Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXIMUS, INC.MMS · Entity 4224 | Director | November 30, 2016 | December 02, 2016 |
| NAVIGANT CONSULTING INCNCI · Entity 154427 | Director | April 26, 2018 | April 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXIMUS, INC.
Report date November 30, 2016 · Filed December 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 135,281 |
Reported balance
After 2016-11-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-30 · Grant · Acquired 110.106 · Balance 135,281 F1: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.
NAVIGANT CONSULTING INC
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,764 |
Ending reported balance
After 2018-04-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-26 · Exercise / conversion · Acquired 5,909 · Balance 91,129 Row 2 · 2018-04-26 · Tax withholding · Disposed 3,365 · Balance 87,764 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.29 · Expires 2018-05-22 | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-26 · Exercise / conversion · Disposed 5,909 · Balance 0 F1: The stock option vested in one-third increments on each of the first three anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option vested in one-third increments on each of the first three anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2018 Filed Apr 30, 2018 16:09 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,909 | $0.00 Strike: $12.29 | $0.00 |
DisclosureSEC source: 0001209191-18-026836 · doc4.xml · derivative · entry 3 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,909 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in one-third increments on each of the first three anniversaries of the grant date. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 16:09 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | Tax withholdingCommon Stock | 3,365 | $21.58 | $72,616.70 |
DisclosureSEC source: 0001209191-18-026836 · doc4.xml · nonDerivative · entry 2 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,764 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 16:09 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | Exercise / conversionCommon Stock | 5,909 | $12.29 | $72,621.61 |
DisclosureSEC source: 0001209191-18-026836 · doc4.xml · nonDerivative · entry 1 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:26 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | GrantCommon Stock | 5,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033370 · doc4.xml · nonDerivative · entry 1 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,220 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 20:14 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,708 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-17-026618 · doc4.xml · derivative · entry 3 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,708 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options vested annually in one-third increments on each of the first three anniversaries of the grant date (4/25/2011). Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 20:14 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | Tax withholdingCommon Stock | 2,075 | $22.30 | $46,272.50 |
DisclosureSEC source: 0001209191-17-026618 · doc4.xml · nonDerivative · entry 2 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,907 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 20:14 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | Exercise / conversionCommon Stock | 4,708 | $9.83 | $46,279.64 |
DisclosureSEC source: 0001209191-17-026618 · doc4.xml · nonDerivative · entry 1 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 14:01 UTC | MAXIMUS, INC. MMS · Entity 4224 | GrantDividend Equivalent Rights · Derivative | 110.106 | $0.00 | $0.00 |
DisclosureSEC source: 0001032220-16-000254 · primary_doc.xml · derivative · entry 1 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,281 Underlying: Common Stock · 110.106 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 18:18 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | SaleCommon Stock | 8,000 | $25.03 | $200,276.80 |
DisclosureSEC source: 0001209191-16-152217 · doc4.xml · nonDerivative · entry 1 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,274 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.94 to $25.065 per share. The reporting person undertakes to provide to Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 18:18 UTC | NAVIGANT CONSULTING INC NCI · Entity 154427 | SaleCommon Stock | 5,000 | $24.49 | $122,434.00 |
DisclosureSEC source: 0001209191-16-151497 · doc4.xml · nonDerivative · entry 1 THOMPSON JAMES R · CIK 0001013009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,274 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.45 to $24.53 per share. The reporting person undertakes to provide to Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.