Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Childrens Place, Inc.PLCE · Entity 7136 | Director · Chairman of the Board | February 05, 2024 | February 16, 2024 |
| Grocery Outlet Holding Corp.GO · Entity 4840 | Director | December 15, 2022 | December 16, 2022 |
| PROGRESSIVE CORP/OH/PGR · Entity 193 | Director | March 29, 2012 | April 02, 2012 |
| Party City Holdco Inc.PRTY · Entity 108808 | Director | June 13, 2022 | June 15, 2022 |
| Spectrum Brands Holdings, Inc.SPB · Entity 4515 | Director | December 02, 2020 | December 23, 2020 |
| ThredUp Inc.TDUP · Entity 1057 | Director | May 25, 2022 | May 27, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Childrens Place, Inc.
Report date February 05, 2024 · Filed February 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 140,476 |
Reported balance
After 2024-02-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-05 · Grant · Acquired 9,472 · Balance 140,476 F1: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on February 5, 2024. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan and the execution of the underlying stock award agreement. The stock award agreement for these shares were fully executed on February 15, 2024. F2: Includes dividend equivalent shares that have accrued thereon. |
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | IndirectAs trustee | 15,000 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,000 F3: As trustee of The Matthews Family 2020 Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on February 5, 2024. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan and the execution of the underlying stock award agreement. The stock award agreement for these shares were fully executed on February 15, 2024.
F2: Includes dividend equivalent shares that have accrued thereon.
F3: As trustee of The Matthews Family 2020 Trust.
Grocery Outlet Holding Corp.
Report date December 15, 2022 · Filed December 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,762 |
Reported balance
After 2022-12-15 transaction · row 1
1 source rowRow 1 · 2022-12-15 · Grant · Acquired 802 · Balance 38,762 F1: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors. |
| Common StockSEC Table I · non-derivative | IndirectBy Matthews Family Trust | 73,849 |
Reported balance
Holding disclosure · report date 2022-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73,849 F2: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.
F2: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.
PROGRESSIVE CORP/OH/
Report date March 29, 2012 · Filed April 02, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 136,780 |
Reported balance
After 2012-03-29 transaction · row 1
1 source rowRow 1 · 2012-03-29 · Disposition to issuer · Disposed 9,572 · Balance 136,780 F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. |
| Phantom Stock Unit / (Rest. Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 63,586.2222 |
Reported balance
After 2012-03-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2012-03-29 · Grant · Acquired 9,572 · Balance 63,586.2222 F2: 1 for 1. F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. F3: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. |
| CommonSEC Table I · non-derivative | IndirectIRA | 6,000 |
Reported balance
Holding disclosure · report date 2012-03-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan.
F2: 1 for 1.
F3: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan.
Party City Holdco Inc.
Report date June 13, 2022 · Filed June 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 356,361 |
Reported balance
After 2022-06-13 transaction · row 1
1 source rowRow 1 · 2022-06-13 · Grant · Acquired 30,000 · Balance 356,361 F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Alice Banks GST Trust FBO Joanne Matthews | 36,800 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,800 |
| Common StockSEC Table I · non-derivative | IndirectThe Matthews Family 2020 Trust | 689,000 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 689,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.
Spectrum Brands Holdings, Inc.
Report date December 02, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,960 |
Last balance in matching sequence
After 2020-12-22 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-12-02 · Gift · Disposed 20,480 · Balance 12,640 F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Row 3 · 2020-12-04 · Gift · Disposed 7,213 · Balance 5,427 F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Row 5 · 2020-12-22 · Grant · Acquired 3,533 · Balance 8,960 F1: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date. F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 27,693 |
Last balance in matching sequence
After 2020-12-04 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-12-02 · Gift · Acquired 20,480 · Balance 20,480 F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes. Row 4 · 2020-12-04 · Gift · Acquired 7,213 · Balance 27,693 F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.
F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.
F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.
F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes.
