Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIMMONS FIRST NATIONAL CORPSFNC · Entity 4185 | President, Bank SNB | April 30, 2018 | May 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIMMONS FIRST NATIONAL CORP
Report date April 30, 2018 · Filed May 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| SFNCSEC Table I · non-derivative | Direct | 101,380 |
Last balance in matching sequence
After 2018-04-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-04-30 · Sale · Disposed 5,000 · Balance 111,380 F1: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split. Row 2 · 2018-04-30 · Sale · Disposed 5,000 · Balance 106,380 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.33, inclusive. The reporting person undertakes to provide to Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote. F1: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split. Row 3 · 2018-04-30 · Sale · Disposed 5,000 · Balance 101,380 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.20 to $30.23, inclusive. The reporting person undertakes to provide to Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote. F1: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split. |
| SFNCSEC Table I · non-derivative | IndirectBy IRA | 13,270 |
Reported balance
Holding disclosure · report date 2018-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,270 F1: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.33, inclusive. The reporting person undertakes to provide to Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.20 to $30.23, inclusive. The reporting person undertakes to provide to Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SOUTHWEST BANCORP INC
Report date October 19, 2017 · Filed October 19, 2017
Section 16 reporting ended · disclosed 2017-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-19 transaction · row 1
1 source rowRow 1 · 2017-10-19 · Disposition to issuer · Disposed 232,629 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Simmons First National Corporation ("Simmons") in exchange for (1) 0.3903 shares of Simmons common stock having a market value of $59.55 per share on the effective date of the merger and (2) $5.11 in cash per share of issuer common stock disposed. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Simmons First National Corporation ("Simmons") in exchange for (1) 0.3903 shares of Simmons common stock having a market value of $59.55 per share on the effective date of the merger and (2) $5.11 in cash per share of issuer common stock disposed.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 2, 2018 21:45 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC | 5,000 | $30.20 | $151,000.00 |
DisclosureSEC source: 0001171843-18-003366 · formfour.xml · nonDerivative · entry 3 FUNKE MARK W · CIK 0001248925 · President, Bank SNB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,380 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.20 to $30.23, inclusive. The reporting person undertakes to provide to Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote. F1 · balance_after: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split. Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:45 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC | 5,000 | $30.30 | $151,500.00 |
DisclosureSEC source: 0001171843-18-003366 · formfour.xml · nonDerivative · entry 2 FUNKE MARK W · CIK 0001248925 · President, Bank SNB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,380 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.33, inclusive. The reporting person undertakes to provide to Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote. F1 · balance_after: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split. Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:45 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC | 5,000 | $30.31 | $151,550.00 |
DisclosureSEC source: 0001171843-18-003366 · formfour.xml · nonDerivative · entry 1 FUNKE MARK W · CIK 0001248925 · President, Bank SNB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,380 F1 · balance_after: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 00:46 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | GrantPerformance Stock Unit · Derivative | 3,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-18-000539 · form4funke.xml · derivative · entry 4 FUNKE MARK W · CIK 0001248925 · President, Bank SNB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,908 Underlying: Common · 3,908 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. F4 · derivative.exercise_date: The shares listed are the maximum number of shares which may vest under this grant. Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for the performance period ending December 31, 2020, contingent upon the reporting person's continued employment with the registrant. F4 · derivative.expiration_date: The shares listed are the maximum number of shares which may vest under this grant. Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for the performance period ending December 31, 2020, contingent upon the reporting person's continued employment with the registrant. Read SEC document |
| January 18, 2018 Filed Jan 23, 2018 00:46 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | GrantRestricted Stock Unit · Derivative | 1,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-18-000539 · form4funke.xml · derivative · entry 3 FUNKE MARK W · CIK 0001248925 · President, Bank SNB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954 Underlying: Common · 1,954 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. F2 · derivative.exercise_date: 644 Restricted Stock Units vest on January 18, 2019; 645 Restricted Stock Units vest on January 18, 2020 and 665 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. F2 · derivative.expiration_date: 644 Restricted Stock Units vest on January 18, 2019; 645 Restricted Stock Units vest on January 18, 2020 and 665 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 00:01 UTC Amendment | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-17-006447 · form4funke.xml · derivative · entry 3 FUNKE MARK W · CIK 0001248925 · President, Bank SNB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. F2 · derivative.exercise_date: Restricted Stock Unit vests on October 30, 2018 (12.5%), 2019 (25%), 2020 (25%) and 2021 (37.5%). SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. F2 · derivative.expiration_date: Restricted Stock Unit vests on October 30, 2018 (12.5%), 2019 (25%), 2020 (25%) and 2021 (37.5%). SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 14:55 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-17-006418 · formfour.xml · derivative · entry 3 FUNKE MARK W · CIK 0001248925 · President, Bank SNB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. F2 · derivative.exercise_date: Restricted Stock Unit vests on October 30, 2018 (12.5%), 2019 (12.5%), 2020 (25%) and 2021 (37.5%). SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. F2 · derivative.expiration_date: Restricted Stock Unit vests on October 30, 2018 (12.5%), 2019 (12.5%), 2020 (25%) and 2021 (37.5%). SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. Read SEC document |
| October 19, 2017 Filed Oct 19, 2017 19:41 UTC | SOUTHWEST BANCORP INC OKSB · Entity 172375 | Disposition to issuerCommon Stock | 232,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914374-17-000111 · certent-form4.xml · nonDerivative · entry 1 FUNKE MARK W · CIK 0001248925 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between issuer and Simmons First National Corporation ("Simmons") in exchange for (1) 0.3903 shares of Simmons common stock having a market value of $59.55 per share on the effective date of the merger and (2) $5.11 in cash per share of issuer common stock disposed. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 15:10 UTC | SOUTHWEST BANCORP INC OKSB · Entity 172375 | GrantCommon Stock | 7,106 | $27.80 | $197,546.80 |
DisclosureSEC source: 0000914374-17-000030 · certent-form4.xml · nonDerivative · entry 1 FUNKE MARK W · CIK 0001248925 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,740 F1 · kind: Award of restricted stock under 2008 Stock Based Award Plan. Read SEC document |
| February 17, 2017 Filed Mar 7, 2017 16:37 UTC | SOUTHWEST BANCORP INC OKSB · Entity 172375 | Disposition to issuerCommon Stock | 14,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000914374-17-000046 · certent-form4.xml · nonDerivative · entry 1 FUNKE MARK W · CIK 0001248925 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,340 F1 · kind: Forfeiture of unearned restricted stock pursuant to terms of award agreement. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 12:34 UTC | SOUTHWEST BANCORP INC OKSB · Entity 172375 | Tax withholdingCommon Stock | 2,058 | $28.15 | $57,932.70 |
DisclosureSEC source: 0000914374-17-000028 · certent-form4.xml · nonDerivative · entry 1 FUNKE MARK W · CIK 0001248925 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,634 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:10 UTC | SOUTHWEST BANCORP INC OKSB · Entity 172375 | Tax withholdingCommon Stock | 12,461 | $29.00 | $361,369.00 |
DisclosureSEC source: 0000914374-17-000003 · certent-form4.xml · nonDerivative · entry 1 FUNKE MARK W · CIK 0001248925 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,692 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.