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KUBASIK CHRISTOPHER E

Disclosed activity across 3 companies

Tapewire entity
16817
SEC CIK
0001194001

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610Director · Chairman and CEOFebruary 26, 2026March 02, 2026
LOCKHEED MARTIN CORPLMT · Entity 2882President & COOJanuary 30, 2012February 01, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date February 26, 2026 · Filed March 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect191,837 Ending reported balance After 2026-02-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-26 · Exercise / conversion · Acquired 48,245 · Balance 210,822

F1: Settlement of performance stock units granted on 2/24/2023 in shares of common stock following the end of the 3-year performance period.

Row 2 · 2026-02-26 · Tax withholding · Disposed 18,985 · Balance 191,837

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $355.16 · Expires 2036-02-26Direct48,882 Reported balance After 2026-02-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-26 · Grant · Acquired 48,882 · Balance 48,882

F2: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct12,671 Reported balance After 2026-02-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-26 · Grant · Acquired 12,671 · Balance 12,671

F3: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeIndirectBy grantor retained annuity trust21,916 Reported balance Holding disclosure · report date 2026-02-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 21,916

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of performance stock units granted on 2/24/2023 in shares of common stock following the end of the 3-year performance period.

F2: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F3: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

LOCKHEED MARTIN CORP

Report date January 30, 2012 · Filed February 01, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.01 · Expires 2022-01-28Direct171,240 Reported balance After 2012-01-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2012-01-30 · Grant · Acquired 171,240 · Balance 171,240

F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2015-01-30Direct22,092 Reported balance After 2012-01-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2012-01-30 · Grant · Acquired 22,092 · Balance 22,092

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.

F3: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin DMICP19,233.1978 Reported balance After 2012-01-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2012-01-30 · Grant · Acquired 683.397 · Balance 19,233.1978

F4: The phantom stock units convert on a 1-for-1 basis.

F5: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLM Supplemental SSP2,448.3326 Reported balance Holding disclosure · report date 2012-01-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,448.3326

F4: The phantom stock units convert on a 1-for-1 basis.

F6: Phantom stock units previously acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin LTIP31,960.1385 Reported balance Holding disclosure · report date 2012-01-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 31,960.1385

F4: The phantom stock units convert on a 1-for-1 basis.

F7: Phantom stock units previously acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock upon the reporting person's retirement or termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 30, 2013.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock.

F3: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 30, 2015, the third anniversary of the date of the grant.

F4: The phantom stock units convert on a 1-for-1 basis.

F5: Phantom stock units acquired at $82.01 per share through voluntary deferral under under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in stock following the reporting person's retirement or termination of service.

F6: Phantom stock units previously acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

F7: Phantom stock units previously acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) which will be settled in stock upon the reporting person's retirement or termination of service.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3 TECHNOLOGIES, INC.

Report date June 29, 2019 · Filed July 02, 2019

Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-06-29 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-06-29 · Disposition to issuer · Disposed 61,440 · Balance 0

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F2: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

Row 2 · 2019-06-29 · Grant · Acquired 27,678 · Balance 27,678

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

Row 3 · 2019-06-29 · Disposition to issuer · Disposed 27,678 · Balance 0

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

10/30/15Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $126.40 · Expires 2025-10-30Direct0 Reported balance After 2019-06-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-29 · Disposition to issuer · Disposed 50,968 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

02/16/16 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $116.20 · Expires 2026-02-16Direct0 Reported balance After 2019-06-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-06-29 · Disposition to issuer · Disposed 58,608 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

02/21/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.80 · Expires 2027-02-21Direct0 Reported balance After 2019-06-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-06-29 · Disposition to issuer · Disposed 43,557 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

12/20/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $194.10 · Expires 2027-12-20Direct0 Reported balance After 2019-06-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-06-29 · Disposition to issuer · Disposed 86,260 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F7: These options were originally scheduled to vest three years from the grant date.

02/20/18 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $210.98 · Expires 2028-02-20Direct0 Reported balance After 2019-06-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-06-29 · Disposition to issuer · Disposed 74,747 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris"), each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"), any vesting conditions of each unvested restricted stock unit ("RSU") held by the reporting person were deemed satisfied and accelerated in full and each RSU was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of RSUs multiplied by the exchange ratio.

