 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

Read SEC document
January 31, 2011 Filed Feb 3, 2011 00:05 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantRestricted Stock Units · Derivative 18,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,137

Underlying: Common Stock · 18,137 shares

Expires 2014-01-31

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.

F3 · derivative.exercise_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 31, 2014, the third anniversary of the date of the grant.

F3 · derivative.expiration_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 31, 2014, the third anniversary of the date of the grant.

Read SEC document
January 31, 2011 Filed Feb 3, 2011 00:05 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantEmployee Stock Option (Right-to-buy) · Derivative 110,312 $0.00 Strike: $79.60 $0.00
Disclosure

SEC source: 0001225208-11-004637 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,312

Underlying: Common Stock · 110,312 shares

Expires 2021-01-29

F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 31, 2012.

Read SEC document
January 28, 2011 Filed Feb 1, 2011 22:17 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-11-004445 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2011-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock.

F1 · price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock.

F1 · derivative.exercise_date: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock.

Read SEC document
January 28, 2011 Filed Feb 1, 2011 22:17 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Tax withholdingCommon Stock 1,796 $78.20 $140,447.20
Disclosure

SEC source: 0001225208-11-004445 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,946.5064

F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16(b)-3.

Read SEC document
January 28, 2011 Filed Feb 1, 2011 22:17 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-004445 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,742.5064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock.

Read SEC document
January 27, 2011 Filed Jan 31, 2011 21:52 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 7,152.0526 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-11-004260 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin LTIP

Disclosed balance after: 32,151.4905

Underlying: Common Stock · 7,152.0526 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service).

F2 · derivative.exercise_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service).

F2 · derivative.expiration_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service).

Read SEC document
January 14, 2011 Filed Jan 19, 2011 21:26 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 OtherPhantom Stock Units · Derivative 7,526.0627 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-11-003320 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin LTIP

Disclosed balance after: 24,999.4379

Underlying: Common Stock · 7,526.0627 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · kind: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F2 · price: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F2 · derivative.exercise_date: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F2 · derivative.expiration_date: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b).

F3 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan.

Read SEC document
February 01, 2010 Filed Feb 3, 2010 21:24 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 1,782.0324 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin LTIP

Disclosed balance after: 31,414.9977

Underlying: Common Stock · 1,782.0324 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F6 · price: Phantom stock units acquired at $74.89 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F6 · derivative.exercise_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F6 · derivative.expiration_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

Read SEC document
February 01, 2010 Filed Feb 3, 2010 21:24 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 590.3262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin DMICP

Disclosed balance after: 16,742.3244

Underlying: Common Stock · 590.3262 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F5 · price: Phantom stock units acquired at $74.89 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F5 · derivative.exercise_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F5 · derivative.expiration_date: Phantom stock units acquired at $74.89 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

Read SEC document
February 01, 2010 Filed Feb 3, 2010 21:24 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantRestricted Stock Units · Derivative 14,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 14,500 shares

Expires 2013-02-01

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.

F3 · derivative.exercise_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on February 1, 2013, the third anniversary of the date of the grant.

F3 · derivative.expiration_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on February 1, 2013, the third anniversary of the date of the grant.

Read SEC document
February 01, 2010 Filed Feb 3, 2010 21:24 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantEmployee Stock Option (Right-to-buy) · Derivative 109,800 $0.00 Strike: $74.89 $0.00
Disclosure

SEC source: 0001225208-10-003387 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,800

Underlying: Common Stock · 109,800 shares

Expires 2020-01-31

F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on February 1, 2011.

Read SEC document
January 29, 2010 Filed Feb 2, 2010 22:05 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionRestricted Stock Units · Derivative 4,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003145 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,700 shares

Expires 2010-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock.

F1 · price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock.

F1 · derivative.exercise_date: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock.

F1 · derivative.expiration_date: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock.

Read SEC document
January 29, 2010 Filed Feb 2, 2010 22:05 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Tax withholdingCommon Stock 2,158 $74.52 $160,814.16
Disclosure

SEC source: 0001225208-10-003145 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,742.5064

F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16B-3.

F3 · balance_after: End of period holdings include additional shares acquired through dividend reinvestment.

Read SEC document
January 29, 2010 Filed Feb 2, 2010 22:05 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 Exercise / conversionCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003145 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900.5064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.