Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHART INDUSTRIES INCGTLS · Entity 30179 | Director | April 02, 2018 | April 04, 2018 |
| DANA IncDAN · Entity 6 | Director | March 23, 2018 | March 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHART INDUSTRIES INC
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 13,214 |
Reported balance
After 2018-04-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 435 · Balance 13,214 F1: These securities were granted on April 2, 2018, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities were granted on April 2, 2018, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.
DANA Inc
Report date March 23, 2018 · Filed March 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 3,298 |
Reported balance
After 2018-03-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-23 · Grant · Acquired 227 · Balance 3,298 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 4, 2018 18:39 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 435 | $0.00 | $0.00 |
DisclosureSEC source: 0000892553-18-000052 · wf-form4_152286716050574.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,214 F1 · security: These securities were granted on April 2, 2018, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 20:44 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006702 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,298 Underlying: Common Stock, par value $0.01 · 227 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:31 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 4,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003581 · doc4.xml · derivative · entry 5 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284 Underlying: Common Stock, par value $0.01 · 4,284 shares Expires not disclosed F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:31 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003581 · doc4.xml · derivative · entry 4 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 5,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:31 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003581 · doc4.xml · derivative · entry 3 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,071 Underlying: Common Stock, par value $0.01 · 59 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:31 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 59 | $28.01 | $1,652.59 |
DisclosureSEC source: 0001225208-18-003581 · doc4.xml · nonDerivative · entry 2 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:31 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 5,940 | $28.01 | $166,379.40 |
DisclosureSEC source: 0001225208-18-003581 · doc4.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:24 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0000892553-18-000013 · wf-form4_151508307493854.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,779 F1 · security: These securities were granted on January 2, 2018, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan. F2 · balance_after: Includes 10,977 shares which have been deferred. 10,946 of the deferred shares were granted by the Issuer under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, and 31 of the deferred shares were granted by the Issuer under the Chart Industries, Inc. 2017 Omnibus Equity Plan. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:42 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018240 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,130 Underlying: Common Stock, par value $0.01 · 100 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 19:56 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionStock Option - Right to Buy · Derivative | 2,321 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001225208-17-016731 · doc4.xml · derivative · entry 3 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 2,321 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 19:56 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 2,321 | $29.62 | $68,758.46 |
DisclosureSEC source: 0001225208-17-016731 · doc4.xml · nonDerivative · entry 2 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,819 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 19:56 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 2,321 | $11.66 | $27,062.86 |
DisclosureSEC source: 0001225208-17-016731 · doc4.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 18:11 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 636 | $0.00 | $0.00 |
DisclosureSEC source: 0000892553-17-000054 · wf-form4_150714070204669.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,263 F1 · security: These securities were granted on October 2, 2017, in an exempt transaction, pursuant to the terms of stock award agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan and the 2017 Omnibus Equity Plan, and deferred under the stock award agreements until a future date. F2 · balance_after: Includes 10,977 shares which have been deferred. 10,946 of the deferred shares were granted under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, and 31 of the deferred shares were granted under the Chart Industries, Inc. 2017 Omnibus Equity Plan. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:16 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014680 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Underlying: Common Stock, par value $0.01 · 140 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:17 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044195 · doc4.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 F1 · security: These securities were granted on July 3, 2017 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and deferred under the stock award agreement until a future date. F2 · balance_after: Includes 10,341 shares which have been deferred. The deferred shares herein were granted by the Issuer under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 19:27 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010954 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 Underlying: Common Stock, par value $0.01 · 160 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 23:06 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025826 · doc4.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,980 F1 · security: These securities were granted on April 3, 2017 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and deferred under the stock award agreement until a future date. F2 · balance_after: Includes 9,694 shares which have been deferred. The deferred shares herein were granted by the Issuer under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 19:59 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006840 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762 Underlying: Common Stock, par value $0.01 · 222 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 9,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004860 · doc4.xml · derivative · entry 4 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,444 Underlying: Common Stock, par value $0.01 · 9,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004860 · doc4.xml · derivative · entry 3 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,540 Underlying: Common Stock, par value $0.01 · 168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004860 · doc4.xml · nonDerivative · entry 2 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 20:38 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 9,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004860 · doc4.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 17:40 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003884 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,940 Underlying: Common Stock, par value $0.01 · 5,940 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:39 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002363 · doc4.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,269 F1 · security: These securities were granted on January 3, 2017 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and deferred under the stock award agreement until a future date. F2 · balance_after: Includes 8,983 shares which have been deferred. The deferred shares herein were granted by the Issuer under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 20:26 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000068 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,256 Underlying: Common Stock, par value $0.01 · 1,185 shares Expires not disclosed F1 · security: Restricted stock units granted as a result of Reporting Person's election to defer a portion of his annual retainer paid for service on issuer's Board of Directors pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F3 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F4 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. F4 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:24 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042677 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,708 Underlying: Common Stock, par value $0.01 · 210 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:45 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145014 · doc4.xml · nonDerivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,609 F1 · security: These securities were granted on October 3, 2016 pursuant to the terms of a stock award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and deferred under the stock award agreement until a future date. F2 · balance_after: Includes 8,323 shares which have been deferred. The deferred shares herein were granted by the Issuer under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 15:09 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039896 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,071 Underlying: Common Stock, par value $0.01 · 1,443 shares Expires not disclosed F1 · security: Restricted stock units granted as a result of Reporting Person's election to defer a portion of his annual retainer paid for service on issuer's Board of Directors pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F3 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F4 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. F4 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:16 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039287 · doc4.xml · derivative · entry 1 Keating Terrence J · CIK 0001322662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,498 Underlying: Common Stock, par value $0.01 · 248 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.