ThredUp Inc.
Report date May 25, 2022 · Filed May 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 15,311 |
Reported balance
After 2022-05-25 transaction · row 1
1 source rowRow 1 · 2022-05-25 · Grant · Acquired 1,634 · Balance 15,311 F1: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spectrum Brands Legacy, Inc.
Report date July 13, 2018 · Filed July 17, 2018
Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 1
1 source rowRow 1 · 2018-07-13 · Disposition to issuer · Disposed 25,907 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger. F2: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.
F2: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2019 Filed Jun 24, 2019 18:57 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 7,984 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018010 · doc4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,165 F1 · shares: Represents restricted stock units previously granted to the reporting person on March 30, 2019, reported on a post-split basis to reflect the stock split which occurred on June 6, 2019. These restricted stock units are scheduled to vest in three equal annual installments, on December 31, 2019, 2020 and 2021. These restricted stock units were already reflected on the reporting person's previously filed Form 3. F1 · balance_after: Represents restricted stock units previously granted to the reporting person on March 30, 2019, reported on a post-split basis to reflect the stock split which occurred on June 6, 2019. These restricted stock units are scheduled to vest in three equal annual installments, on December 31, 2019, 2020 and 2021. These restricted stock units were already reflected on the reporting person's previously filed Form 3. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 22:30 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 475 | $89.62 | $42,569.50 |
DisclosureSEC source: 0001144204-19-005907 · tv512918_form4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,414 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 13, 2018 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.48 to $89.76, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 22:05 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 1,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-005382 · tv512597_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,939 F1 · shares: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on Monday, February 4, 2019. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 16:50 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock, par value $0.01 per share ("Common Stock") | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-19-000052 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,139 F1 · shares: Grant of Common Stock under an election offered by Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 17:33 UTC | Party City Holdco Inc. PRTY · Entity 108808 | PurchaseCommon Stock | 36,800 | $10.75 | $395,600.00 |
DisclosureSEC source: 0000904454-18-000720 · edgar.xml · nonDerivative · entry 2 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alice Banks GST Trust FBO Joanne Matthews Disclosed balance after: 36,800 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $10.73 to $10.75, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 17:33 UTC | Party City Holdco Inc. PRTY · Entity 108808 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 9,200 | $10.75 | $98,900.00 |
DisclosureSEC source: 0000904454-18-000720 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,565 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $10.73 to $10.75, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 22:18 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 294 | $145.10 | $42,659.40 |
DisclosureSEC source: 0001144204-18-059432 · tv507062_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,972 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 4, 2017 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.91 to $145.29, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:49 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 3,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001997 · ownership.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,186 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 17:12 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock, par value $0.01 per share ("Common Stock") | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000617 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,365 F1 · shares: Grant of Common Stock under an election offered Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 21:02 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 329 | $129.48 | $42,598.92 |
DisclosureSEC source: 0001144204-18-043651 · tv500710_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,678 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 4, 2017 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.33 to $129.53, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:36 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 25,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001576 · ownership.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,907 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 16:04 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Disposition to issuerCommon Stock | 25,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-18-000143 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger. F2 · shares: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 18:08 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock, par value $0.01 per share ("Common Stock") | 1,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000473 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,655 F1 · shares: Grant of Common Stock under an election offered Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 18:12 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock | 8,169 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000414 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,899 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:08 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 331 | $128.74 | $42,612.94 |
DisclosureSEC source: 0001144204-18-027695 · tv493887_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,349 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 4, 2017 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.60 to $128.80, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 16:42 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon stock, par value $0.01 per share ("Common Stock") | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000321 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,730 F1 · shares: Grant of Common Stock under an election offered by Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 21:01 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 288 | $147.88 | $42,589.44 |
