Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LOWES COMPANIES INCLOW · Entity 2896 | SVP, Dep Gen Cnsl, Asst Secy | March 14, 2012 | March 15, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LOWES COMPANIES INC
Report date March 14, 2012 · Filed March 15, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,433 |
Ending reported balance
After 2012-03-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2012-03-14 · Exercise / conversion · Acquired 2,400 · Balance 18,833 Row 2 · 2012-03-14 · Sale · Disposed 2,400 · Balance 16,433 F1: This transaction was executed in multiple trades at prices ranging from $30.26 to $30.262. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2016-03-01 | Direct | 9,940 |
Reported balance
After 2012-03-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2012-03-14 · Exercise / conversion · Disposed 2,400 · Balance 9,940 F2: The option vests in three annual installments beginning on March 1, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $30.26 to $30.262. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The option vests in three annual installments beginning on March 1, 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2012 Filed Mar 15, 2012 19:19 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,400 | $0.00 Strike: $15.84 | $0.00 |
DisclosureSEC source: 0000060667-12-000080 · edgardoc.xml · derivative · entry 3 Saura Janet M · CIK 0001492446 · SVP, Dep Gen Cnsl, Asst Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,940 Underlying: Common Stock · 2,400 shares Expires 2016-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2010. Read SEC document |
| March 14, 2012 Filed Mar 15, 2012 19:19 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 2,400 | $30.26 | $72,627.36 |
DisclosureSEC source: 0000060667-12-000080 · edgardoc.xml · nonDerivative · entry 2 Saura Janet M · CIK 0001492446 · SVP, Dep Gen Cnsl, Asst Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,433 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.26 to $30.262. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2012 Filed Mar 15, 2012 19:19 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 2,400 | $15.84 | $38,016.00 |
DisclosureSEC source: 0000060667-12-000080 · edgardoc.xml · nonDerivative · entry 1 Saura Janet M · CIK 0001492446 · SVP, Dep Gen Cnsl, Asst Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 18:13 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 17,000 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0000060667-12-000041 · edgardoc.xml · derivative · entry 4 Saura Janet M · CIK 0001492446 · SVP, Dep Gen Cnsl, Asst Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2019-03-01 F4 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2013. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 18:13 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-12-000041 · edgardoc.xml · nonDerivative · entry 3 Saura Janet M · CIK 0001492446 · SVP, Dep Gen Cnsl, Asst Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,433 F3 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on March 1, 2015. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 18:13 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 1,265 | $28.38 | $35,900.70 |
DisclosureSEC source: 0000060667-12-000041 · edgardoc.xml · nonDerivative · entry 2 Saura Janet M · CIK 0001492446 · SVP, Dep Gen Cnsl, Asst Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,433 F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2009. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 18:13 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 360 | $28.38 | $10,216.80 |
DisclosureSEC source: 0000060667-12-000041 · edgardoc.xml · nonDerivative · entry 1 Saura Janet M · CIK 0001492446 · SVP, Dep Gen Cnsl, Asst Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,698 F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2007. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 19:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $25.50 | $0.00 |
DisclosureSEC source: 0000060667-11-000040 · edgardoc.xml · derivative · entry 3 Saura Janet M · CIK 0001492446 · SVP Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2018-03-01 F3 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2012. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 19:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 493 | $25.50 | $12,571.50 |
DisclosureSEC source: 0000060667-11-000040 · edgardoc.xml · nonDerivative · entry 2 Saura Janet M · CIK 0001492446 · SVP Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,058 F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2008. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 19:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-11-000040 · edgardoc.xml · nonDerivative · entry 1 Saura Janet M · CIK 0001492446 · SVP Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,551 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on March 1, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.