Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANNER CORPBANR · Entity 4398 | Executive Vice President | April 03, 2018 | April 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANNER CORP
Report date April 03, 2018 · Filed April 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par value per shareSEC Table I · non-derivative | Direct | 31,078 |
Reported balance
After 2018-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-03 · Tax withholding · Disposed 144 · Balance 31,078 F1: Shares relinquished to cover tax obligations on vesting of 591 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan. F2: Market price on April 3, 2018. F3: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares relinquished to cover tax obligations on vesting of 591 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan.
F2: Market price on April 3, 2018.
F3: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2018 Filed Apr 5, 2018 15:00 UTC | BANNER CORP BANR · Entity 4398 | Tax withholdingCommon Stock, $.01 par value per share | 144 | $54.93 | $7,909.92 |
DisclosureSEC source: 0000939057-18-000159 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,078 F1 · shares: Shares relinquished to cover tax obligations on vesting of 591 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan. F2 · price: Market price on April 3, 2018. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 15:23 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 2,595 | $54.88 | $142,413.60 |
DisclosureSEC source: 0000939057-18-000139 · primary_doc.xml · nonDerivative · entry 3 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,222 F6 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2018 and ends on December 31, 2020. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest. F5 · price: Market price on April 2, 2018. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 15:23 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 1,730 | $54.88 | $94,942.40 |
DisclosureSEC source: 0000939057-18-000139 · primary_doc.xml · nonDerivative · entry 2 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,627 F4 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on April 2, 2018 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest. F5 · price: Market price on April 2, 2018. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 15:23 UTC | BANNER CORP BANR · Entity 4398 | Tax withholdingCommon Stock, $.01 par value per share | 122 | $55.29 | $6,745.38 |
DisclosureSEC source: 0000939057-18-000139 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,897 F1 · shares: Shares relinquished to cover tax obligations on vesting of 516 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan. F2 · price: Market price on March 29, 2018. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 18:05 UTC | BANNER CORP BANR · Entity 4398 | Tax withholdingCommon Stock, $.01 par value per share | 90 | $55.54 | $4,998.60 |
DisclosureSEC source: 0000939057-18-000118 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,019 F1 · shares: Shares relinquished to cover tax obligations on vesting of 383 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan. F2 · price: Market price on March 27, 2018. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 19:52 UTC Amendment | BANNER CORP BANR · Entity 4398 | Disposition to issuerCommon Stock, $.01 par value per share | 1,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-18-000094 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,109 F1 · security: On March 9, 2018, the Reporting Person filed a Form 4 that incorrectly referenced that the shares were acquired (A) when in fact the shares were forfeited (D). This Form 4/A amends and restates the Form 4 filed on March 9, 2018 to correctly reflect this action. F2 · shares: The amount of shares reflects the forfeiture of 1,724 shares of restricted stock based on the results of the performance-based metrics of the restricted stock during the period from January 1, 2015 to December 31, 2017. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 18:44 UTC | BANNER CORP BANR · Entity 4398 | Disposition to issuerCommon Stock, $.01 par value per share | 1,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-18-000086 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,109 F1 · shares: The amount of shares reflects the forfeiture of 1,724 shares of restricted stock based on the results of the performance-based metrics of the restricted stock during the period from January 1, 2015 to December 31, 2017. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:20 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 2.6733 | $53.84 | $143.93 |
DisclosureSEC source: 0000939057-18-000057 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,833 F1 · security: Acquired pursuant to dividend reinvestment through deferred compensation plan; settled in stock at termination of service. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 19:55 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 3.0454 | $55.27 | $168.33 |
DisclosureSEC source: 0000939057-17-000485 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive VP, Banner Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,831 F1 · security: Acquired pursuant to dividend reinvestment through deferred compensation plan; settled in stock at termination of service. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 569 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:59 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 11.7985 | $56.50 | $666.66 |
DisclosureSEC source: 0000939057-17-000361 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,828 F1 · security: Acquired pursuant to dividend reinvestment through deferred compensation plan; settled in stock at termination of service. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 566 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| May 18, 2017 Filed May 19, 2017 18:47 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 2.6462 | $54.19 | $143.41 |
DisclosureSEC source: 0000939057-17-000249 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,816 F1 · security: Acquired pursuant to dividend reinvestment through deferred compensation plan; settled in stock at termination of service. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 554 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 14:32 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 2,661 | $54.98 | $146,309.76 |
DisclosureSEC source: 0000939057-17-000137 · primary_doc.xml · nonDerivative · entry 3 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,814 F6 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2017 and ends on December 31, 2019. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. These shares are subject to forfeiture and to limits on transferability until they vest. F5 · price: Market price on April 3, 2017. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 552 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 14:32 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 1,774 | $54.98 | $97,539.84 |
DisclosureSEC source: 0000939057-17-000137 · primary_doc.xml · nonDerivative · entry 2 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,153 F4 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on April 3, 2017 and ending on the third anniversary thereof. These shares are subject to forfeiture and to limits on transferability until they vest. F5 · price: Market price on April 3, 2017. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 552 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 14:32 UTC | BANNER CORP BANR · Entity 4398 | Tax withholdingCommon Stock, $.01 par value per share | 142 | $55.96 | $7,945.61 |
DisclosureSEC source: 0000939057-17-000137 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,379 F1 · shares: Shares relinquished to cover tax obligation on vesting of 515 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan. F2 · price: Market price on March 31, 2017. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 552 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 21:05 UTC | BANNER CORP BANR · Entity 4398 | Tax withholdingCommon Stock, $.01 par value per share | 113 | $54.00 | $6,102.00 |
DisclosureSEC source: 0000939057-17-000127 · primary_doc.xml · nonDerivative · entry 2 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,521 F4 · shares: Shares relinquished to cover tax obligation on vesting of 411 shares of restricted stock pursuant to 2012 Restricted Stock and Incentive Bonus Plan. F5 · price: Market price on March 28, 2017. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 552 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:05 UTC | BANNER CORP BANR · Entity 4398 | Tax withholdingCommon Stock, $.01 par value per share | 102 | $52.75 | $5,380.50 |
DisclosureSEC source: 0000939057-17-000127 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,634 F1 · shares: Shares relinquished to cover tax obligation on vesting of 383 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan. F2 · price: Market price on March 27, 2017. F3 · balance_after: Includes direct ownership of 2,002 shares through IRA and 552 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:10 UTC | BANNER CORP BANR · Entity 4398 | Disposition to issuerCommon Stock, $.01 par value per share | 1,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-17-000101 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive VP, Banner Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,736 F1 · shares: The amount of shares reflects the forfeiture of 1,847 shares of restricted stock based on the results of the performance-based metrics of the restricted stock during the period from January 1, 2014 to December 31, 2016. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 552 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:52 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 4.0739 | $59.37 | $241.86 |
DisclosureSEC source: 0000939057-17-000077 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,583 F1 · security: Acquired pursuant to dividend reinvestment through deferred compensation plan; settled in stock at termination of service. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 552 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 16:56 UTC | BANNER CORP BANR · Entity 4398 | GrantCommon Stock, $.01 par value per share | 0.413 | $48.21 | $19.91 |
DisclosureSEC source: 0000939057-16-001093 · primary_doc.xml · nonDerivative · entry 1 BAKER LLOYD W · CIK 0001187856 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,579 F1 · security: Acquired pursuant to dividend reinvestment through deferred compensation plan; settled in stock at termination of service. F2 · balance_after: Includes direct ownership of 2,002 shares through IRA and 548 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.