DisclosureSEC source: 0001144204-18-006951 · tv485489_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,018 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 4, 2017 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.45 to $148.40, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 22:01 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 987 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-006340 · tv485122_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,730 F1 · shares: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on Monday, February 5, 2018. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 20:21 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 389 | $109.35 | $42,537.15 |
DisclosureSEC source: 0001144204-17-056208 · tv478620_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,743 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 14, 2016 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 16:15 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | GrantCommon Stock | 2,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000908834-17-000210 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,907 F1 · shares: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2018, if Reporting Person is a director of the Issuer on such date. F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:57 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 378 | $112.55 | $42,543.90 |
DisclosureSEC source: 0001144204-17-040934 · v472626_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,354 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 14, 2016 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:45 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantStock Option (right to buy) · Derivative | 4,361 | $0.00 Strike: $16.05 | $0.00 |
DisclosureSEC source: 0000904454-17-000432 · edgar.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,361 Underlying: Common Stock · 4,361 shares Expires 2027-06-07 F1 · derivative.exercise_price: The stock option award has an exercise price equal to the closing price of the Issuer's common stock on the NYSE on the date of grant. F2 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the first to occur of (a) the first anniversary of the date of grant, (b) the termination of the Reporting Person's employment as a result of his or her death or (c) a change of control, subject, in each case, to the Reporting Person's continued employment through the applicable date. Read SEC document |
| May 04, 2017 Filed May 10, 2017 00:14 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 364 | $116.81 | $42,518.84 |
DisclosureSEC source: 0001144204-17-025734 · v466588_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,976 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 14, 2016 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:36 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 433 | $98.27 | $42,550.91 |
DisclosureSEC source: 0001144204-17-006285 · v458531_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,612 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 14, 2016 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $98.20 to $98.35, inclusive. The reporting person undertakes to provide to The Children's Place, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 00:16 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-005445 · v458187_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,179 F1 · shares: Represents shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on Monday, January 30, 2017. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:37 UTC | Childrens Place, Inc. PLCE · Entity 7136 | SaleCommon Stock, par value $0.10 per share | 40,995 | $100.00 | $4,099,500.00 |
DisclosureSEC source: 0001144204-16-136381 · v453894_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of The Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,706 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.60 to $101.00, inclusive. The reporting person undertakes to provide to The Children's Place, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:20 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 582 | $73.24 | $42,625.68 |
DisclosureSEC source: 0001144204-16-132202 · v452468_4.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of The Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,701 F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 2, 2015 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $73.10 to $73.25, inclusive. The reporting person undertakes to provide to The Children's Place, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:17 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | GrantCommon Stock | 1,779 | $0.00 | $0.00 |
DisclosureSEC source: 0000908834-16-000712 · edgar.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,594 F1 · price: Reporting Person was awarded 1,779 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2017 if Reporting Person is a director of the Issuer on such date. F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014 and that are scheduled to vest in full on January 1, 2024. F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013 and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Read SEC document |
| March 29, 2012 Filed Apr 2, 2012 15:23 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 9,572 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000080661-12-000064 · f4fornsm1.xml · derivative · entry 3 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,586.2222 Underlying: Common · 9,572 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 29, 2012 Filed Apr 2, 2012 15:23 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 9,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000080661-12-000064 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,780 F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 21:36 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 1,019.3448 | $21.17 Strike: $0.00 | $21,579.53 |
