Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Dauch Corp
Report date December 31, 2017 · Filed May 07, 2018
Section 16 reporting ended · disclosed 2018-05-07. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Metaldyne Performance Group Inc.
Report date April 06, 2017 · Filed April 10, 2017
Section 16 reporting ended · disclosed 2017-04-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 1
1 source rowRow 1 · 2017-04-06 · Disposition to issuer · Disposed 1,889,997 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-04-06 · Disposition to issuer · Disposed 103,208 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2: Reflects disposition under the Merger Agreement, pursuant to which each share of restricted stock of the Issuer was canceled in exchange for the Merger Consideration. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2017-04-06 · Disposition to issuer · Disposed 127,375 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F3: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.81 · Expires 2026-09-16 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-06 · Disposition to issuer · Disposed 83,333 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F4: Represents stock options that were accelerated pursuant to the Merger Agreement and became vested and exercisable as of immediately prior to the Merger. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.08 · Expires 2026-04-04 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-04-06 · Disposition to issuer · Disposed 69,085 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F5: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on April 4, 2017), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $18.90 · Expires 2025-03-16 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-04-06 · Disposition to issuer · Disposed 20,764 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F6: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on March 16, 2016), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.31 · Expires 2022-12-06 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-04-06 · Disposition to issuer · Disposed 556,122 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F7: Represents an exercisable stock option, which was to vest and become exercisable in five equal annual installments (beginning on December 6, 2013), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2024-08-04 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-04-06 · Disposition to issuer · Disposed 253,125 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F8: Currently exercisable. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2024-08-04 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-04-06 · Disposition to issuer · Disposed 171,825 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F7: Represents an exercisable stock option, which was to vest and become exercisable in five equal annual installments (beginning on December 6, 2013), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2024-08-04 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-04-06 · Disposition to issuer · Disposed 139,220 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F8: Currently exercisable. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2024-08-04 | Direct | 0 |
Reported balance
After 2017-04-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-04-06 · Disposition to issuer · Disposed 135,185 · Balance 0 F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F9: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on August 4, 2015), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00.
F2: Reflects disposition under the Merger Agreement, pursuant to which each share of restricted stock of the Issuer was canceled in exchange for the Merger Consideration.
F3: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration.
F4: Represents stock options that were accelerated pursuant to the Merger Agreement and became vested and exercisable as of immediately prior to the Merger.
F5: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on April 4, 2017), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger.
F6: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on March 16, 2016), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger.
F7: Represents an exercisable stock option, which was to vest and become exercisable in five equal annual installments (beginning on December 6, 2013), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger.
F8: Currently exercisable.
F9: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on August 4, 2015), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger.
F10: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 8,600 | $15.04 | $129,344.00 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 15 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,865 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 3,900 | $15.03 | $58,617.00 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 14 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,465 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 9,600 | $15.02 | $144,192.00 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 13 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,365 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 9,580 | $15.01 | $143,795.80 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 12 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952,965 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 5,200 | $15.00 | $78,000.00 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 11 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,545 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 259 | $14.99 | $3,882.41 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 10 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,745 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 5,300 | $14.98 | $79,394.00 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 9 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,004 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 541 | $14.97 | $8,098.77 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 8 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,304 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 1,188 | $14.96 | $17,772.48 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 7 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,845 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 400 | $14.95 | $5,980.00 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 6 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,033 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 17,760 | $14.94 | $265,334.40 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 5 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,433 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 948 | $14.93 | $14,153.64 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 4 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,193 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 5,100 | $14.92 | $76,092.00 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 3 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,141 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 2,745 | $14.91 | $40,927.95 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 2 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,241 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:12 UTC | Dauch Corp AXL · Entity 4703 | SaleCommon Stock | 559 | $14.90 | $8,329.10 |
DisclosureSEC source: 0001127602-17-027397 · form4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,986 Read SEC document |
| May 04, 2017 Filed May 5, 2017 20:16 UTC | Dauch Corp AXL · Entity 4703 | GrantCommon Stock | 7,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017070 · form4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,546 F1 · shares: These shares represent restricted stock units (RSUs) which will settle in common stock upon vesting. The shares will vest on the one-year anniversary of the date of grant. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 20:32 UTC | Dauch Corp AXL · Entity 4703 | Tax withholdingCommon Stock | 65,259 | $17.00 | $1,109,403.00 |
