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MCCARTY JAMES E

Disclosed activity across 1 company

Tapewire entity
167926
SEC CIK
0001198780

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INDEPENDENT BANK CORP /MI/IBCP · Entity 5179DirectorFebruary 15, 2018April 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INDEPENDENT BANK CORP /MI/

Report date February 15, 2018 · Filed April 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect35,081.45 Reported balance After 2018-02-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-02-15 · Grant · Acquired 224.88 · Balance 35,081.45

F1: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Filing footnotes · ownership attribution and instrument terms

F1: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Apr 2, 2018 21:07 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 224.88 $23.25 $5,228.46
Disclosure

SEC source: 0000039311-18-000032 · primary_doc.xml · derivative · entry 1

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,081.45

Underlying: Common Stock · 224.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
November 15, 2017 Filed Jan 2, 2018 22:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 186.73 $22.28 $4,160.34
Disclosure

SEC source: 0000039311-18-000008 · primary_doc.xml · derivative · entry 1

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,856.57

Underlying: Common Stock · 186.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
August 15, 2017 Filed Oct 2, 2017 21:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 163.15 $21.15 $3,450.62
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 7

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,669.84

Underlying: Common Stock · 163.15 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
May 15, 2017 Filed Oct 2, 2017 21:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 159.16 $21.58 $3,434.67
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 6

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,506.72

Underlying: Common Stock · 159.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 15, 2017 Filed Oct 2, 2017 21:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 158.65 $21.55 $3,418.91
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 5

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,347.56

Underlying: Common Stock · 158.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
November 15, 2016 Filed Oct 2, 2017 21:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 185.91 $18.29 $3,400.29
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 4

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,188.91

Underlying: Common Stock · 185.91 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
August 15, 2016 Filed Oct 2, 2017 21:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 165.37 $16.37 $2,707.11
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 3

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,003

Underlying: Common Stock · 165.37 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
May 16, 2016 Filed Oct 2, 2017 21:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 180.84 $14.89 $2,692.71
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 2

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,837.63

Underlying: Common Stock · 180.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document
February 16, 2016 Filed Oct 2, 2017 21:51 UTC INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 GrantPhantom Stock Units · Derivative 182.55 $14.67 $2,678.01
Disclosure

SEC source: 0000039311-17-000039 · primary_doc.xml · derivative · entry 1

MCCARTY JAMES E · CIK 0001198780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,656.79

Underlying: Common Stock · 182.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.exercise_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

F1 · derivative.expiration_date: The Phantom Stock Units were accrued under the Independent Bank Corporation Deferred Compensation and Stock Purchase Plan for Non-Employee Directors and are to be settled in Independent Bank Corporation Common Stock upon the reporting person's retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.