Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940 | SVP, Corporate Services | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS MINERALS INTERNATIONAL INC
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock Unit(ROIC)SEC Table II · derivative / convertible security · Expires 2021-04-02 | Direct | 1,983 |
Reported balance
After 2018-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-02 · Grant · Acquired 1,983 · Balance 1,983 F3: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period. |
| Performance Stock Unit(rTSR)SEC Table II · derivative / convertible security · Expires 2021-04-02 | Direct | 1,754 |
Reported balance
After 2018-04-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-02 · Grant · Acquired 1,754 · Balance 1,754 F4: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Issuer's peer group over a three-year performance period. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-04-02 | Direct | 1,983 |
Reported balance
After 2018-04-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-02 · Grant · Acquired 1,983 · Balance 1,983 F5: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2018 financial performance. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.50 · Expires 2025-04-02 | Direct | 13,933 |
Reported balance
After 2018-04-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-02 · Grant · Acquired 13,933 · Balance 13,933 F6: This stock option award vests in four equal annual installments of 25% each, beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 5,394 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,394 F1: Of the reported shares, 15 shares are held jointly with the Reporting Person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectCompany 401(k) Plan | 204 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 204 F2: The reported number is based on a 401(k) plan statement dated as of April 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the reported shares, 15 shares are held jointly with the Reporting Person's spouse.
F2: The reported number is based on a 401(k) plan statement dated as of April 2, 2018.
F3: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period.
F4: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Issuer's peer group over a three-year performance period.
F5: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2018 financial performance.
F6: This stock option award vests in four equal annual installments of 25% each, beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 4, 2018 22:32 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantStock Option (Right to Buy) · Derivative | 13,933 | $0.00 Strike: $59.50 | $0.00 |
DisclosureSEC source: 0001227654-18-000078 · wf-form4_152288112118109.xml · derivative · entry 6 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,933 Underlying: Common Stock · 13,933 shares Expires 2025-04-02 F6 · derivative.exercise_date: This stock option award vests in four equal annual installments of 25% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:32 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 1,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000078 · wf-form4_152288112118109.xml · derivative · entry 5 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983 Underlying: Common Stock · 1,983 shares Expires 2021-04-02 F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2018 financial performance. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:32 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(rTSR) · Derivative | 1,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000078 · wf-form4_152288112118109.xml · derivative · entry 4 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,754 Underlying: Common Stock · 1,754 shares Expires 2021-04-02 F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Issuer's peer group over a three-year performance period. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:32 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(ROIC) · Derivative | 1,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000078 · wf-form4_152288112118109.xml · derivative · entry 3 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983 Underlying: Common Stock · 1,983 shares Expires 2021-04-02 F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period. Read SEC document |
| March 28, 2018 Filed Mar 28, 2018 21:51 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | PurchaseCommon Stock | 750 | $59.35 | $44,512.50 |
DisclosureSEC source: 0001227654-18-000055 · wf-form4_152227389671646.xml · nonDerivative · entry 1 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,394 F1 · kind: This purchase of shares is matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of 311 shares on March 12, 2018, which were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and release of restricted stock units. The March 12, 2018 sale was made to satisfy tax withholding obligations funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person has agreed to pay the Issuer $1,200.46, representing the full amount of profit realized in connection with the short-swing transaction. F2 · balance_after: Of the reported shares, 15 shares are held jointly with the Reporting Person's spouse. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:41 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | SaleCommon Stock | 311 | $63.21 | $19,658.31 |
DisclosureSEC source: 0001227654-18-000035 · wf-form4_152097366677362.xml · nonDerivative · entry 2 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,644 F2 · shares: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and release of the restricted stock units listed in Table II. This sale was made to satisfy tax withholding obligations funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $62.85 to $63.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:41 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionPerformance Stock Unit(rTSR) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000035 · wf-form4_152097366677362.xml · derivative · entry 6 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that was earned was calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Russell 3000 Index over a three-year performance period. F7 · shares: The reported number of securities represents 0% of the initial target number of shares subject to the performance stock unit award granted on March 10, 2015. No performance stock units were earned based on the Issuer's performance over the three-year performance period. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:41 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionPerformance Stock Unit(ROIC) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000035 · wf-form4_152097366677362.xml · derivative · entry 5 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that was earned was calculated based on the Issuer's return on invested capital over a three-year performance period. F7 · shares: The reported number of securities represents 0% of the initial target number of shares subject to the performance stock unit award granted on March 10, 2015. No performance stock units were earned based on the Issuer's performance over the three-year performance period. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:41 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 1,009 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000035 · wf-form4_152097366677362.xml · derivative · entry 4 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,009 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:41 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000035 · wf-form4_152097366677362.xml · nonDerivative · entry 1 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the reported shares, 15 shares are held jointly with the Reporting Person's spouse. The number of reported shares includes two shares inadvertently omitted from the Reporting Person's previous Form 4s. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:21 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantStock Option (Right to Buy) · Derivative | 12,765 | $0.00 Strike: $68.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000092 · wf-form4_149143809523946.xml · derivative · entry 6 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,765 Underlying: Common Stock · 12,765 shares Expires 2024-04-03 F5 · derivative.exercise_date: This stock option award vests in four equal annual installments of 25% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:21 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000092 · wf-form4_149143809523946.xml · derivative · entry 5 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,762 Underlying: Common Stock · 1,762 shares Expires 2020-04-03 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2017 financial performance. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:21 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(rTSR) · Derivative | 1,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000092 · wf-form4_149143809523946.xml · derivative · entry 4 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,544 Underlying: Common Stock · 1,544 shares Expires 2020-04-03 F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Russell 3000 Index over a three-year performance period. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:21 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(ROIC) · Derivative | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000092 · wf-form4_149143809523946.xml · derivative · entry 3 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,762 Underlying: Common Stock · 1,762 shares Expires 2020-04-03 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 21:45 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Tax withholdingCommon Stock | 601 | $68.59 | $41,222.59 |
DisclosureSEC source: 0001227654-17-000039 · wf-form4_148952791077723.xml · nonDerivative · entry 3 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,944 F1 · shares: Represents the number of shares sold to satisfy tax withholding obligations on the vesting and release of the restricted stock units and performance stock units. F2 · price: The 601 shares were traded in blocks at prices ranging from $68.10 to $70.00 per share. $68.59 is the weighted average sale price per share. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff or any security holder of the Issuer. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:45 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionPerformance Stock Unit · Derivative | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000039 · wf-form4_148952791077723.xml · derivative · entry 6 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 888 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The actual number of shares that was earned was calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Russell 3000 Index over a three-year performance period. F6 · shares: The reported number of securities represents 65.21% of the initial target number of shares subject to the performance stock unit award granted on March 10, 2014, which were earned based the Issuer's performance over the three-year performance period. F6 · derivative.underlying_shares: The reported number of securities represents 65.21% of the initial target number of shares subject to the performance stock unit award granted on March 10, 2014, which were earned based the Issuer's performance over the three-year performance period. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:45 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 826 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000039 · wf-form4_148952791077723.xml · derivative · entry 5 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 826 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:45 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000039 · wf-form4_148952791077723.xml · nonDerivative · entry 2 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:45 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 826 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000039 · wf-form4_148952791077723.xml · nonDerivative · entry 1 Berger Steven N. · CIK 0001578338 · SVP, Corporate Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.