Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | February 06, 2013 | February 07, 2013 |
| Johnson Controls International plcJCI · Entity 2940 | Director | March 09, 2024 | March 11, 2024 |
| SS&C Technologies Holdings IncSSNC · Entity 3276 | Director | May 29, 2024 | May 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 06, 2013 · Filed February 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,264 |
Reported balance
After 2013-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-02-06 · Grant · Acquired 39 · Balance 9,264 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Johnson Controls International plc
Report date March 09, 2024 · Filed March 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 75,516.404 |
Reported balance
After 2024-03-09 transaction · row 1
1 source rowRow 1 · 2024-03-09 · Tax withholding · Disposed 1,401 · Balance 75,516.404 |
SS&C Technologies Holdings Inc
Report date May 29, 2024 · Filed May 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,576 |
Reported balance
After 2024-05-29 transaction · row 1
1 source rowRow 1 · 2024-05-29 · Exercise / conversion · Acquired 3,576 · Balance 13,576 F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F2: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-29 · Exercise / conversion · Disposed 3,576 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.
F2: Restricted stock units convert into common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2012 Filed Aug 15, 2012 18:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $198.34 | $119,004.00 |
DisclosureSEC source: 0001181431-12-045669 · rrd353549.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,741.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $198.86 | $19,886.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 18 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,398.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 880 | $198.85 | $174,988.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 17 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,498.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $198.84 | $19,884.40 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 16 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,378.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $198.84 | $39,768.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 15 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,478.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $198.83 | $19,883.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 14 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,678.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $198.77 | $39,754.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 13 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,778.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $198.73 | $19,873.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 12 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,978.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $198.72 | $59,616.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 11 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,078.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 918 | $198.71 | $182,415.78 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 10 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,378.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 93 | $198.70 | $18,479.10 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 9 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,296.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $198.63 | $19,863.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,389.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $198.62 | $59,586.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,489.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 450 | $198.61 | $89,374.50 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,789.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $198.60 | $79,441.60 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,239.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 696 | $198.60 | $138,225.60 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,639.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 404 | $198.59 | $80,230.36 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,335.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $198.58 | $99,290.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,739.5566 Read SEC document |
| August 14, 2012 Filed Aug 15, 2012 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $198.57 | $59,571.00 |
DisclosureSEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,239.5566 Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 15:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044595 · rrd352997.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,185 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028746 · rrd344576.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,145 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2012 Filed Feb 9, 2012 18:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007124 · rrd333500.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,110 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 20,354 | $193.61 | $3,940,737.94 |
DisclosureSEC source: 0001181431-12-005672 · rrd332457.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,489.7529 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 20:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 46,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-005672 · rrd332457.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,843.7529 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2009-2011) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2011 Filed Nov 9, 2011 19:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-055551 · rrd325459.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,077 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 15:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044558 · rrd319509.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,046 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028443 · rrd310998.xml · derivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,242 | $169.21 | $210,158.82 |
DisclosureSEC source: 0001181431-11-028443 · rrd310998.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,837.0839 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028443 · rrd310998.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,079.0839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 10, 2011 15:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028443 · rrd310998.xml · derivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,004 Underlying: Common Stock · 40 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 11,765 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-016382 · rrd304646.xml · derivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,208 | $160.92 | $838,045.32 |
DisclosureSEC source: 0001181431-11-016382 · rrd304646.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,272.0656 Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 11,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-016382 · rrd304646.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,480.0656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $105.96 | $0.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · derivative · entry 21 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2014-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $164.25 | $98,550.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 20 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,114.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 424 | $164.25 | $69,642.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 19 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,714.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $164.24 | $246,360.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 18 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,138.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $164.24 | $16,424.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 17 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,638.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,240 | $164.23 | $203,645.20 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 16 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,738.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 42 | $164.23 | $6,897.66 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 15 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,978.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,260 | $164.22 | $206,917.20 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 14 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,020.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,312 | $164.21 | $215,443.52 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 13 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,280.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,588 | $164.20 | $260,749.60 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 12 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,592.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $164.19 | $65,676.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 11 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,180.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,400 | $164.18 | $558,212.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 10 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,580.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,300 | $164.17 | $541,761.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 9 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,980.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,126 | $164.16 | $349,004.16 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,280.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,289 | $164.15 | $704,039.35 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,406.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,685 | $164.14 | $440,715.90 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,695.9668 Read SEC document |
| February 09, 2011 Filed Feb 10, 2011 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,500 | $164.13 | $410,325.00 |
DisclosureSEC source: 0001181431-11-008967 · rrd300835.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,380.9668 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.