Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP, External Affairs | March 01, 2012 | March 06, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date March 01, 2012 · Filed March 06, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 62,690 |
Ending reported balance
After 2012-03-02 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2012-03-01 · Grant · Acquired 13,727 · Balance 60,125 Row 2 · 2012-03-01 · Sale · Disposed 3,265 · Balance 56,860 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2: This transaction was executed in multiple trades at prices of $57.8025 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Row 3 · 2012-03-01 · Sale · Disposed 5,828 · Balance 51,032 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3: This transaction was executed in multiple trades at prices of $57.79 to $58.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Row 4 · 2012-03-02 · Grant · Acquired 13,027 · Balance 64,059 Row 5 · 2012-03-02 · Sale · Disposed 1,369 · Balance 62,690 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F4: This transaction was executed in multiple trades at prices of $57.88 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 532 |
Reported balance
Holding disclosure · report date 2012-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 532 F5: As of February 29, 2012, the reporting person held 532 shares of Newmont Mining common stock in his 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: This transaction was executed in multiple trades at prices of $57.8025 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F3: This transaction was executed in multiple trades at prices of $57.79 to $58.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F4: This transaction was executed in multiple trades at prices of $57.88 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
F5: As of February 29, 2012, the reporting person held 532 shares of Newmont Mining common stock in his 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2012 Filed Mar 6, 2012 01:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,369 | $58.24 | $79,734.39 |
DisclosureSEC source: 0001164727-12-000036 · edgar.xml · nonDerivative · entry 5 Hill Brian A · CIK 0001424600 · EVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,690 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000036 · edgar.xml · nonDerivative · entry 4 Hill Brian A · CIK 0001424600 · EVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,059 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,828 | $58.16 | $338,930.84 |
DisclosureSEC source: 0001164727-12-000036 · edgar.xml · nonDerivative · entry 3 Hill Brian A · CIK 0001424600 · EVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,032 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $57.79 to $58.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,265 | $58.14 | $189,831.02 |
DisclosureSEC source: 0001164727-12-000036 · edgar.xml · nonDerivative · entry 2 Hill Brian A · CIK 0001424600 · EVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,860 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $57.8025 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000036 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,125 Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 22:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,428 | $61.55 | $87,887.69 |
DisclosureSEC source: 0001164727-12-000017 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,398 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices between $61.25 to $61.80. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| October 31, 2011 Filed Nov 2, 2011 22:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,061 | $64.44 | $68,370.84 |
DisclosureSEC source: 0001164727-11-000113 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,826 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000069 · edgar.xml · derivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2021-04-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 25, 2012. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,481 | $55.00 | $191,455.00 |
DisclosureSEC source: 0001164727-11-000042 · edgar.xml · nonDerivative · entry 3 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,887 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010 solely to cover taxes and fees. F4 · balance_after: As of February 28, 2011 the reporting person held 320 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,734 | $54.96 | $150,252.71 |
DisclosureSEC source: 0001164727-11-000042 · edgar.xml · nonDerivative · entry 2 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,368 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices between $54.95 and $54.97. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000042 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,102 Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,393 | $56.01 | $78,026.39 |
DisclosureSEC source: 0001164727-11-000031 · edgar.xml · nonDerivative · entry 2 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,586 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011. F2 · price: This transaction was executed in multiple trades at prices between $56.00 and $56.02. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of February 28 2011, the reporting person directly held 320 shares of Newmont Mining Corporation common stock. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000031 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,979 Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 19:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 991 | $58.66 | $58,131.37 |
DisclosureSEC source: 0001164727-11-000014 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,237 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. F2 · price: This transaction was executed in multiple trades at prices of $58.6501 and $58.74. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2011 the reporting person held 259 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| November 01, 2010 Filed Nov 3, 2010 16:13 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,039 | $59.87 | $62,205.35 |
DisclosureSEC source: 0001164727-10-000112 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,228 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. F2 · price: This transaction was executed in multiple trades at prices of $59.87 and $59.88. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| April 29, 2010 Filed May 3, 2010 23:23 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 37,481 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001164727-10-000089 · edgar.xml · derivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,481 Underlying: Common Stock · 37,481 shares Expires 2020-04-29 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 29, 2011. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 23:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,514 | $51.02 | $128,259.25 |
DisclosureSEC source: 0001164727-10-000056 · edgar.xml · nonDerivative · entry 2 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,267 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010. F2 · price: This transaction was executed in multiple trades at prices between $51.01 and $51.07. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 23:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 24,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000056 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,781 Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 23:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 993 | $46.67 | $46,342.81 |
DisclosureSEC source: 0001164727-10-000033 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,878 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. F2 · price: This transaction was executed in multiple trades at prices of $46.56 and $46.6702. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 43,262 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-09-000080 · edgar.xml · derivative · entry 1 Hill Brian A · CIK 0001424600 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,262 Underlying: Common Stock · 43,262 shares Expires 2019-05-04 F1 · derivative.exercise_date: The option vests in three equal installments beginning May 4, 2010. Read SEC document |
| February 23, 2009 Filed Feb 26, 2009 00:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 9,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000020 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,871 Read SEC document |
| October 31, 2008 Filed Nov 5, 2008 00:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 7,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-08-000100 · edgar.xml · nonDerivative · entry 1 Hill Brian A · CIK 0001424600 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,433 Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 22:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $44.49 | $0.00 |
DisclosureSEC source: 0001164727-08-000055 · edgar.xml · derivative · entry 1 Hill Brian A · CIK 0001424600 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2018-04-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 28, 2009. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.