F2: Includes 24,455 shares of L3 restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such L3 restricted shares were converted into restricted shares of L3Harris common stock equal to the number of L3 restricted shares multiplied by the exchange ratio. All shares of L3Harris common stock received in respect of such shares of L3 restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F7: These options were originally scheduled to vest three years from the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2024 Filed Mar 27, 2024 20:36 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 6,258 $97.24 $608,527.92
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · nonDerivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,433.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:36 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $97.24 $0.00
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · derivative · entry 6

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,258

Underlying: Common Stock, Par Value $1.00 · 40,000 shares

Expires 2025-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:36 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 40,000 $212.22 $8,488,800.00
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,175.16

F1 · price: Reflects the weighted average sale price (prices actually received ranged from $211.63 to $213.02). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:36 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 40,000 $97.24 $3,889,600.00
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,175.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 15,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · derivative · entry 9

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F7 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 5,949 $211.74 $1,259,641.26
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · nonDerivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,175.16

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 15,118 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · nonDerivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,124.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 15,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · derivative · entry 8

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,738

Underlying: Common Stock Par Value $1.00 · 15,738 shares

Expires not disclosed

F6 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

F6 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 65,841 $0.00 Strike: $214.45 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · derivative · entry 7

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,841

Underlying: Common Stock Par Value $1.00 · 65,841 shares

Expires 2034-02-23

F5 · derivative.exercise_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F5 · derivative.expiration_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPerformance Stock Units · Derivative 30,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · derivative · entry 6

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 30,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

F4 · derivative.exercise_date: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

F4 · derivative.expiration_date: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 12,051 $214.45 $2,584,336.95
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,006.16

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:51 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 31,657 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,057.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 1,422 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F1 · price: Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 1,422 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F2 · balance_after: Includes both 3,338 and 4,253 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust on 11/22/2023 and 2/16/2024, respectively, and 98.31 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/29/2023.

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February 28, 2023 Filed Mar 2, 2023 22:28 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 12,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014837 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 12,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each RSU represented a contingent right to receive one share of the Issuer's common stock. The RSUs vested on 2/28/23.

F3 · derivative.expiration_date: Each RSU represented a contingent right to receive one share of the Issuer's common stock. The RSUs vested on 2/28/23.

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February 28, 2023 Filed Mar 2, 2023 22:28 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 5,100 $211.19 $1,077,069.00
Disclosure

SEC source: 0001209191-23-014837 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,710.85

F2 · shares: Shares of common stock withheld by the Issuer to pay tax liability on the vesting of RSUs previously awarded.

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February 28, 2023 Filed Mar 2, 2023 22:28 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 12,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014837 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,810.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock issued in settlement of restricted stock units ("RSUs") that vested on 2/28/2023.

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February 24, 2023 Filed Feb 28, 2023 23:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 16,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013873 · doc4.xml · derivative · entry 6

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,060

Underlying: Common Stock, Par Value $1.00 · 16,060 shares

Expires not disclosed

F7 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/24/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock. Does not include performance stock units granted on 2/24/2023, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

F7 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/24/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock. Does not include performance stock units granted on 2/24/2023, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

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February 24, 2023 Filed Feb 28, 2023 23:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 61,577 $0.00 Strike: $210.15 $0.00
Disclosure

SEC source: 0001209191-23-013873 · doc4.xml · derivative · entry 5

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,577

Underlying: Common Stock, Par Value $1.00 · 61,577 shares

Expires 2033-02-24

F6 · derivative.exercise_date: Options to purchase shares of common stock generally vest ratably on 2/24/2024, 2/24/2025, and 2/24/2026 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F6 · derivative.expiration_date: Options to purchase shares of common stock generally vest ratably on 2/24/2024, 2/24/2025, and 2/24/2026 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

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February 24, 2023 Filed Feb 28, 2023 23:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPerformance Stock Units · Derivative 25,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013873 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 25,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Award of performance stock units that vested on 12/30/2022 following the end of the 3-year performance period and were settled in shares of common stock on 2/24/2023 based on the performance stock unit payout formula.

F5 · derivative.exercise_date: Award of performance stock units that vested on 12/30/2022 following the end of the 3-year performance period and were settled in shares of common stock on 2/24/2023 based on the performance stock unit payout formula.

