Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Senior Vice President | January 29, 2013 | January 30, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date January 29, 2013 · Filed January 30, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 71,226 |
Reported balance
After 2013-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-01-29 · Exercise / conversion · Acquired 2,000 · Balance 71,226 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 69,226 |
Reported balance
After 2013-01-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-01-29 · Sale · Disposed 2,000 · Balance 69,226 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 76,226 |
Reported balance
After 2013-01-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2013-01-29 · Exercise / conversion · Acquired 7,000 · Balance 76,226 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 69,226 |
Reported balance
After 2013-01-29 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2013-01-29 · Sale · Disposed 7,000 · Balance 69,226 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 76,226 |
Reported balance
After 2013-01-29 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2013-01-29 · Exercise / conversion · Acquired 7,000 · Balance 76,226 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 69,226 |
Reported balance
After 2013-01-29 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2013-01-29 · Sale · Disposed 7,000 · Balance 69,226 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F2: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $80.61 · Expires 2020-12-08 | Direct | 16,090 |
Reported balance
After 2013-01-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-01-29 · Exercise / conversion · Disposed 2,000 · Balance 16,090 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $52.25 · Expires 2019-12-09 | Direct | 46,219 |
Reported balance
After 2013-01-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-01-29 · Exercise / conversion · Disposed 7,000 · Balance 46,219 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $39.67 · Expires 2018-12-17 | Direct | 12,242 |
Reported balance
After 2013-01-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-01-29 · Exercise / conversion · Disposed 7,000 · Balance 12,242 F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.
F2: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.
F5: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.
F6: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,000 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · derivative · entry 9 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,242 Underlying: Common Stock · 7,000 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,000 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · derivative · entry 8 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,219 Underlying: Common Stock · 7,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 2,000 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · derivative · entry 7 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,090 Underlying: Common Stock · 2,000 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,000 | $94.91 | $664,370.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 6 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F2 · balance_after: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,000 | $39.67 | $277,655.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 5 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,000 | $94.91 | $664,370.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 4 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,000 | $52.25 | $365,750.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 3 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,000 | $94.91 | $189,820.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 2 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 21:30 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 2,000 | $80.61 | $161,220.00 |
DisclosureSEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,000 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · derivative · entry 9 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,242 Underlying: Common Stock · 7,000 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,000 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · derivative · entry 8 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,219 Underlying: Common Stock · 7,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 3,257 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · derivative · entry 7 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,090 Underlying: Common Stock · 3,257 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,000 | $91.91 | $643,370.00 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 6 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F2 · balance_after: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,000 | $39.67 | $277,655.00 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 5 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,000 | $91.91 | $643,370.00 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 4 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,000 | $52.25 | $365,750.00 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 3 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 3,257 | $91.91 | $299,350.87 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 2 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 22, 2013 Filed Jan 22, 2013 20:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 3,257 | $80.61 | $262,546.77 |
DisclosureSEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 18:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,000 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-13-000005 · primary_doc.xml · derivative · entry 3 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,242 Underlying: Common Stock · 7,000 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 18:16 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,000 | $87.95 | $615,650.00 |
DisclosureSEC source: 0000315189-13-000005 · primary_doc.xml · nonDerivative · entry 2 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. F2 · balance_after: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 18:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,000 | $39.67 | $277,655.00 |
DisclosureSEC source: 0000315189-13-000005 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 18:04 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 25,130 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000060 · primary_doc.xml · derivative · entry 4 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,130 Underlying: Common Stock · 25,130 shares Expires 2022-12-12 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 18:04 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,932 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000060 · primary_doc.xml · nonDerivative · entry 2 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,226 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F3 · balance_after: Includes 62,227 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 23, 2011 Filed Dec 13, 2012 18:04 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000060 · primary_doc.xml · nonDerivative · entry 3 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 42,000 F1 · security: Transaction involved a gift of shares by the reporting person to a trust for the benefit of an immediate family member. Read SEC document |
