Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | May 01, 2012 | May 03, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date May 01, 2012 · Filed May 03, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 16,968 |
Reported balance
After 2012-05-01 transaction · row 1
1 source rowRow 1 · 2012-05-01 · Other · Acquired 2,710 · Balance 16,968 F1: Award of shares pursuant to the Issuer's 2005 Stock Incentive Plan. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | IndirectBy Indubilla Pty Ltd | 7,364 |
Reported balance
Holding disclosure · report date 2012-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,364 |
Filing footnotes · ownership attribution and instrument terms
F1: Award of shares pursuant to the Issuer's 2005 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2012 Filed May 3, 2012 20:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | OtherCommon Stock, $1.60 par value | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000054 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,968 F1 · kind: Award of shares pursuant to the Issuer's 2005 Stock Incentive Plan. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 21:54 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | OtherCommon Stock, $1.60 par value | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000079 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,258 F1 · kind: Award of shares pursuant to the Issuer's 2005 Stock Incentive Plan. Read SEC document |
| April 29, 2010 Filed May 3, 2010 22:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000077 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,635 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,155 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 22:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | ConversionCHESS Depositary Interests · Derivative | 49,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000011 · edgar.xml · derivative · entry 2 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Indubilla Pty Ltd Disclosed balance after: 0 Underlying: Common Stock · 4,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: CHESS Depositary Interests (CDIs) trading on the ASX evidencing beneficial ownership of the Issuer's common stock on a ten-for-one basis. Effective February 10, 2010, the CDIs will be delisted from the ASX. F4 · derivative.exercise_price: CDIs trading on the ASX evidence beneficial ownership of the Issuer's common stock, $1.60 par value, on a ten-for-one basis. F5 · derivative.exercise_date: The CDIs are convertible into the Issuer's common stock, on a ten-for-one basis at any time. However, effective February 10, 2010, the CDIs will be delisted from the ASX. Australian CDI holders can convert their CDIs to common stock or sell the underlying common shares through a share sale facility offered by the Issuer to Australian CDI holders. The Reporting Person has chosen to convert his CDIs to common stock. F5 · derivative.expiration_date: The CDIs are convertible into the Issuer's common stock, on a ten-for-one basis at any time. However, effective February 10, 2010, the CDIs will be delisted from the ASX. Australian CDI holders can convert their CDIs to common stock or sell the underlying common shares through a share sale facility offered by the Issuer to Australian CDI holders. The Reporting Person has chosen to convert his CDIs to common stock. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 22:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | ConversionCommon Stock, $1.60 par value | 4,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-10-000011 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person converted 49,436 CHESS Depositary Interests (CDIs) on January 21, 2010. CDIs trade on the Australian Stock Exchange (ASX) and evidence beneficial ownership of Issuer's common stock on a ten-for-one basis. The conversion of 49,436 CDIs resulted in the Reporting Person's acquisition of 4,943 shares of common stock. The CDIs were converted into common stock at a conversion price equal to the market price of the common stock on the date of conversion. F2 · balance_after: The Reporting Person holds 12,480 directly and 4,943 indirectly held by Indubilla Pty Ltd on behalf of the Reporting Person's superannuation fund. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 23:32 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | ConversionCHESS Depositary Interests · Derivative | 49,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000012 · edgar.xml · derivative · entry 2 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Indubilla Pty Ltd Disclosed balance after: 0 Underlying: Common Stock · 4,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: CHESS Depositary Interests (CDIs) trading on the ASX evidencing beneficial ownership of the Issuer's common stock on a ten-for-one basis. Effective February 10, 2010, the CDIs will be delisted from the ASX. F5 · derivative.exercise_price: CDIs trading on the ASX evidence beneficial ownership of the Issuer's common stock, $1.60 par value, on a ten-for-one basis. F6 · derivative.exercise_date: The CDIs are convertible into the Issuer's common