DisclosureSEC source: 0001127602-17-014591 · form4.xml · nonDerivative · entry 2 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,031 Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 20:32 UTC | Dauch Corp AXL · Entity 4703 | GrantCommon Stock | 1,060,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-014591 · form4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,290 F1 · price: Received in exchange for 2,120,580 shares of Metaldyne Performance Group Inc. (MPG) common stock in connection with the acquisition of MPG by the Issuer under the Agreement and Plan of Merger, dated as of November 3, 2016, among the Issuer, MPG, and a wholly-owned subsidiary of the Issuer (the Merger). At the effective time of the Merger, each outstanding share of MPG common stock (as well as each outstanding restricted stock award of MPG and each share underlying outstanding restricted stock units with respect to MPG) held by the reporting person was converted into the right to receive (i) $13.50 in cash, without interest, and (ii) 0.5 of a share of Issuer common stock. On the effective date of the Merger, the closing price of the Issuer's common stock was $17.00. All outstanding restricted stock awards of MPG and restricted stock units with respect to MPG held by the reporting person vested in connection with the Merger. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 135,185 | $1.94 Strike: $20.00 | $262,258.90 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 11 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135,185 shares Expires 2024-08-04 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F9 · derivative.exercise_date: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on August 4, 2015), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 139,220 | $1.94 Strike: $20.00 | $270,086.80 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 10 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 139,220 shares Expires 2024-08-04 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F8 · derivative.exercise_date: Currently exercisable. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 171,825 | $1.94 Strike: $20.00 | $333,340.50 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 9 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,825 shares Expires 2024-08-04 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F7 · derivative.exercise_date: Represents an exercisable stock option, which was to vest and become exercisable in five equal annual installments (beginning on December 6, 2013), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 253,125 | $1.94 Strike: $20.00 | $491,062.50 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 8 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 253,125 shares Expires 2024-08-04 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F8 · derivative.exercise_date: Currently exercisable. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 556,122 | $18.63 Strike: $3.31 | $10,360,552.86 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 7 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 556,122 shares Expires 2022-12-06 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F7 · derivative.exercise_date: Represents an exercisable stock option, which was to vest and become exercisable in five equal annual installments (beginning on December 6, 2013), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 20,764 | $3.04 Strike: $18.90 | $63,122.56 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 6 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,764 shares Expires 2025-03-16 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F6 · derivative.exercise_date: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on March 16, 2016), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 69,085 | $6.86 Strike: $15.08 | $473,923.10 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 5 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,085 shares Expires 2026-04-04 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F5 · derivative.exercise_date: Represents an exercisable stock option, which was to vest and become exercisable in three equal annual installments (beginning on April 4, 2017), and with any previously unvested options being accelerated and becoming vested and exercisable under the Merger Agreement as of immediately prior to the Merger. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerStock Options · Derivative | 83,333 | $6.13 Strike: $15.81 | $510,831.29 |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · derivative · entry 4 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires 2026-09-16 F10 · kind: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F10 · price: Reflects disposition under the Merger Agreement, pursuant to which each outstanding stock option of the Issuer was canceled in exchange for an amount in cash equal to (x) the aggregate number of shares of Common Stock underlying such stock option immediately prior to the Merger, multiplied by (y) the value of the Merger Consideration (with the Share Consideration being valued at $8.44 per share (0.5 times the closing price of a share of AAM common stock on April 5, 2017 of $16.88 (the last trading day prior to the effectiveness of the Merger)) less the exercise price of such stock option. F4 · derivative.exercise_date: Represents stock options that were accelerated pursuant to the Merger Agreement and became vested and exercisable as of immediately prior to the Merger. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerCommon Stock | 127,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · nonDerivative · entry 3 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F3 · price: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerCommon Stock | 103,208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · nonDerivative · entry 2 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2 · price: Reflects disposition under the Merger Agreement, pursuant to which each share of restricted stock of the Issuer was canceled in exchange for the Merger Consideration. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 17:27 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Disposition to issuerCommon Stock, par value $0.001 per share ("Common Stock") | 1,889,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-009891 · doc4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM, and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 11:10 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Tax withholdingCommon Stock, Par Value $0.001 Per Share | 14,388 | $22.15 | $318,694.20 |
DisclosureSEC source: 0001127602-17-014259 · form4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,120,580 Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 13:39 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Tax withholdingCommon Stock, Par Value $0.001 Per Share | 1,872 | $23.60 | $44,179.20 |
DisclosureSEC source: 0001127602-17-012517 · form4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134,968 Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 15:13 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | Tax withholdingCommon Stock, Par Value $0.001 Per Share | 56,601 | $22.05 | $1,248,052.05 |
DisclosureSEC source: 0001127602-16-069893 · form4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,136,840 Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 15:32 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | GrantStock Options (Right to Buy) · Derivative | 83,333 | $0.00 Strike: $15.81 | $0.00 |
DisclosureSEC source: 0001127602-16-062914 · form4.xml · derivative · entry 2 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,333 shares Expires 2026-09-16 F2 · derivative.exercise_date: Vests and becomes exercisable in three equal annual installments beginning on 9/16/2017. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 15:32 UTC | Metaldyne Performance Group Inc. MPG · Entity 177041 | GrantCommon Stock, Par Value $0.001 Per Share | 76,534 | $15.81 | $1,210,002.54 |
DisclosureSEC source: 0001127602-16-062914 · form4.xml · nonDerivative · entry 1 Thanopoulos George · CIK 0001576030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193,441 F1 · price: Restricted stock units vest in three equal annual installments beginning 9/16/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.