Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | February 06, 2013 | February 07, 2013 |
| Johnson Controls International plcJCI · Entity 2940 | Director | March 09, 2024 | March 11, 2024 |
| SS&C Technologies Holdings IncSSNC · Entity 3276 | Director | May 29, 2024 | May 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 06, 2013 · Filed February 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,264 |
Reported balance
After 2013-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-02-06 · Grant · Acquired 39 · Balance 9,264 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Johnson Controls International plc
Report date March 09, 2024 · Filed March 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 75,516.404 |
Reported balance
After 2024-03-09 transaction · row 1
1 source rowRow 1 · 2024-03-09 · Tax withholding · Disposed 1,401 · Balance 75,516.404 |
SS&C Technologies Holdings Inc
Report date May 29, 2024 · Filed May 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,576 |
Reported balance
After 2024-05-29 transaction · row 1
1 source rowRow 1 · 2024-05-29 · Exercise / conversion · Acquired 3,576 · Balance 13,576 F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F2: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-29 · Exercise / conversion · Disposed 3,576 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.
F2: Restricted stock units convert into common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2024 Filed May 31, 2024 21:02 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionRestricted Stock Units · Derivative | 3,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-067428 · ownership.xml · derivative · entry 2 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · kind: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F1 · shares: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F1 · derivative.exercise_date: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F1 · derivative.expiration_date: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F1 · derivative.underlying_shares: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. Read SEC document |
| May 29, 2024 Filed May 31, 2024 21:02 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 3,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-067428 · ownership.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F1 · shares: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock · Derivative | 6,000 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0000950170-24-057801 · ownership.xml · derivative · entry 3 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2024-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on the date of grant, on May 29, 2014. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | SaleCommon Stock | 6,000 | $62.81 | $376,884.00 |
DisclosureSEC source: 0000950170-24-057801 · ownership.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported is the weighted average of the shares sold. The shares sold at varying prices in the range of $62.765 to $62.87. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:05 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 6,000 | $21.39 | $128,310.00 |
DisclosureSEC source: 0000950170-24-057801 · ownership.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2024 Filed Mar 11, 2024 21:15 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,401 | $61.73 | $86,483.73 |
DisclosureSEC source: 0001127602-24-009420 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,516.404 Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 21:00 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantRestricted Stock Units · Derivative | 3,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034436 · doc4.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,533 Underlying: Common Stock · 3,533 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024. F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024. F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024. F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 20:43 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009889 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,517.44 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 23:21 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 1,372 | $63.46 | $87,067.12 |
DisclosureSEC source: 0001127602-23-009668 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,674.444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 12, 2022 23:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $59.34 | $0.00 |
DisclosureSEC source: 0001209191-22-028656 · doc4.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-05-11 F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 18:09 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,398 | $62.81 | $87,808.38 |
DisclosureSEC source: 0001127602-22-008976 · form4.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,715.414 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 18:09 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008976 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,113.414 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:54 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $73.49 | $0.00 |
DisclosureSEC source: 0001209191-21-034667 · doc4.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2031-05-19 F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:21 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010440 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,131.674 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 22:51 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,222 | $59.20 | $131,542.40 |
DisclosureSEC source: 0001127602-21-009767 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,267.674 Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:26 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionStock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $20.71 | $0.00 |
DisclosureSEC source: 0001209191-20-047927 · doc4.xml · derivative · entry 3 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,500 shares Expires 2023-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on the date of grant, on November 5,2013. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:26 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | SaleStock Option (right to buy) | 32,500 | $62.52 | $2,032,033.25 |
DisclosureSEC source: 0001209191-20-047927 · doc4.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported is the weighted average of the shares sold. The shares sold at varying prices in the range of $62.33 to $62.73. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:26 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionStock Option (right to buy) | 42,500 | $20.71 | $880,175.00 |
DisclosureSEC source: 0001209191-20-047927 · doc4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 21, 2020 21:25 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $56.74 | $0.00 |
DisclosureSEC source: 0001209191-20-031391 · doc4.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:00 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009785 · form4.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,198.604 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:00 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,141 | $39.35 | $84,248.35 |
DisclosureSEC source: 0001127602-20-009785 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,691.604 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:33 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $58.71 | $0.00 |
DisclosureSEC source: 0001209191-19-030528 · doc4.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2029-05-15 F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:25 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,345 | $35.67 | $154,986.15 |
DisclosureSEC source: 0001127602-19-010517 · form4.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,611 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:25 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,040 | $35.16 | $71,726.40 |
DisclosureSEC source: 0001127602-19-010517 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,266 Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:28 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $49.17 | $0.00 |
DisclosureSEC source: 0001209191-18-031294 · doc4.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2028-05-16 F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:33 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011231 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,117 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 00:18 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,868 | $37.07 | $69,246.76 |
DisclosureSEC source: 0001127602-18-010812 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,998 Read SEC document |
| May 17, 2017 Filed May 18, 2017 18:47 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | GrantStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $36.80 | $0.00 |
DisclosureSEC source: 0001209191-17-033546 · doc4.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2027-05-17 F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,008 | $41.23 | $82,789.84 |
DisclosureSEC source: 0001127602-17-011461 · form4.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,773 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 21:57 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 3,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011461 · form4.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,781 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 17:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007469 · rrd369357.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,264 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 17,519 | $204.58 | $3,584,037.02 |
DisclosureSEC source: 0001181431-13-006596 · rrd368739.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,870.7471 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 34,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006596 · rrd368739.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,389.7471 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 16,168 | $0.00 Strike: $92.51 | $0.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · derivative · entry 21 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,168 shares Expires 2015-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $204.82 | $40,964.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 20 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,481.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $204.81 | $143,367.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 19 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,681.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $204.81 | $20,481.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 18 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,381.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 650 | $204.80 | $133,120.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 17 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,481.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 888 | $204.79 | $181,853.52 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 16 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,131.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,425 | $204.78 | $1,110,931.50 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 15 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,019.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $204.76 | $20,476.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 14 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,444.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,932 | $204.75 | $395,577.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 13 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,544.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $204.74 | $163,792.08 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 12 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,476.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,000 | $204.74 | $614,220.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 11 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,276.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,224 | $204.72 | $250,577.28 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 10 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,276.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $204.71 | $20,471.25 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 9 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,500.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,300 | $204.71 | $1,494,383.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,600.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $204.69 | $20,469.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,900.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,400 | $204.68 | $695,912.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,000.7028 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $204.67 | $307,005.00 |
DisclosureSEC source: 0001181431-13-005537 · rrd368155.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,400.7028 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.