Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP, Discovery and Development | March 31, 2012 | April 03, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date March 31, 2012 · Filed April 03, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 908 |
Reported balance
After 2012-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-03-31 · Grant · Acquired 7 · Balance 908 F1: Converted on a 1-for-1 basis. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Converted on a 1-for-1 basis.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2012 Filed Apr 3, 2012 22:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 7 | $51.27 | $358.89 |
DisclosureSEC source: 0001164727-12-000044 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,368 | $58.27 | $79,719.52 |
DisclosureSEC source: 0001164727-12-000035 · edgar.xml · nonDerivative · entry 5 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,827 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000035 · edgar.xml · nonDerivative · entry 4 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,195 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,750 | $58.14 | $334,301.55 |
DisclosureSEC source: 0001164727-12-000035 · edgar.xml · nonDerivative · entry 3 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,168 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $57.77 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,232 | $58.18 | $188,050.36 |
DisclosureSEC source: 0001164727-12-000035 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,918 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000035 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,150 Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 22:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,428 | $61.55 | $87,890.83 |
DisclosureSEC source: 0001164727-12-000020 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,423 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $61.13 to $61.80. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 21:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 5 | $60.01 | $300.05 |
DisclosureSEC source: 0001164727-12-000004 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| September 30, 2011 Filed Oct 3, 2011 20:42 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 4 | $62.90 | $251.60 |
DisclosureSEC source: 0001164727-11-000106 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| September 20, 2011 Filed Sep 22, 2011 21:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $42.06 | $0.00 |
DisclosureSEC source: 0001164727-11-000103 · edgar.xml · derivative · entry 4 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exercisable in three annual installments beginning April 30, 2008. Read SEC document |
| September 20, 2011 Filed Sep 22, 2011 21:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000103 · edgar.xml · nonDerivative · entry 3 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,851 Read SEC document |
| September 20, 2011 Filed Sep 22, 2011 21:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 20,000 | $68.00 | $1,360,000.00 |
DisclosureSEC source: 0001164727-11-000103 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,381 Read SEC document |
| September 20, 2011 Filed Sep 22, 2011 21:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 20,000 | $42.06 | $841,200.00 |
DisclosureSEC source: 0001164727-11-000103 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2011 Filed Dec 7, 2011 21:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000115 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,321 F1 · kind: Charitable gift to non-profit entity. Read SEC document |
| September 20, 2011 Filed Dec 7, 2011 21:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000115 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,471 F1 · kind: Charitable gift to non-profit entity. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 17:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0001164727-11-000100 · edgar.xml · derivative · entry 3 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2016-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in three annual installments beginning April 26, 2007. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 17:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 12,500 | $66.00 | $825,007.50 |
DisclosureSEC source: 0001164727-11-000100 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,381 F1 · price: This transaction was executed in multiple trades at prices between $66.00 and $66.01. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. F2 · balance_after: As of August 31, 2011, the reporting person held 963 shares of Newmont Mining Corporation common stock in his 401(k) Plan. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 17:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 12,500 | $57.71 | $721,375.00 |
DisclosureSEC source: 0001164727-11-000100 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $53.97 | $161.91 |
DisclosureSEC source: 0001164727-11-000093 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 20:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 43,000 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000070 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 43,000 shares Expires 2021-04-25 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 25, 2012. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 22:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $54.58 | $163.74 |
DisclosureSEC source: 0001164727-11-000059 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,192 | $55.02 | $175,620.33 |
DisclosureSEC source: 0001164727-11-000046 · edgar.xml · nonDerivative · entry 3 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,381 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010 solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices of $55.01 and $55.04. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F5 · balance_after: As of February 28, 2011 the reporting person held 863 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,733 | $54.97 | $150,236.29 |
DisclosureSEC source: 0001164727-11-000046 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,573 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $54.96 and $55.00. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000046 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,306 Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,396 | $55.88 | $78,006.94 |
DisclosureSEC source: 0001164727-11-000035 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,790 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011. F2 · price: This transaction was executed in multiple trades at prices of $55.87 and $55.88. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of February 28, 2011 the reporting person held 863 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000035 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,186 Read SEC document |