stock, on a ten-for-one basis at any time. However, effective February 10, 2010, the CDIs will be delisted from the ASX. Australian CDI holders can convert their CDIs to common stock or sell the underlying common shares through a share sale facility offered by the Issuer to Australian CDI holders. The Reporting Person has chosen to convert his CDIs to common stock. F6 · derivative.expiration_date: The CDIs are convertible into the Issuer's common stock, on a ten-for-one basis at any time. However, effective February 10, 2010, the CDIs will be delisted from the ASX. Australian CDI holders can convert their CDIs to common stock or sell the underlying common shares through a share sale facility offered by the Issuer to Australian CDI holders. The Reporting Person has chosen to convert his CDIs to common stock. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 23:32 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | ConversionCommon Stock, $1.60 par value | 4,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-10-000012 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person converted 49,436 CHESS Depositary Interests (CDIs) on January 21, 2010. CDIs trade on the Australian Stock Exchange (ASX) and evidence beneficial ownership of Issuer's common stock on a ten-for-one basis. The conversion of 49,436 CDIs resulted in the Reporting Person's acquisition of 4,943 shares of common stock. The CDIs were converted into common stock at a conversion price equal to the market price of the common stock on the date of conversion. F2 · balance_after: The Reporting Person holds 12,480 directly and 4,943 indirectly held by Indubilla Pty Ltd on behalf of the Reporting Person's superannuation fund. F3 · balance_after: This amended Form 4 amends the Form 4 previously filed to correct a typographical error in the Date of Earliest Transaction Required to be Reported in Section 3. The date originally entered was 01/12/2010 and the correct date is 01/21/2010. Read SEC document |
| January 12, 2010 Filed Jan 14, 2010 22:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | OtherCommon Stock, $1.60 par value | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-10-000010 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,480 F1 · security: This Form 4 is being filed solely for the purpose of reporting the sale of Australian CHESS Depositary Interests (CDIs) trading on the Australian Stock Exchange (ASX) beneficially owned by the Reporting Person's spouse. CDIs trading on the ASX evidence beneficial ownership of the Issuer's common stock, $1.60 par value, on a ten-for-one basis. Effective February 10, 2010, the CDIs will be delisted from the ASX. In addition, due to an administrative error, the number of Australia CDIs beneficially owned is corrected on this Form 4. F2 · date: On January 12, 2010, the Reporting Person's spouse sold 15,000 CDIs (representing beneficial ownership of 1,500 shares of Issuer's common stock) on the ASX for AUD$5.34 per share, and on January 13, 2010, the Reporting Person's spouse sold 7,000 CDIs at AUD$5.21 per share and 3,319 CDIs at AUD$5.26 per shares on the ASX, representing beneficial ownership of 1,031 shares of Issuer's common stock. F2 · kind: On January 12, 2010, the Reporting Person's spouse sold 15,000 CDIs (representing beneficial ownership of 1,500 shares of Issuer's common stock) on the ASX for AUD$5.34 per share, and on January 13, 2010, the Reporting Person's spouse sold 7,000 CDIs at AUD$5.21 per share and 3,319 CDIs at AUD$5.26 per shares on the ASX, representing beneficial ownership of 1,031 shares of Issuer's common stock. F2 · shares: On January 12, 2010, the Reporting Person's spouse sold 15,000 CDIs (representing beneficial ownership of 1,500 shares of Issuer's common stock) on the ASX for AUD$5.34 per share, and on January 13, 2010, the Reporting Person's spouse sold 7,000 CDIs at AUD$5.21 per share and 3,319 CDIs at AUD$5.26 per shares on the ASX, representing beneficial ownership of 1,031 shares of Issuer's common stock. F2 · price: On January 12, 2010, the Reporting Person's spouse sold 15,000 CDIs (representing beneficial ownership of 1,500 shares of Issuer's common stock) on the ASX for AUD$5.34 per share, and on January 13, 2010, the Reporting Person's spouse sold 7,000 CDIs at AUD$5.21 per share and 3,319 CDIs at AUD$5.26 per shares on the ASX, representing beneficial ownership of 1,031 shares of Issuer's common stock. F3 · balance_after: The number of CDIs held by the Reporting Person's spouse following the reported transactions is zero. In addition to the 12,480 shares of the Issuer's common stock held by the Reporting Person, 49,430 CDIs are held in the Reporting Person's Superannuation Fund, representing indirect beneficial ownership of 4,943 in Issuer's common stock. Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000065 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,480 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 3,004 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. F2 · balance_after: The Reporting Person also holds 49,430 Australian CHESS Depositary Interests (CDIs) (representing beneficial ownership of 4,943 in Issuer's common shares). The CDIs evidence beneficial ownership of shares of the Issuer's common stock on a ten-for-one basis. In addition, the Reporting Person holds 48,000 CDIs (representing beneficial ownership of 4,800 in Issuer's common shares) by Hillstream Pty Ltd, which is controlled by Mr. Hamson's spouse. Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:15 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,751 | $43.62 | $119,998.62 |
