Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHFORD HOSPITALITY TRUST INCAHT · Entity 7629 | CTO, GC and Secretary | March 23, 2018 | March 27, 2018 |
| Ashford Inc.AINC · Entity 86648 | CTO, GC and Secretary | March 14, 2018 | March 21, 2018 |
| Braemar Hotels & Resorts Inc.AHP · Entity 6531 | COO, General Counsel and Sec. | March 14, 2018 | March 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHFORD HOSPITALITY TRUST INC
Report date March 23, 2018 · Filed March 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 814,080 |
Reported balance
After 2018-03-23 transaction · row 1
1 source rowRow 1 · 2018-03-23 · Tax withholding · Disposed 9,050 · Balance 814,080 F1: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2018, the date of forfeiture. |
| Performance Stock Units (2018)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-14 | Direct | 96,154 |
Reported balance
Holding disclosure · report date 2018-03-23 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 96,154 F2: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). |
| Performance Stock Units(2017)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-24 | Direct | 138,000 |
Reported balance
Holding disclosure · report date 2018-03-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 138,000 F2: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). |
| Performance Stock Units (2016)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-03-31 | Direct | 88,283 |
Reported balance
Holding disclosure · report date 2018-03-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 88,283 F2: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 49,872 |
Reported balance
Holding disclosure · report date 2018-03-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 49,872 F5: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F6: Neither the Common Units nor the LTIP Units have an expiration date. F7: Reflects the aggregate number of LTIP Units currently held by the Reporting Person following the LTIP Units award reported herein, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. F8: Reflects adjustment from number of units previously reported to give effect to the adoption of Amendment No. 5 to the Seventh Amended and Restated Agreement of Limited Partnership of the Subsidiary (the "Subsidiary Agreement Amendment"), which was adopted for the purpose of creating additional common partnership units of the Subsidiary and the recapitalization of the common partnership units so that the Conversion Factor (as defined in the Subsidiary Agreement Amendment) became 1.0. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,398,922 |
Reported balance
Holding disclosure · report date 2018-03-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,398,922 F9: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F6: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects adjustment from number of units previously reported to give effect to the adoption of Amendment No. 5 to the Seventh Amended and Restated Agreement of Limited Partnership of the Subsidiary (the "Subsidiary Agreement Amendment"), which was adopted for the purpose of creating additional common partnership units of the Subsidiary and the recapitalization of the common partnership units so that the Conversion Factor (as defined in the Subsidiary Agreement Amendment) became 1.0. F10: Reflects aggregate number of Common Units currently held by the Reporting Person, some of which have been converted from LTIP Units by the Reporting Person. See Footnote 9 discussing the convertibility of the Common Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2018, the date of forfeiture.
F2: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved.
F3: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan.
F4: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award).
F5: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units.
F6: Neither the Common Units nor the LTIP Units have an expiration date.
F7: Reflects the aggregate number of LTIP Units currently held by the Reporting Person following the LTIP Units award reported herein, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes.
F8: Reflects adjustment from number of units previously reported to give effect to the adoption of Amendment No. 5 to the Seventh Amended and Restated Agreement of Limited Partnership of the Subsidiary (the "Subsidiary Agreement Amendment"), which was adopted for the purpose of creating additional common partnership units of the Subsidiary and the recapitalization of the common partnership units so that the Conversion Factor (as defined in the Subsidiary Agreement Amendment) became 1.0.
F9: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
F10: Reflects aggregate number of Common Units currently held by the Reporting Person, some of which have been converted from LTIP Units by the Reporting Person. See Footnote 9 discussing the convertibility of the Common Units.
Ashford Inc.
Report date March 14, 2018 · Filed March 21, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $94.96 · Expires 2028-03-14 | Direct | 30,882 |
Reported balance
After 2018-03-14 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2018-03-14 · Grant · Acquired 30,882 · Balance 30,882 F1: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $57.71 · Expires 2027-10-03 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 20,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $57.34 · Expires 2027-04-18 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 20,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $45.59 · Expires 2026-03-31 | Direct | 40,000 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 40,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $85.97 · Expires 2022-12-11 | Direct | 40,000 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 40,000 |
| Common StockSEC Table I · non-derivative | Direct | 32,441 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 32,441 |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 286.95 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · Balance 286.95 F2: Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan.
