Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NISOURCE INC.NI · Entity 3270 | VP, Human Resources | May 07, 2018 | May 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NISOURCE INC.
Report date May 07, 2018 · Filed May 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,872.514 |
Reported balance
After 2018-05-07 transaction · row 1
1 source rowRow 1 · 2018-05-07 · Sale · Disposed 15,748 · Balance 11,872.514 F1: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.32 to $25.50, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 4,430.8719 |
Reported balance
Holding disclosure · report date 2018-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,430.8719 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.32 to $25.50, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2018 Filed May 9, 2018 16:49 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 15,748 | $25.35 | $399,211.80 |
DisclosureSEC source: 0001127602-18-016693 · form4.xml · nonDerivative · entry 1 Smith Teresa M · CIK 0001673746 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,872.514 F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.32 to $25.50, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 19:17 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 2,078 | $23.97 | $49,809.66 |
DisclosureSEC source: 0001127602-18-004269 · form4.xml · nonDerivative · entry 1 Smith Teresa M · CIK 0001673746 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,620 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2015 restricted stock unit awards. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:55 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 737 | $24.42 | $17,997.54 |
DisclosureSEC source: 0001127602-18-002775 · form4.xml · nonDerivative · entry 1 Smith Teresa M · CIK 0001673746 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,698 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: This figure has been reduced by (1) 4,284 shares underlying the performance share units ("PSUs") granted to the reporting person on January 29, 2016, and (2) 4,050 shares underlying the PSUs granted to the reporting person on January 26, 2017. These PSUs were previously reported on Forms 4 as beneficially owned by the reporting person. However, the vesting of these PSUs is subject to the satisfaction and confirmation of performance measures not based solely on the market price of the Common Stock. As such, the reporting person may not be deemed to beneficially own these PSUs until the performance measures are satisfied and confirmed. Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 16:48 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027422 · form4.xml · nonDerivative · entry 2 Smith Teresa M · CIK 0001673746 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,295 F1 · shares: Represents shares contributed to a donor advised charitable fund. Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 16:48 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027422 · form4.xml · nonDerivative · entry 1 Smith Teresa M · CIK 0001673746 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,795 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:12 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 3,138 | $23.91 | $75,029.58 |
DisclosureSEC source: 0001127602-17-009581 · form4.xml · nonDerivative · entry 1 Smith Teresa M · CIK 0001673746 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,795 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2014 stock awards. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 4,050 | $22.22 | $89,991.00 |
DisclosureSEC source: 0001127602-17-002877 · form4.xml · nonDerivative · entry 1 Smith Teresa M · CIK 0001673746 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,933 F1 · balance_after: Includes performance share units granted on January 26, 2017. These units are scheduled to vest three years after the date of grant and upon satisfaction of performance measures approved by the Compensation Committee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.