| February 25, 2011 Filed Mar 1, 2011 18:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 353 | $54.31 | $19,171.43 |
DisclosureSEC source: 0001164727-11-000018 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,444 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008. F2 · balance_after: As of February 28, 2011 the reporting person held 863 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 19:23 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,118 | $57.68 | $64,486.35 |
DisclosureSEC source: 0001164727-11-000012 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,797 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. F2 · price: This transaction was executed in multiple trades at prices of $57.68 and $57.78. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2011 the reporting person held 802 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 2 | $61.43 | $122.86 |
DisclosureSEC source: 0001164727-11-000003 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 19:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 2 | $62.81 | $125.62 |
DisclosureSEC source: 0001164727-10-000109 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 19:31 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $61.74 | $61.74 |
DisclosureSEC source: 0001164727-10-000103 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| June 16, 2010 Filed Jun 25, 2010 20:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000102 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,915 F1 · balance_after: As of May 31, 2010, the reporting person held 738 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 29, 2010 Filed May 3, 2010 23:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 37,481 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001164727-10-000085 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,481 Underlying: Common Stock · 37,481 shares Expires 2020-04-29 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 29, 2011. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 15:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $50.93 | $50.93 |
DisclosureSEC source: 0001164727-10-000063 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 00:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,320 | $50.76 | $117,763.20 |
DisclosureSEC source: 0001164727-10-000061 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,365 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010. F2 · price: This transaction was executed in multiple trades at prices of $50.74 and $50.76. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of February 28, 2010 the reporting person held 564 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 00:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 22,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000061 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,685 Read SEC document |
| February 25, 2010 Filed Feb 26, 2010 20:13 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 336 | $49.29 | $16,561.44 |
DisclosureSEC source: 0001164727-10-000039 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,838 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008. F2 · balance_after: As of January 31, 2010 the reporting person held 564 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 23:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,101 | $46.44 | $51,129.45 |
DisclosureSEC source: 0001164727-10-000030 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,174 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. F2 · price: This transaction was executed in multiple trades at prices of $46.42 and $46.4391. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2010 the reporting person held 564 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 09, 2010 Filed Feb 11, 2010 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 295 | $45.26 | $13,351.70 |
DisclosureSEC source: 0001164727-10-000023 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · EVP, Discovery & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,275 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2008. F2 · balance_after: As of January 31, 2010 the reporting person held 564 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 22:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $47.31 | $141.93 |
DisclosureSEC source: 0001164727-10-000005 · edgar.xml · derivative · entry 1 Lansdown Guy L P · CIK 0001407338 · Executive VP, Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,333 | $0.00 Strike: $44.49 | $0.00 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · derivative · entry 10 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,333 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in three annual installments beginning April 28, 2009, April 28, 2010, April 28, 2011. Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · derivative · entry 9 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2015-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options became exercisable in three annual installments beginning October 26, 2006, October 26, 2007, October 26, 2008. Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · derivative · entry 8 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2015-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exercisable in three annual installments beginning April 27, 2006, April 27, 2007, April 27, 2008. Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,000 | $54.83 | $109,660.00 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · nonDerivative · entry 7 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,570 Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 8,333 | $54.58 | $454,815.14 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · nonDerivative · entry 6 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,570 Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 8,333 | $44.49 | $370,735.17 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · nonDerivative · entry 5 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $54.58 | $204,675.00 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · nonDerivative · entry 4 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,570 Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $45.16 | $169,350.00 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · nonDerivative · entry 3 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $54.58 | $204,675.00 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · nonDerivative · entry 2 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,570 Read SEC document |
| November 25, 2009 Filed Nov 30, 2009 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $38.05 | $142,687.50 |
DisclosureSEC source: 0001164727-09-000128 · edgar.xml · nonDerivative · entry 1 Lansdown Guy L P · CIK 0001407338 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.