| December 23, 2011 Filed Dec 13, 2012 18:04 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000060 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,294 F1 · security: Transaction involved a gift of shares by the reporting person to a trust for the benefit of an immediate family member. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 17:51 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 23,183 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-11-000055 · primary_doc.xml · derivative · entry 2 JENKINS JAMES R · CIK 0001196260 · Senior V.P.& General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,183 Underlying: Common Stock · 23,183 shares Expires 2021-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 17:51 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 5,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000055 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior V.P.& General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,294 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 57,295 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 06, 2011 Filed Dec 8, 2011 21:15 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 6,108 | $78.14 | $477,279.12 |
DisclosureSEC source: 0000315189-11-000048 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,274 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2 · balance_after: Includes 52,275 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 36,000 shares directly owned by a family trust. Read SEC document |
| April 27, 2011 Filed Apr 27, 2011 15:34 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000027 · primary_doc.xml · nonDerivative · entry 5 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 36,000 F1 · shares: Transaction involved a gift of shares by the reporting person to a trust of which he is a trustee for the benefit of an immediate family member. Read SEC document |
| April 27, 2011 Filed Apr 27, 2011 15:34 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000027 · primary_doc.xml · nonDerivative · entry 4 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,000 F3 · shares: Transaction involved a gift of shares by the reporting person's spouse to a trust of which reporting person is a trustee for the benefit of an immediate family member. Read SEC document |
| April 27, 2011 Filed Apr 27, 2011 15:34 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000027 · primary_doc.xml · nonDerivative · entry 3 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F3 · shares: Transaction involved a gift of shares by the reporting person's spouse to a trust of which reporting person is a trustee for the benefit of an immediate family member. Read SEC document |
| April 27, 2011 Filed Apr 27, 2011 15:34 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000027 · primary_doc.xml · nonDerivative · entry 2 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,382 F1 · shares: Transaction involved a gift of shares by the reporting person to a trust of which he is a trustee for the benefit of an immediate family member. F2 · balance_after: Includes 67,247 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| April 27, 2011 Filed Apr 27, 2011 15:34 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000027 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,382 Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 2,500 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · derivative · entry 9 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,242 Underlying: Common Stock · 2,500 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 10,000 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · derivative · entry 8 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 4,660 | $0.00 Strike: $34.44 | $0.00 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · derivative · entry 7 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires 2015-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,500 | $98.89 | $247,225.00 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · nonDerivative · entry 6 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,382 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F2 · balance_after: Includes 67,247 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 2,500 | $39.67 | $99,162.50 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · nonDerivative · entry 5 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 10,000 | $98.89 | $988,900.00 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · nonDerivative · entry 4 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,382 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 10,000 | $48.38 | $483,750.00 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · nonDerivative · entry 3 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 4,660 | $98.89 | $460,827.40 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · nonDerivative · entry 2 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,382 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| April 01, 2011 Filed Apr 1, 2011 19:50 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 4,660 | $34.44 | $160,490.40 |
DisclosureSEC source: 0000315189-11-000026 · primary_doc.xml · nonDerivative · entry 1 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 2,034 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · derivative · entry 12 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,742 Underlying: Common Stock · 2,034 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 15,000 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · derivative · entry 11 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 15,000 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, December 6, 2008 and December 6, 2009. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 4,000 | $0.00 Strike: $34.44 | $0.00 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · derivative · entry 10 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,660 Underlying: Common Stock · 4,000 shares Expires 2015-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,034 | $91.89 | $186,904.26 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 8 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,382 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. F2 · balance_after: Includes 67,247 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 6,000 common shares of the Issuer that are directly owned by his spouse. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 2,034 | $39.67 | $80,678.61 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 7 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 15,000 | $91.89 | $1,378,350.00 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 6 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,382 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 15,000 | $48.38 | $725,625.00 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 5 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 19:12 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 4,000 | $91.89 | $367,560.00 |
DisclosureSEC source: 0000315189-11-000008 · primary_doc.xml · nonDerivative · entry 4 JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,382 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on September 2, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.