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JENKINS JAMES R

Disclosed activity across 1 company

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16700
SEC CIK
0001196260

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEERE & CODE · Entity 106Senior Vice PresidentJanuary 29, 2013January 30, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEERE & CO

Report date January 29, 2013 · Filed January 30, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect71,226 Reported balance After 2013-01-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2013-01-29 · Exercise / conversion · Acquired 2,000 · Balance 71,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect69,226 Reported balance After 2013-01-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2013-01-29 · Sale · Disposed 2,000 · Balance 69,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect76,226 Reported balance After 2013-01-29 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2013-01-29 · Exercise / conversion · Acquired 7,000 · Balance 76,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect69,226 Reported balance After 2013-01-29 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2013-01-29 · Sale · Disposed 7,000 · Balance 69,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect76,226 Reported balance After 2013-01-29 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2013-01-29 · Exercise / conversion · Acquired 7,000 · Balance 76,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect69,226 Reported balance After 2013-01-29 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2013-01-29 · Sale · Disposed 7,000 · Balance 69,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F2: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $80.61 · Expires 2020-12-08Direct16,090 Reported balance After 2013-01-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2013-01-29 · Exercise / conversion · Disposed 2,000 · Balance 16,090

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $52.25 · Expires 2019-12-09Direct46,219 Reported balance After 2013-01-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2013-01-29 · Exercise / conversion · Disposed 7,000 · Balance 46,219

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $39.67 · Expires 2018-12-17Direct12,242 Reported balance After 2013-01-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2013-01-29 · Exercise / conversion · Disposed 7,000 · Balance 12,242

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.

Filing footnotes · ownership attribution and instrument terms

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F2: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.

F5: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

F6: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2011 Filed Feb 1, 2011 19:12 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 4,000 $34.44 $137,760.00
Disclosure

SEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
January 28, 2011 Filed Feb 1, 2011 19:12 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 466 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-11-000008 · primary_doc.xml · derivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,776

Underlying: Common Stock · 466 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
January 28, 2011 Filed Feb 1, 2011 19:12 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 466 $91.89 $42,820.74
Disclosure

SEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,382

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
January 28, 2011 Filed Feb 1, 2011 19:12 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 466 $39.67 $18,483.89
Disclosure

SEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,500 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · derivative · entry 12

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,242

Underlying: Common Stock · 2,500 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 5,000 $0.00 Strike: $48.38 $0.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · derivative · entry 11

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 4,000 $0.00 Strike: $34.44 $0.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · derivative · entry 10

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

Underlying: Common Stock · 4,000 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,500 $0.00 Strike: $34.69 $0.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · derivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,500 $84.89 $212,225.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 8

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,382

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

F2 · balance_after: Includes 67,247 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,500 $39.67 $99,162.50
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 7

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 5,000 $84.89 $424,450.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 6

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,382

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 5,000 $48.38 $241,875.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 5

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,000 $84.89 $339,560.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,382

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 4,000 $34.44 $137,760.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,500 $84.89 $212,225.00
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,382

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

Read SEC document
January 07, 2011 Filed Jan 10, 2011 17:25 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,500 $34.69 $86,712.50
Disclosure

SEC source: 0000315189-11-000003 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010

Read SEC document
December 08, 2010 Filed Dec 9, 2010 18:13 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 21,347 $0.00 Strike: $80.61 $0.00
Disclosure

SEC source: 0000315189-10-000047 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,347

Underlying: Common Stock · 21,347 shares

Expires 2020-12-08

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012, and December 8, 2013.

Read SEC document
December 08, 2010 Filed Dec 9, 2010 18:13 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 4,844 $0.00 $0.00
Disclosure

SEC source: 0000315189-10-000047 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,382

F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes 67,247 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 07, 2010 Filed Dec 9, 2010 18:13 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 8,172 $81.20 $663,566.40
Disclosure

SEC source: 0000315189-10-000047 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,538

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,500 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 15

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,742

Underlying: Common Stock · 7,124 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 5,000 $0.00 Strike: $48.38 $0.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 14

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 9,920 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 3,000 $0.00 Strike: $34.44 $0.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 13

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,660

Underlying: Common Stock · 4,000 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,500 $0.00 Strike: $34.69 $0.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 12

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 5,000 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 1,000 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · derivative · entry 11

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2013-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,500 $77.89 $194,725.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 10

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: Includes 82,433 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.

F2 · balance_after: Includes 82,433 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,500 $39.67 $99,162.50
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 5,000 $77.89 $389,450.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 8

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Commmon Stock 5,000 $48.38 $241,875.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 7

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 3,000 $77.89 $233,670.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 6

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 3,000 $34.44 $103,320.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 5

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,500 $77.89 $194,725.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,500 $34.69 $86,712.50
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 1,000 $77.89 $77,890.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
December 02, 2010 Filed Dec 3, 2010 17:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 1,000 $30.82 $30,820.00
Disclosure

SEC source: 0000315189-10-000042 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 7,124 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 15

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,242

Underlying: Common Stock · 7,124 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 9,920 $0.00 Strike: $48.38 $0.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 14

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 9,920 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 4,000 $0.00 Strike: $34.44 $0.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 13

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,660

Underlying: Common Stock · 4,000 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 5,000 $0.00 Strike: $34.69 $0.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 12

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 3,000 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · derivative · entry 11

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 3,000 shares

Expires 2013-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 7,124 $74.48 $530,559.90
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 10

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 82,433 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 7,124 $39.67 $282,573.46
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 9,920 $74.48 $738,792.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 8

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 9,920 $48.38 $479,880.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 7

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,000 $74.48 $297,900.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 6

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 4,000 $34.44 $137,760.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 5

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 5,000 $74.48 $372,375.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 5,000 $34.69 $173,425.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 3,000 $74.48 $223,425.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,710

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.35 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 30, 2010 Filed Dec 1, 2010 22:39 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 3,000 $30.82 $92,460.00
Disclosure

SEC source: 0000315189-10-000041 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010.

Read SEC document
April 26, 2010 Filed Apr 27, 2010 15:53 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 5,000 $0.00 Strike: $34.69 $0.00
Disclosure

SEC source: 0000315189-10-000023 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b) 5-1 stock option exercise plan executed on June 1, 2009.

F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2005, 2006 and 2007.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.