DisclosureSEC source: 0001164727-08-000044 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,476 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,751 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. F2 · balance_after: The Reporting Person also holds 49,430 Australian CHESS Depositary Interests (CDIs) (representing beneficial ownership of 4,943 in Issuer's common shares). The CDIs evidence beneficial ownership of shares of the Issuer's common stock on a ten-for-one basis. In addition, the Reporting Person holds 48,000 CDIs (representing beneficial ownership of 4,800 in Issuer's common shares) by Hillstream Pty Ltd, which is controlled by Mr. Hamson's spouse. Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 20:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,701 | $44.09 | $74,997.09 |
DisclosureSEC source: 0001164727-07-000051 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,725 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,701 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. F2 · balance_after: The Reporting Person also holds 49,430 Australian CHESS Depositary Interests (CDIs) (representing beneficial ownership of 4,943 in Issuer's common shares). The CDIs evidence beneficial ownership of shares of the Issuer's common stock on a ten-for-one basis. In addition, the Reporting Person holds 48,000 CDIs (representing beneficial ownership of 4,800 in Issuer's common shares) by Hillstream Pty Ltd, which is controlled by Mr. Hamson's spouse. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,300 | $57.71 | $75,023.00 |
DisclosureSEC source: 0001164727-06-000071 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,300 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. F2 · balance_after: The Reporting Person also holds 49,430 Australian CHESS Depositary Interests (CDIs) (representing beneficial ownership of 4,943 in Issuer's common shares). The CDIs evidence beneficial ownership of shares of the Issuer's common stock on a ten-for-one basis. In addition, the Reporting Person holds 48,000 CDIs (representing beneficial ownership of 4,800 in Issuer's common shares) by Hillstream Pty Ltd, which is controlled by Mr. Hamson's spouse. Read SEC document |
| June 15, 2005 Filed Jun 17, 2005 21:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,303 | $38.37 | $49,996.11 |
DisclosureSEC source: 0001164727-05-000103 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,724 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,303 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. F2 · balance_after: The Reporting Person also holds 49,430 Australian CHESS Depositary Interests (CDIs) (representing beneficial ownership of 4,943 in Issuer's common shares). The CDIs evidence beneficial ownership of shares of the Issuer's common stock on a ten-for-one basis. In addition, the Reporting Person holds 48,000 CDIs (representing beneficial ownership of 4,800 in Issuer's common shares) by Hillstream Pty Ltd, which is controlled by Mr. Hamson's spouse. Read SEC document |
| April 28, 2004 Filed Apr 30, 2004 15:13 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | OtherCommon Stock, $1.60 par value | 655 | $38.15 | $24,988.25 |
DisclosureSEC source: 0001164727-04-000071 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,421 F1 · kind: Award of 655 shares pursuant to Issuer's 2000 Non-Employee Directors Stock Plan. F2 · balance_after: The Reporting Person also holds 49,430 Australian CHESS Depositary Interests (CDIs) (representing beneficial ownership of 4,943 in Issuer's common shares). The CDIs evidence beneficial ownership of shares of the Issuer's common stock on a ten-for-one basis. In addition, the Reporting Person holds 48,000 CDIs (representing beneficial ownership of 4,800 in Issuer's common shares) by Hillstream Pty Ltd, which is controlled by Mr. Hamson's spouse. Read SEC document |
| May 07, 2003 Filed May 9, 2003 19:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | OtherCommon Stock, $1.60 par value | 877 | $28.50 | $24,994.50 |
DisclosureSEC source: 0001164727-03-000104 · edgar.xml · nonDerivative · entry 1 HAMSON MICHAEL S · CIK 0001169705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,766 F1 · kind: Award of 877 shares pursuant to Issuer's 2000 Non-Employee Directors Stock Plan. F2 · balance_after: The Reporting Person holds 49,430 Australian CHESS Depositary Interests (CDIs) (4,943 common shares). The CDIs evidence beneficial ownership of shares of the Issuer's common stock on a ten-for-one basis. In addition, the Reporting Person holds 48,000 CDIs (4,800 common shares) by Hillstream Pty Ltd, which is controlled by Mr. Hamson's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.