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Smith Wayne D

Disclosed activity across 1 company

Tapewire entity
167917
SEC CIK
0001307074

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
READING INTERNATIONAL INCRDI · Entity 5662Managing Director- Aust. & NZDecember 19, 2017April 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

READING INTERNATIONAL INC

Report date December 19, 2017 · Filed April 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Non-Voting Common StockSEC Table I · non-derivativeDirect571 Reported balance After 2017-12-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-12-19 · Disposition to issuer · Disposed 6,567 · Balance 571

F1: Remarks: Since this transaction, the reporting person has received 1,138 Class A shares from two RSU vestings, reported on separate Form 4's dated 3/13/2018 and 3/27/2018. The reporting person has subsequently sold 567 Class A shares.

Filing footnotes · ownership attribution and instrument terms

F1: Remarks: Since this transaction, the reporting person has received 1,138 Class A shares from two RSU vestings, reported on separate Form 4's dated 3/13/2018 and 3/27/2018. The reporting person has subsequently sold 567 Class A shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2018 Filed Apr 2, 2018 22:28 UTC READING INTERNATIONAL INC RDI · Entity 5662 Disposition to issuerClass A Nonvoting Common Stock 571 $16.58 $9,467.18
Disclosure

SEC source: 0001140361-18-016529 · doc1.xml · nonDerivative · entry 1

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 23, 2018 Filed Mar 28, 2018 01:17 UTC READING INTERNATIONAL INC RDI · Entity 5662 Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-015302 · doc1.xml · derivative · entry 2

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Class A Non-Voting Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: On March 23, 2017, the reporting person was granted 2,282 restricted stock units, vesting in four equal installments commencing on the first anniversary of the Date of Grant.

F2 · derivative.expiration_date: On March 23, 2017, the reporting person was granted 2,282 restricted stock units, vesting in four equal installments commencing on the first anniversary of the Date of Grant.

Read SEC document
March 23, 2018 Filed Mar 28, 2018 01:17 UTC READING INTERNATIONAL INC RDI · Entity 5662 Exercise / conversionClass A Nonvoting Common Stock 571 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-015302 · doc1.xml · nonDerivative · entry 1

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 23:22 UTC READING INTERNATIONAL INC RDI · Entity 5662 Disposition to issuerClass A Nonvoting Common Stock 567 $16.70 $9,468.90
Disclosure

SEC source: 0001140361-18-015057 · doc1.xml · nonDerivative · entry 1

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,567

Read SEC document
March 10, 2018 Filed Mar 13, 2018 23:46 UTC READING INTERNATIONAL INC RDI · Entity 5662 Exercise / conversionRestricted Stock Units · Derivative 567 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013337 · doc1.xml · derivative · entry 2

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132

Underlying: Class A Non-Voting Common Stock · 567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: On March 10, 2016, the reporting person was granted 2,266 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 10, 2016, the reporting person was granted 2,266 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 23:46 UTC READING INTERNATIONAL INC RDI · Entity 5662 Exercise / conversionClass A Nonvoting Common Stock 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-013337 · doc1.xml · nonDerivative · entry 1

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
December 19, 2017 Filed Apr 2, 2018 22:29 UTC READING INTERNATIONAL INC RDI · Entity 5662 Disposition to issuerClass A Non-Voting Common Stock 6,567 $16.01 $105,137.67
Disclosure

SEC source: 0001140361-18-016530 · doc1.xml · nonDerivative · entry 1

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571

F1 · balance_after: Remarks: Since this transaction, the reporting person has received 1,138 Class A shares from two RSU vestings, reported on separate Form 4's dated 3/13/2018 and 3/27/2018. The reporting person has subsequently sold 567 Class A shares.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:41 UTC READING INTERNATIONAL INC RDI · Entity 5662 GrantStock Option; Right to Buy; Class A Non-Voting Common Stock · Derivative 10,535 $0.00 Strike: $15.97 $0.00
Disclosure

SEC source: 0001140361-17-013486 · doc1.xml · derivative · entry 2

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,324

Underlying: Class A Non-Voting Common Stock · 10,535 shares

Expires 2022-03-22

F2 · derivative.exercise_date: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:41 UTC READING INTERNATIONAL INC RDI · Entity 5662 GrantRestricted Stock Units · Derivative 2,282 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-013486 · doc1.xml · derivative · entry 1

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,981

Underlying: Class A Non-Voting Common Stock · 2,282 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant.

F2 · derivative.expiration_date: Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant.

Read SEC document
March 10, 2017 Filed Mar 27, 2017 21:40 UTC READING INTERNATIONAL INC RDI · Entity 5662 Exercise / conversionRestricted Stock Units · Derivative 567 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-013484 · doc1.xml · derivative · entry 2

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699

Underlying: Class A Non-Voting Common Stock · 567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: On March 10, 2016, the reporting person was granted 2,266 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 10, 2016, the reporting person was granted 2,266 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 10, 2017 Filed Mar 27, 2017 21:40 UTC READING INTERNATIONAL INC RDI · Entity 5662 Exercise / conversionClass A Nonvoting Common Stock 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013484 · doc1.xml · nonDerivative · entry 1

Smith Wayne D · CIK 0001307074 · Managing Director- Aust. & NZ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.