Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Childrens Place, Inc.PLCE · Entity 7136 | Director · Chairman of the Board | February 05, 2024 | February 16, 2024 |
| Grocery Outlet Holding Corp.GO · Entity 4840 | Director | December 15, 2022 | December 16, 2022 |
| PROGRESSIVE CORP/OH/PGR · Entity 193 | Director | March 29, 2012 | April 02, 2012 |
| Party City Holdco Inc.PRTY · Entity 108808 | Director | June 13, 2022 | June 15, 2022 |
| Spectrum Brands Holdings, Inc.SPB · Entity 4515 | Director | December 02, 2020 | December 23, 2020 |
| ThredUp Inc.TDUP · Entity 1057 | Director | May 25, 2022 | May 27, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Childrens Place, Inc.
Report date February 05, 2024 · Filed February 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 140,476 |
Reported balance
After 2024-02-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-05 · Grant · Acquired 9,472 · Balance 140,476 F1: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on February 5, 2024. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan and the execution of the underlying stock award agreement. The stock award agreement for these shares were fully executed on February 15, 2024. F2: Includes dividend equivalent shares that have accrued thereon. |
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | IndirectAs trustee | 15,000 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,000 F3: As trustee of The Matthews Family 2020 Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on February 5, 2024. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan and the execution of the underlying stock award agreement. The stock award agreement for these shares were fully executed on February 15, 2024.
F2: Includes dividend equivalent shares that have accrued thereon.
F3: As trustee of The Matthews Family 2020 Trust.
Grocery Outlet Holding Corp.
Report date December 15, 2022 · Filed December 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,762 |
Reported balance
After 2022-12-15 transaction · row 1
1 source rowRow 1 · 2022-12-15 · Grant · Acquired 802 · Balance 38,762 F1: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors. |
| Common StockSEC Table I · non-derivative | IndirectBy Matthews Family Trust | 73,849 |
Reported balance
Holding disclosure · report date 2022-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73,849 F2: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.
F2: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.
PROGRESSIVE CORP/OH/
Report date March 29, 2012 · Filed April 02, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 136,780 |
Reported balance
After 2012-03-29 transaction · row 1
1 source rowRow 1 · 2012-03-29 · Disposition to issuer · Disposed 9,572 · Balance 136,780 F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. |
| Phantom Stock Unit / (Rest. Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 63,586.2222 |
Reported balance
After 2012-03-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2012-03-29 · Grant · Acquired 9,572 · Balance 63,586.2222 F2: 1 for 1. F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. F3: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. |
| CommonSEC Table I · non-derivative | IndirectIRA | 6,000 |
Reported balance
Holding disclosure · report date 2012-03-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan.
F2: 1 for 1.
F3: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan.
Party City Holdco Inc.
Report date June 13, 2022 · Filed June 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 356,361 |
Reported balance
After 2022-06-13 transaction · row 1
1 source rowRow 1 · 2022-06-13 · Grant · Acquired 30,000 · Balance 356,361 F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Alice Banks GST Trust FBO Joanne Matthews | 36,800 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,800 |
| Common StockSEC Table I · non-derivative | IndirectThe Matthews Family 2020 Trust | 689,000 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 689,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.
Spectrum Brands Holdings, Inc.
Report date December 02, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,960 |
Last balance in matching sequence
After 2020-12-22 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-12-02 · Gift · Disposed 20,480 · Balance 12,640 F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Row 3 · 2020-12-04 · Gift · Disposed 7,213 · Balance 5,427 F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Row 5 · 2020-12-22 · Grant · Acquired 3,533 · Balance 8,960 F1: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date. F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 27,693 |
Last balance in matching sequence
After 2020-12-04 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-12-02 · Gift · Acquired 20,480 · Balance 20,480 F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes. Row 4 · 2020-12-04 · Gift · Acquired 7,213 · Balance 27,693 F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.
F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.
F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.
F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes.
ThredUp Inc.
Report date May 25, 2022 · Filed May 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 15,311 |
Reported balance
After 2022-05-25 transaction · row 1
1 source rowRow 1 · 2022-05-25 · Grant · Acquired 1,634 · Balance 15,311 F1: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spectrum Brands Legacy, Inc.
Report date July 13, 2018 · Filed July 17, 2018
Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 1
1 source rowRow 1 · 2018-07-13 · Disposition to issuer · Disposed 25,907 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger. F2: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.
F2: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2004 Filed Jan 27, 2004 15:14 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionDirector Option · Derivative | 6,000 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0000080661-04-000039 · f4fornsm1.xml · derivative · entry 3 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,767 Underlying: Common · 6,000 shares Expires 2004-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2004 Filed Jan 27, 2004 15:14 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 6,000 | $11.10 | $66,625.80 |
DisclosureSEC source: 0000080661-04-000039 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 16:44 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 132.755 | $83.59 Strike: $0.00 | $11,096.99 |
DisclosureSEC source: 0000080661-04-000013 · f4fornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,012.5129 Underlying: Common · 132.755 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| December 31, 2003 Filed Feb 12, 2004 23:12 UTC Amendment | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 108.812 | $83.59 | $9,095.60 |
DisclosureSEC source: 0000080661-04-000052 · primary_doc.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,932.7281 Underlying: Common · 108.812 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: On December 31, 2003, the Reporting Person was erroneously credited with 132.755 phantom stock units, when he should have been credited with 108.812 units. On February 10, 2003, the Company retroactively corrected the error and adjusted the Reporting Person's phantom stock account, as reported on this Amended Form 4. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the Reporting Person, subject to the vesting provisions of the Plan. F3 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the Reporting Person, subject to the vesting provisions of the Plan. F4 · balance_after: The Reporting Person was also erroneously over-credited with 33.7211 phantom stock units on March 31, 2003, and with 28.9491 units on September 30, 2003. In addition, the Reporting person was erroneously under-credited by 6.8284 units on June 30, 2003. On February 10, 2004, the Company retroactively corrected these errors, and the resulting adjustments are reflected in the total units held as of December 31, 2003, as reported on this Amended Form 4. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 18:16 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 117.1188 | $69.11 Strike: $0.00 | $8,094.08 |
DisclosureSEC source: 0000080661-03-000126 · f4fornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,879.7579 Underlying: Common · 117.1188 shares Expires 1988-08-08 F1 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F1 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 22:36 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 226.9272 | $73.10 Strike: $0.00 | $16,588.38 |
DisclosureSEC source: 0000080661-03-000095 · f4fornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762.6391 Underlying: Common · 226.9272 shares Expires 1988-08-08 F1 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F1 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.