F5 · derivative.expiration_date: Award of performance stock units that vested on 12/30/2022 following the end of the 3-year performance period and were settled in shares of common stock on 2/24/2023 based on the performance stock unit payout formula.

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February 24, 2023 Filed Feb 28, 2023 23:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 10,617 $210.15 $2,231,162.55
Disclosure

SEC source: 0001209191-23-013873 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,850.85

F4 · shares: Shares withheld by the Issuer to pay tax liability on the settlement of performance stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 28,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013873 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,467.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement of performance stock units granted on 2/28/2020 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 2,256 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F1 · price: Settlement of performance stock units granted on 2/28/2020 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 2,256 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F2 · balance_after: Includes 2,662 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust on 1/30/2023, and 4.19 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/31/2022.

F3 · balance_after: 2,000 and 7,300 shares of common stock were contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three adult children on 2/1/2023 and 2/3/2023, respectively.

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October 31, 2022 Filed Nov 2, 2022 20:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $97.24 $0.00
Disclosure

SEC source: 0001209191-22-055305 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,258

Underlying: Common Stock, Par Value $1.00 · 20,000 shares

Expires 2025-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercise and sale of the underlying shares was executed under a plan adopted by the reporting person on August 1, 2022 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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October 31, 2022 Filed Nov 2, 2022 20:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 20,000 $245.22 $4,904,400.00
Disclosure

SEC source: 0001209191-22-055305 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,925.66

F1 · kind: The reported option exercise and sale of the underlying shares was executed under a plan adopted by the reporting person on August 1, 2022 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 20,000 $97.24 $1,944,800.00
Disclosure

SEC source: 0001209191-22-055305 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,925.66

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercise and sale of the underlying shares was executed under a plan adopted by the reporting person on August 1, 2022 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 8.02 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 9/30/2022.

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June 29, 2022 Filed Jul 1, 2022 20:37 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPerformance Stock Units · Derivative 48,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040256 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 48,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:37 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 19,211 $237.81 $4,568,567.91
Disclosure

SEC source: 0001209191-22-040256 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,917.64

F2 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.

F3 · balance_after: Includes 66.76 shares acquired through Issuer's retirement plan for quarter ended 4/1/2022 and an increase of 0.14 to the balance in the plan due to rounding by the plan's record keeper.

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June 29, 2022 Filed Jul 1, 2022 20:37 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 48,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040256 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,128.64

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

F1 · price: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GiftCommon Stock, Par Value $1.00 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019243 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,241.74

F2 · balance_after: Includes 94.71 shares acquired through Issuer's retirement plan for quarters ended 4/2/2021, 7/2/2021, 10/1/2021 and 12/31/2021.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GiftCommon Stock, Par Value $1.00 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019243 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 0

F1 · ownership.nature: On March 12, 2020, the reporting person contributed 10,000 shares of LHX common stock to a grantor retained annuity trust for the benefit of himself and his three adult children. Upon termination of the trust, 2,250 of the shares were transferred to the reporting person's children. The other 7,750 shares were distributed to the reporting person (comprised of 3,754 shares distributed to the reporting person on March 14, 2022 and 3,996 shares previously were distributed to the reporting person).

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February 25, 2022 Filed Mar 1, 2022 22:45 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 12,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 5

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,313

Underlying: Common Stock, Par Value $1.00 · 12,313 shares

Expires not disclosed

F5 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

F5 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPerformance Stock Units · Derivative 24,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,625

Underlying: Common Stock, Par Value $1.00 · 24,625 shares

Expires not disclosed

F4 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F4 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 53,222 $0.00 Strike: $233.51 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,222

Underlying: Common Stock, Par Value $1.00 · 53,222 shares

Expires 2032-02-25

F3 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 17,740 on first anniversary of grant date, additional 17,741 on second anniversary of grant date and remaining 17,741 on third anniversary of grant date.

