Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL HEALTH SERVICES INCUHS · Entity 3529 | Director | May 15, 2018 | May 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL HEALTH SERVICES INC
Report date May 15, 2018 · Filed May 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 19,274 |
Ending reported balance
After 2018-05-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-05-15 · Exercise / conversion · Acquired 11,250 · Balance 30,384 Row 2 · 2018-05-15 · Exercise / conversion · Acquired 7,500 · Balance 37,884 Row 3 · 2018-05-15 · Tax withholding · Disposed 18,610 · Balance 19,274 |
| Option To Purchase Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $117.29 · Expires 2020-03-17 | Direct | 3,750 |
Reported balance
After 2018-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-15 · Exercise / conversion · Disposed 11,250 · Balance 3,750 F1: Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019. |
| Option To Purchase Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $118.62 · Expires 2021-03-22 | Direct | 7,500 |
Reported balance
After 2018-05-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-15 · Exercise / conversion · Disposed 7,500 · Balance 7,500 F2: Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019.
F2: Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2018 Filed May 15, 2018 17:26 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 7,500 | $0.00 Strike: $118.62 | $0.00 |
DisclosureSEC source: 0001127602-18-017485 · form4.xml · derivative · entry 5 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Class B Common Stock · 7,500 shares Expires 2021-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020. Read SEC document |
| May 15, 2018 Filed May 15, 2018 17:26 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 11,250 | $0.00 Strike: $117.29 | $0.00 |
DisclosureSEC source: 0001127602-18-017485 · form4.xml · derivative · entry 4 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Class B Common Stock · 11,250 shares Expires 2020-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019. Read SEC document |
| May 15, 2018 Filed May 15, 2018 17:26 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Tax withholdingClass B Common Stock | 18,610 | $118.71 | $2,209,193.10 |
DisclosureSEC source: 0001127602-18-017485 · form4.xml · nonDerivative · entry 3 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,274 Read SEC document |
| May 15, 2018 Filed May 15, 2018 17:26 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 7,500 | $118.71 | $890,325.00 |
DisclosureSEC source: 0001127602-18-017485 · form4.xml · nonDerivative · entry 2 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 15, 2018 17:26 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 11,250 | $118.71 | $1,335,487.50 |
DisclosureSEC source: 0001127602-18-017485 · form4.xml · nonDerivative · entry 1 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:01 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 7,500 | $0.00 Strike: $78.17 | $0.00 |
DisclosureSEC source: 0001127602-18-017148 · form4.xml · derivative · entry 3 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 7,500 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested on 3/26/2017 and 3/26/2018. Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:01 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Tax withholdingClass B Common Stock | 4,999 | $117.27 | $586,232.73 |
DisclosureSEC source: 0001127602-18-017148 · form4.xml · nonDerivative · entry 2 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,134 Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:01 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 7,500 | $117.27 | $879,525.00 |
DisclosureSEC source: 0001127602-18-017148 · form4.xml · nonDerivative · entry 1 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 18:55 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 3,750 | $0.00 Strike: $53.38 | $0.00 |
DisclosureSEC source: 0001127602-17-033420 · form4.xml · derivative · entry 3 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,750 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested on 1/16/2017. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 18:55 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Tax withholdingClass B Common Stock | 1,956 | $102.33 | $200,157.48 |
DisclosureSEC source: 0001127602-17-033420 · form4.xml · nonDerivative · entry 2 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,633 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 18:55 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 3,750 | $102.33 | $383,737.50 |
DisclosureSEC source: 0001127602-17-033420 · form4.xml · nonDerivative · entry 1 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 20:59 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | GrantOption To Purchase Class B Common Stock · Derivative | 10,000 | $124.56 Strike: $124.56 | $1,245,600.00 |
DisclosureSEC source: 0001127602-17-013304 · form4.xml · derivative · entry 1 HERRELL JOHN H · CIK 0001181038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class B Common Stock · 10,000 shares Expires 2022-03-28 F1 · derivative.exercise_date: Option vests ratably on each of 3/29/2018, 3/29/2019, 3/29/2020 and 3/29/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.