Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arq, Inc.ADES · Entity 2240 | Chief Product Officer | March 23, 2018 | March 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arq, Inc.
Report date March 23, 2018 · Filed March 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,506 |
Ending reported balance
After 2018-03-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-23 · Grant · Acquired 11,556 · Balance 67,471 F1: Represents Restricted Stock issued under the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan. Row 2 · 2018-03-23 · Tax withholding · Disposed 965 · Balance 66,506 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock issued under the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2018 Filed Mar 27, 2018 17:22 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 965 | $10.95 | $10,566.75 |
DisclosureSEC source: 0001515156-18-000033 · wf-form4_152218570940456.xml · nonDerivative · entry 2 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,506 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 17:22 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 11,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000033 · wf-form4_152218570940456.xml · nonDerivative · entry 1 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,471 F1 · shares: Represents Restricted Stock issued under the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:32 UTC | Arq, Inc. ADES · Entity 2240 | Exercise / conversionPerformance Share Units · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000015 · wf-form4_152029274486389.xml · derivative · entry 5 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 1,136 PSUs awarded to the reporting person on July 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the 2007 Plan, 479 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 1,136 PSUs awarded to the reporting person on July 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the 2007 Plan, 479 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. F2 · derivative.expiration_date: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 1,136 PSUs awarded to the reporting person on July 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the 2007 Plan, 479 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:32 UTC | Arq, Inc. ADES · Entity 2240 | Exercise / conversionPerformance Share Units · Derivative | 8,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000015 · wf-form4_152029274486389.xml · derivative · entry 4 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,510 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 8,510 performance share units ("PSUs") awarded to the reporting person on March 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 3,589 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 8,510 performance share units ("PSUs") awarded to the reporting person on March 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 3,589 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 8,510 performance share units ("PSUs") awarded to the reporting person on March 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 3,589 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:32 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 1,394 | $9.73 | $13,563.62 |
DisclosureSEC source: 0001515156-18-000015 · wf-form4_152029274486389.xml · nonDerivative · entry 3 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,915 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:32 UTC | Arq, Inc. ADES · Entity 2240 | Exercise / conversionCommon Stock | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000015 · wf-form4_152029274486389.xml · nonDerivative · entry 2 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 1,136 PSUs awarded to the reporting person on July 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the 2007 Plan, 479 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:32 UTC | Arq, Inc. ADES · Entity 2240 | Exercise / conversionCommon Stock | 3,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000015 · wf-form4_152029274486389.xml · nonDerivative · entry 1 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 8,510 performance share units ("PSUs") awarded to the reporting person on March 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 3,589 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:43 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 599 | $9.50 | $5,690.50 |
DisclosureSEC source: 0001515156-18-000006 · wf-form4_151510579901331.xml · nonDerivative · entry 1 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,241 F1 · shares: Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). F2 · balance_after: Since the Form 4 filed by the reporting person on May 12, 2017, the Advanced Emissions Solutions, Inc. 401(k) Plan (the "Plan") executed a non-volitional liquidation of all of the Issuer's securities held in the Plan, including 16,527 shares held in the reporting owner's account. Prior to this complete liquidation, the Plan also executed a non-volitional liquidation of 5 shares from the reporting owner's account for Plan compliance purposes. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:32 UTC | Arq, Inc. ADES · Entity 2240 | Disposition to issuerCommon Stock | 6,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001384158-17-000008 · wf-form4_149462111507312.xml · nonDerivative · entry 1 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,372 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 19:37 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001384158-17-000006 · wf-form4_149065781484928.xml · nonDerivative · entry 1 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,768 F1 · shares: Represents Restricted Stock issued pursuant to the Long Term Incentive Plan ("LTIP") under the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 18:37 UTC | Arq, Inc. ADES · Entity 2240 | Exercise / conversionPerformance Share Units · Derivative | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001384158-17-000004 · wf-form4_148849784983038.xml · derivative · entry 3 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 28, 2017, the Compensation Committee of the Board of Directors of the issuer determined that of the 5,780 performance share units ("PSUs") awarded to the reporting person on January 3, 2014 (adjusted for the 2:1 stock dividend in March 2014) pursuant to the Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 1,626 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2016. Each vested PSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: On February 28, 2017, the Compensation Committee of the Board of Directors of the issuer determined that of the 5,780 performance share units ("PSUs") awarded to the reporting person on January 3, 2014 (adjusted for the 2:1 stock dividend in March 2014) pursuant to the Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 1,626 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2016. Each vested PSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: On February 28, 2017, the Compensation Committee of the Board of Directors of the issuer determined that of the 5,780 performance share units ("PSUs") awarded to the reporting person on January 3, 2014 (adjusted for the 2:1 stock dividend in March 2014) pursuant to the Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 1,626 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2016. Each vested PSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 18:37 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 606 | $10.77 | $6,526.62 |
DisclosureSEC source: 0001384158-17-000004 · wf-form4_148849784983038.xml · nonDerivative · entry 2 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,768 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 18:37 UTC | Arq, Inc. ADES · Entity 2240 | Exercise / conversionCommon Stock | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001384158-17-000004 · wf-form4_148849784983038.xml · nonDerivative · entry 1 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 28, 2017, the Compensation Committee of the Board of Directors of the issuer determined that of the 5,780 performance share units ("PSUs") awarded to the reporting person on January 3, 2014 (adjusted for the 2:1 stock dividend in March 2014) pursuant to the Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 1,626 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2016. Each vested PSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 18:22 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 70 | $9.24 | $646.80 |
DisclosureSEC source: 0001384158-17-000002 · wf-form4_148357211657090.xml · nonDerivative · entry 3 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,748 F3 · shares: Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 189 shares issued under the 2007 Plan, pursuant to the 2015 Long Term Incentive Plan. F4 · balance_after: Of the amount shown, 16,532 shares are held in the qualified pension plan account of the reporting person and 21,609 shares are restricted stock (not fully vested and subject to forfeiture or certain repurchase rights, as applicable, under the 2007 Plan). Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 18:22 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 528 | $9.24 | $4,878.72 |
DisclosureSEC source: 0001384158-17-000002 · wf-form4_148357211657090.xml · nonDerivative · entry 2 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,818 F2 · shares: Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 1,418 shares issued under the 2007 Plan, pursuant to the 2015 Long Term Incentive Plan. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 18:22 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 359 | $9.24 | $3,317.16 |
DisclosureSEC source: 0001384158-17-000002 · wf-form4_148357211657090.xml · nonDerivative · entry 1 Sjostrom Sharon · CIK 0001384158 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,346 F1 · shares: Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 964 shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), pursuant to the 2014 Long Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.