Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354 | Director | March 20, 2018 | March 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEAPACK GLADSTONE FINANCIAL CORP
Report date March 20, 2018 · Filed March 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 707 |
Reported balance
After 2018-03-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-20 · Grant · Acquired 707 · Balance 707 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F2: The restricted stock units vest and settle in stock on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 42,212 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 42,212 |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 1,789 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,789 |
| Common StockSEC Table I · non-derivative | IndirectChild | 4,224 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,224 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.43 · Expires 2020-01-04 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,000 F3: The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.53 · Expires 2021-01-03 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,500 F4: The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.72 · Expires 2022-01-03 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,500 F5: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.68 · Expires 2023-01-02 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,500 F6: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F2: The restricted stock units vest and settle in stock on the first anniversary of the grant date.
F3: The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
F4: The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
F5: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
F6: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2018 Filed Mar 22, 2018 19:57 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Unit · Derivative | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-18-000030 · edgar.xml · derivative · entry 4 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707 Underlying: Common Stock · 707 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:54 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock Option (right to buy) · Derivative | 2,310 | Not disclosed Strike: $23.40 | Not disclosed |
DisclosureSEC source: 0001273412-17-000050 · edgar.xml · derivative · entry 5 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,310 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Option grant has no purchase or sale price. F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:54 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 2,310 | $23.40 | $54,054.00 |
DisclosureSEC source: 0001273412-17-000050 · edgar.xml · nonDerivative · entry 2 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:54 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 1,541 | $35.06 | $54,027.46 |
DisclosureSEC source: 0001273412-17-000050 · edgar.xml · nonDerivative · entry 1 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,902 Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:09 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantCommon Stock | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-17-000016 · edgar.xml · nonDerivative · entry 1 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,387 Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 21:47 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock option (right to buy) · Derivative | 2,310 | Not disclosed Strike: $26.76 | Not disclosed |
DisclosureSEC source: 0001273412-16-000182 · edgar.xml · derivative · entry 5 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,310 shares Expires 2017-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Option grant has no purchase or sale price F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 21:47 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 2,310 | $26.76 | $61,815.60 |
DisclosureSEC source: 0001273412-16-000182 · edgar.xml · nonDerivative · entry 2 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 21:47 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 2,010 | $30.75 | $61,807.50 |
DisclosureSEC source: 0001273412-16-000182 · edgar.xml · nonDerivative · entry 1 KISSEL JOHN D · CIK 0001236750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,772 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.