Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL LOGISTICS HOLDINGS, INC.ULH · Entity 5510 | Director | April 27, 2018 | April 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL LOGISTICS HOLDINGS, INC.
Report date April 27, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-04-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CSX CORP
Report date February 22, 2017 · Filed March 08, 2017
Section 16 reporting ended · disclosed 2017-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,883 |
Reported balance
After 2017-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-22 · Grant · Acquired 16,792 · Balance 72,883 F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.39 · Expires 2027-02-22 | Direct | 74,140 |
Reported balance
After 2017-02-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-22 · Grant · Acquired 74,140 · Balance 74,140 |
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation 401(k) Plan | 373 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 373 F2: By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. |
| Common StockSEC Table I · non-derivative | IndirectCorkie T. Gooden Revocable Trust | 164,274 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 164,274 F3: These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectClarence W. Gooden Irrevocable Trust | 55,000 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 55,000 F4: By Trustee, Clarence W. Gooden. |
| Common StockSEC Table I · non-derivative | IndirectClarence W. Gooden Second Irrevocable Trust | 118,013 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 118,013 F4: By Trustee, Clarence W. Gooden. |
| Common StockSEC Table I · non-derivative | IndirectClarence W. Gooden, Revocable Trust | 78,241 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 78,241 F4: By Trustee, Clarence W. Gooden. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020.
F2: By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F3: These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F4: By Trustee, Clarence W. Gooden.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Mar 8, 2017 00:03 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 74,140 | $48.39 Strike: $48.39 | $3,587,634.60 |
DisclosureSEC source: 0001209191-17-019013 · doc4.xml · derivative · entry 7 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,140 Underlying: Common Stock · 74,140 shares Expires 2027-02-22 Read SEC document |
| February 22, 2017 Filed Mar 8, 2017 00:03 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 16,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019013 · doc4.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,883 F1 · security: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:17 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 6,213 | $36.88 | $229,135.44 |
DisclosureSEC source: 0001209191-17-004937 · doc4.xml · nonDerivative · entry 2 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,297 F2 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:17 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 22,419 | $36.88 | $826,812.72 |
DisclosureSEC source: 0001209191-17-004937 · doc4.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,510 F1 · shares: Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:01 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 9,259 | $36.95 | $342,120.05 |
DisclosureSEC source: 0001209191-16-155240 · doc4.xml · nonDerivative · entry 3 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden, Revocable Trust Disclosed balance after: 162,875 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:01 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 9,524 | $36.84 | $350,864.16 |
DisclosureSEC source: 0001209191-16-155240 · doc4.xml · nonDerivative · entry 2 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden, Revocable Trust Disclosed balance after: 172,134 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:01 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 9,804 | $36.97 | $362,453.88 |
DisclosureSEC source: 0001209191-16-155240 · doc4.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden, Revocable Trust Disclosed balance after: 181,658 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| December 12, 2016 Filed Dec 16, 2016 21:13 UTC Amendment | CSX CORP CSX · Entity 442 | SaleCommon Stock | 9,259 | $36.95 | $342,120.05 |
DisclosureSEC source: 0001209191-16-155633 · doc4a.xml · nonDerivative · entry 3 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden Revocable Trust Disclosed balance after: 62,035 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · balance_after: The number of shares in Column 5 has been amended to accurately reflect the number of shares held in the Clarence W. Gooden Revocable Trust. F3 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| December 12, 2016 Filed Dec 16, 2016 21:13 UTC Amendment | CSX CORP CSX · Entity 442 | SaleCommom Stock | 9,524 | $36.84 | $350,864.16 |
DisclosureSEC source: 0001209191-16-155633 · doc4a.xml · nonDerivative · entry 2 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden Revocable Trust Disclosed balance after: 71,294 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · balance_after: The number of shares in Column 5 has been amended to accurately reflect the number of shares held in the Clarence W. Gooden Revocable Trust. F3 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| December 12, 2016 Filed Dec 16, 2016 21:13 UTC Amendment | CSX CORP CSX · Entity 442 | SaleCommon Stock | 9,804 | $36.97 | $362,453.88 |
DisclosureSEC source: 0001209191-16-155633 · doc4a.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden Revocable Trust Disclosed balance after: 80,818 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · balance_after: The number of shares in Column 5 has been amended to accurately reflect the number of shares held in the Clarence W. Gooden Revocable Trust. F3 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:10 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 15,625 | $32.00 | $500,000.00 |
DisclosureSEC source: 0001209191-16-148983 · doc4.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden, Revocable Trust Disclosed balance after: 69,179 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 18:55 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 16,129 | $31.00 | $499,999.00 |
DisclosureSEC source: 0001209191-16-145539 · doc4.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden, Revocable Trust Disclosed balance after: 84,804 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 14:45 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 10,345 | $29.44 | $304,556.80 |
DisclosureSEC source: 0001209191-16-142971 · doc4.xml · nonDerivative · entry 2 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden, Revocable Trust Disclosed balance after: 100,933 F1 · kind: The transactions reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on August 23, 2016. These plans have been approved pursuant to the terms of the Issuer's policies and are part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 14:45 UTC | CSX CORP CSX · Entity 442 | SaleCommon Stock | 6,987 | $29.43 | $205,627.41 |
DisclosureSEC source: 0001209191-16-142971 · doc4.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden Second Irrevocable Trust Disclosed balance after: 118,013 F1 · kind: The transactions reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on August 23, 2016. These plans have been approved pursuant to the terms of the Issuer's policies and are part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| September 26, 2016 Filed Dec 16, 2016 21:10 UTC Amendment | CSX CORP CSX · Entity 442 | SaleCommon Stock | 50,420 | $29.75 | $1,499,995.00 |
DisclosureSEC source: 0001209191-16-155623 · doc4a.xml · nonDerivative · entry 2 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden Revocable Trust Disclosed balance after: 122,376 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F3 · kind: The sale of these shares was inadvertently omitted from the Reporting Person's Form 4 filed on September 28, 2016. Column 5 of this Form 4/A reflects the Reporting Person's indirect beneficial holdings through the Clarence W. Gooden Revocable Trust as of September 28, 2016. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| September 26, 2016 Filed Dec 16, 2016 21:10 UTC Amendment | CSX CORP CSX · Entity 442 | SaleCommon Stock | 10,345 | $29.44 | $304,556.80 |
DisclosureSEC source: 0001209191-16-155623 · doc4a.xml · nonDerivative · entry 1 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Clarence W. Gooden Revocable Trust Disclosed balance after: 172,796 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. F2 · ownership.nature: By Trustee, Clarence W. Gooden. Read SEC document |
| September 15, 2016 Filed Sep 28, 2016 14:45 UTC | CSX CORP CSX · Entity 442 | GrantPhantom Stock · Derivative | 2 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-142971 · doc4.xml · derivative · entry 7 GOODEN CLARENCE W · CIK 0001278541 · President 10b5-1 filing: Not disclosed Ownership: Indirect · Executive Deferred Compensation Plan Disclosed balance after: 261 Underlying: Common Stock · 2 shares Expires not disclosed F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F6 · shares: Reflects units of phantom stock acquired through the dividend reinvestment feature of the CSX Corporation Executive Deferred Compensation Plan. F5 · price: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F5 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F5 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral. F6 · derivative.underlying_shares: Reflects units of phantom stock acquired through the dividend reinvestment feature of the CSX Corporation Executive Deferred Compensation Plan. F7 · ownership.nature: By Trustee, CSX Corporation Executive Deferred Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.