F2: Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.
Braemar Hotels & Resorts Inc.
Report date March 14, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 165,626 |
Reported balance
After 2018-03-14 transaction · row 1
1 source rowRow 1 · 2018-03-14 · Grant · Acquired 38,811 · Balance 165,626 F1: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. |
| Performance Stock Units (2018)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31 | Direct | 38,811 |
Reported balance
After 2018-03-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-14 · Grant · Acquired 38,811 · Balance 38,811 F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F2: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2018 (with respect to the 2016 grant), December 31, 2019 (with respect to the 2017 grant), and December 31, 2020 (with respect to the 2018 grant - reported herein). |
| Performance Stock Units (2017)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-12-31 | Direct | 33,937 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 33,937 F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2018 (with respect to the 2016 grant), December 31, 2019 (with respect to the 2017 grant), and December 31, 2020 (with respect to the 2018 grant - reported herein). |
| Performance Stock Units (2016)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 55,361 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 55,361 F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2018 (with respect to the 2016 grant), December 31, 2019 (with respect to the 2017 grant), and December 31, 2020 (with respect to the 2018 grant - reported herein). |
| LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,052 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,052 F5: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Prime Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units, are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 6 discussing convertibility of Common Partnership Units. F9: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F7: Reflects the aggregate number of LTIP Units held by the Reporting Person and includes LTIP Units which (i) may have achieved parity with the Common Partnership Units, (ii) have not yet achieved parity with the Common Partnership Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. See Footnote 5 discussing convertibility of LTIP Units and Footnote 6 discussing convertibility of Common Partnership Units. |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 374,936.2 |
Reported balance
Holding disclosure · report date 2018-03-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 374,936.2 F6: Common limited partnership units ("Common Partnership Units") in the Subsidiary. Common Partnership Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F9: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F8: Reflects the aggregate number of Common Partnership Units currently held by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 6 discussing the convertibility of the Common Partnership Units. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant.
F2: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan.
F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock.
F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2018 (with respect to the 2016 grant), December 31, 2019 (with respect to the 2017 grant), and December 31, 2020 (with respect to the 2018 grant - reported herein).
F5: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Prime Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units, are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 6 discussing convertibility of Common Partnership Units.
F6: Common limited partnership units ("Common Partnership Units") in the Subsidiary. Common Partnership Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
F7: Reflects the aggregate number of LTIP Units held by the Reporting Person and includes LTIP Units which (i) may have achieved parity with the Common Partnership Units, (ii) have not yet achieved parity with the Common Partnership Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. See Footnote 5 discussing convertibility of LTIP Units and Footnote 6 discussing convertibility of Common Partnership Units.
F8: Reflects the aggregate number of Common Partnership Units currently held by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 6 discussing the convertibility of the Common Partnership Units.