DisclosureSEC source: 0000080661-12-000030 · f4fornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,014.2222 Underlying: Common · 1,019.3448 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 29, 2011 Filed May 2, 2011 20:08 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 9,572 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-11-000073 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,352 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| March 23, 2011 Filed Mar 24, 2011 20:05 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 10,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-11-000063 · f4fornsm1.xml · derivative · entry 3 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,994.8774 Underlying: Common · 10,068 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 23, 2011 Filed Mar 24, 2011 20:05 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-11-000063 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,780 F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. Read SEC document |
| March 04, 2011 Filed Mar 7, 2011 18:55 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 25,000 | $20.81 | $520,250.00 |
DisclosureSEC source: 0000080661-11-000051 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,848 F1 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $20.59 to $21.07, inclusive. The reporting person undertakes to provide to The Progressive Corporation, any security holder of The Progressive Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 1. Read SEC document |
| February 04, 2011 Filed Feb 8, 2011 20:33 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 836.9706 | $20.05 Strike: $0.00 | $16,781.26 |
DisclosureSEC source: 0000080661-11-000045 · f4fornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,926.8774 Underlying: Common · 836.9706 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| December 29, 2010 Filed Dec 30, 2010 21:04 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 2,028.4294 | $19.75 Strike: $0.00 | $40,061.48 |
DisclosureSEC source: 0000080661-10-000109 · f4fornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,033.048 Underlying: Common · 2,028.4294 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| December 29, 2010 Filed Jan 12, 2011 21:45 UTC Amendment | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 2,028.4294 | $19.75 Strike: $0.00 | $40,061.48 |
DisclosureSEC source: 0000080661-11-000025 · f4afornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,089.9068 Underlying: Common · 2,028.4294 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. The reporting person's December 30, 2010 Form 4 improperly reported this acquisition as a disposition (D) of phantom shares in Column 5 of Table II thereof. This Form 4 amends the December 30, 2010 Form 4 to properly report the transaction as an acquisition (A) of phantom shares in Column 5 of Table II. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| July 15, 2010 Filed Jul 19, 2010 18:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversion2002 Director Option · Derivative | 11,497 | $0.00 Strike: $13.14 | $0.00 |
DisclosureSEC source: 0000080661-10-000085 · f4fornsm1.xml · derivative · entry 6 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 11,497 shares Expires 2012-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2010 Filed Jul 19, 2010 18:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversion2001 Director Option · Derivative | 18,951 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0000080661-10-000085 · f4fornsm1.xml · derivative · entry 5 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,951 shares Expires 2011-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2010 Filed Jul 19, 2010 18:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 30,448 | $20.00 | $608,960.00 |
DisclosureSEC source: 0000080661-10-000085 · f4fornsm1.xml · nonDerivative · entry 3 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,848 Read SEC document |
| July 15, 2010 Filed Jul 19, 2010 18:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 11,497 | $13.14 | $151,065.98 |
DisclosureSEC source: 0000080661-10-000085 · f4fornsm1.xml · nonDerivative · entry 2 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2010 Filed Jul 19, 2010 18:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 18,951 | $8.57 | $162,370.27 |
DisclosureSEC source: 0000080661-10-000085 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2010 Filed Apr 26, 2010 15:21 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 11,119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000058 · f4fornsm1.xml · derivative · entry 3 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,061.4774 Underlying: Common · 11,119 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| April 23, 2010 Filed Apr 26, 2010 15:21 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 11,119 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000058 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,780 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 18:55 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000073 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,848 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| March 05, 2010 Filed Mar 9, 2010 22:58 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 282.7413 | $16.35 Strike: $0.00 | $4,622.82 |
DisclosureSEC source: 0000080661-10-000032 · f4fornsm1.xml · derivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,942.4774 Underlying: Common · 282.7413 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · shares: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividends, will be paid out in cash at the time elected by the reporting person, subject to the vesting provisions of the plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| January 11, 2010 Filed Jan 13, 2010 15:55 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionPhantom Stock Unit / (Rest. Stock) · Derivative | 5,080.9143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000018 · f4fornsm1.xml · derivative · entry 4 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,659.7361 Underlying: Common · 5,080.9143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1. F2 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| January 11, 2010 Filed Jan 13, 2010 15:55 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 512.9143 | $17.59 | $9,022.16 |
DisclosureSEC source: 0000080661-10-000018 · f4fornsm1.xml · nonDerivative · entry 2 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,899 Read SEC document |
| January 11, 2010 Filed Jan 13, 2010 15:55 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 5,080.9143 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000018 · f4fornsm1.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,411.9143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.