F3 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 17,740 on first anniversary of grant date, additional 17,741 on second anniversary of grant date and remaining 17,741 on third anniversary of grant date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,501 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,501

Underlying: Common Stock, Par Value $1.00 · 129,501 shares

Expires 2029-08-01

F2 · derivative.exercise_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

F2 · derivative.expiration_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPerformance Stock Units · Derivative 48,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,820

Underlying: Common Stock, Par Value $1.00 · 48,820 shares

Expires not disclosed

F1 · derivative.exercise_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

F1 · derivative.expiration_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPerformance Stock Units · Derivative 30,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016324 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,235

Underlying: Common Stock, Par Value $1.00 · 30,235 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 15,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016324 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,118

Underlying: Common Stock, Par Value $1.00 · 15,118 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 65,228 $0.00 Strike: $181.91 $0.00
Disclosure

SEC source: 0001209191-21-016324 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,228

Underlying: Common Stock, Par Value $1.00 · 65,228 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 21,743 on first anniversary of grant date, additional 21,743 on second anniversary of grant date and remaining 21,742 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 21,743 on first anniversary of grant date, additional 21,743 on second anniversary of grant date and remaining 21,742 on third anniversary of grant date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:53 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 4,656 $189.02 $880,077.12
Disclosure

SEC source: 0001209191-21-001596 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,397.03

F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2020 of 11,830 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of share in settlement thereof.

F2 · balance_after: Includes 94.96 shares acquired through Issuer's retirement plan for quarters ended 1/3/2020, 4/3/2020, 7/3/2020, 10/2/2020 and 1/1/2021.

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February 28, 2020 Filed Mar 3, 2020 21:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 12,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015277 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960

Underlying: Common Stock, Par Value $1.00 · 12,960 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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February 28, 2020 Filed Mar 3, 2020 21:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPerformance Stock Units · Derivative 25,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015277 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,920

Underlying: Common Stock, Par Value $1.00 · 25,920 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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February 28, 2020 Filed Mar 3, 2020 21:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 74,297 $0.00 Strike: $197.73 $0.00
Disclosure

SEC source: 0001209191-20-015277 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,297

Underlying: Common Stock, Par Value $1.00 · 74,297 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 24,766 on first anniversary of grant date, additional 24,766 on second anniversary of grant date and remaining 24,765 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 24,766 on first anniversary of grant date, additional 24,766 on second anniversary of grant date and remaining 24,765 on third anniversary of grant date.

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December 31, 2019 Filed Jan 3, 2020 22:02 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 501 $197.87 $99,132.87
Disclosure

SEC source: 0001209191-20-001163 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,750.07

F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2019 of 2,054 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of shares in settlement thereof.

F2 · balance_after: Includes 2.07 shares acquired through Issuer's retirement plan on 9/18/2019.

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August 01, 2019 Filed Aug 5, 2019 20:47 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPerformance Stock Units · Derivative 12,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044590 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Underlying: Common Stock, Par Value $1.00 · 12,205 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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August 01, 2019 Filed Aug 5, 2019 20:47 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,501 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044590 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,501

Underlying: Common Stock, Par Value $1.00 · 129,501 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantStock Option (Right-to-Buy) · Derivative 97,171 Not disclosed Strike: $162.30 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 7

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,171

Underlying: Common Stock, Par Value $1.00 · 97,171 shares

Expires 2028-02-20

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantStock Option (Right-to-Buy) · Derivative 112,138 Not disclosed Strike: $149.31 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 6

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,138

Underlying: Common Stock, Par Value $1.00 · 112,138 shares

Expires 2027-12-20

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantStock Option (Right-to-Buy) · Derivative 56,624 Not disclosed Strike: $129.85 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 5

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,264

Underlying: Common Stock, Par Value $1.00 · 56,624 shares

Expires 2027-02-21

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantStock Option (Right-to-Buy) · Derivative 76,190 Not disclosed Strike: $89.39 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,190

Underlying: Common Stock, Par Value $1.00 · 76,190 shares

Expires 2026-02-16

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantStock Option (Right-to-Buy) · Derivative 66,258 Not disclosed Strike: $97.24 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,258

Underlying: Common Stock, Par Value $1.00 · 66,258 shares

Expires 2025-10-30

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 30,403 $189.13 $5,750,119.39
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,249

F4 · shares: Shares withheld by Issuer to pay tax liability incident to the vesting of L3 restricted stock units and performance stock units in the Merger and receipt of shares of Common Stock in settlement thereto.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 147,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,652

F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

F2 · shares: Includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment

F3 · shares: Includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021.

F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

F2 · price: Includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment

F3 · price: Includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021.

F1 · balance_after: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.