F9: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2018 Filed Mar 27, 2018 15:24 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 9,050 | $6.27 | $56,743.50 |
DisclosureSEC source: 0001104659-18-020412 · a4.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · CTO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,080 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2018, the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2018, the date of forfeiture. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:30 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 12,909 | $6.69 | $86,361.21 |
DisclosureSEC source: 0001104659-18-019663 · a4.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · CTO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,130 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 20, 2018, the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 20, 2018, the date of forfeiture. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:46 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantPerformance Stock Units (2018) · Derivative | 38,811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018467 · a4.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,811 Underlying: Common Stock · 38,811 shares Expires 2020-12-31 F3 · security: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F3 · derivative.exercise_price: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F2 · kind: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. F4 · shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2018 (with respect to the 2016 grant), December 31, 2019 (with respect to the 2017 grant), and December 31, 2020 (with respect to the 2018 grant - reported herein). F2 · price: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. F4 · derivative.underlying_shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2018 (with respect to the 2016 grant), December 31, 2019 (with respect to the 2017 grant), and December 31, 2020 (with respect to the 2018 grant - reported herein). F4 · balance_after: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2018 (with respect to the 2016 grant), December 31, 2019 (with respect to the 2017 grant), and December 31, 2020 (with respect to the 2018 grant - reported herein). Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:46 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantCommon Stock | 38,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018467 · a4.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,626 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:35 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2018) · Derivative | 96,154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018450 · a4.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,154 Underlying: Common Stock · Not disclosed shares Expires 2021-03-14 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F3 · price: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · derivative.underlying_shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F4 · balance_after: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:35 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 96,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018450 · a4.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,039 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:26 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 30,882 | $0.00 Strike: $94.96 | $0.00 |
DisclosureSEC source: 0001104659-18-018443 · a4.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,882 Underlying: Common Stock · 30,882 shares Expires 2028-03-14 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| March 14, 2018 Filed Mar 21, 2018 19:18 UTC Amendment | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 30,882 | $0.00 Strike: $94.96 | $0.00 |
DisclosureSEC source: 0001104659-18-019401 · a4a.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · CTO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,882 Underlying: Common Stock · 30,882 shares Expires 2028-03-14 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| March 14, 2018 Filed Mar 21, 2018 19:12 UTC Amendment | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2018) · Derivative | 96,154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-019395 · a4a.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · CTO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,154 Underlying: Common Stock · Not disclosed shares Expires 2021-03-14 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F3 · price: Represents a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · derivative.underlying_shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F4 · balance_after: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). Read SEC document |
| March 14, 2018 Filed Mar 21, 2018 19:12 UTC Amendment | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 96,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-019395 · a4a.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · CTO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,039 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 18:39 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 20,000 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0000909143-17-000072 · primary_doc.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, Gen. Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-10-03 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 17:08 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantPerformance Stock Units (2017) · Derivative | 33,937 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000043 · primary_doc.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,937 Underlying: Common Stock · 33,937 shares Expires 2019-12-31 F3 · security: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F3 · derivative.exercise_price: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F2 · kind: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F4 · shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). F2 · price: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F4 · derivative.underlying: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). F4 · derivative.underlying_shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). F4 · balance_after: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). Read SEC document |
| April 27, 2017 Filed May 1, 2017 17:08 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantCommon Stock | 33,937 | $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000043 · primary_doc.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,815 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 17:05 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 20,000 | $0.00 Strike: $57.34 | $0.00 |
DisclosureSEC source: 0000909143-17-000033 · primary_doc.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-04-18 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 18:12 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 12,228 | $6.36 | $77,770.08 |
DisclosureSEC source: 0000909143-17-000027 · primary_doc.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,885 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 31, 2017, the date of forfeiture. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:41 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2017) · Derivative | 138,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000021 · primary_doc.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,000 Underlying: Common Stock · Not disclosed shares Expires 2020-03-24 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target amount of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award) and March 24, 2020 (with respect to the 2017 Performance Stock Units award). F3 · price: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F2 · derivative.underlying: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F4 · derivative.underlying_shares: Represents the target amount of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award) and March 24, 2020 (with respect to the 2017 Performance Stock Units award). F4 · balance_after: Represents the target amount of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award) and March 24, 2020 (with respect to the 2017 Performance Stock Units award). Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:41 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 138,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000021 · primary_doc.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,113 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries of the date of grant. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 19:34 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 27,753 | $6.05 | $167,905.65 |
DisclosureSEC source: 0000909143-17-000016 · primary_doc.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,113 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 20, 2017, the date of forfeiture. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 18:24 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | Tax withholdingCommon Stock | 1,126 | $10.58 | $11,913.08 |
DisclosureSEC source: 0000909143-17-000012 · primary_doc.xml · nonDerivative · entry 1 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,878 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 20, 2017, the date of forfeiture. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 19:04 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantPerformance Stock Units (2016) · Derivative | 55,361 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-16-000101 · primary_doc.xml · derivative · entry 2 BROOKS DAVID A · CIK 0001260555 · COO, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,361 Underlying: Common Stock · 55,361 shares Expires 2018-12-31 F1 · security: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · derivative.exercise_price: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · kind: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F4 · shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). F1 · price: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · derivative.underlying: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F4 · derivative.underlying_shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). F4 · balance_after: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.