Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWELL BRANDS INC.NWL · Entity 4339 | President | May 11, 2018 | May 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWELL BRANDS INC.
Report date May 11, 2018 · Filed May 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 281,204 |
Ending reported balance
After 2018-05-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-11 · Exercise / conversion · Acquired 41,488 · Balance 302,437 F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Row 2 · 2018-05-11 · Tax withholding · Disposed 21,233 · Balance 281,204 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 41,488 |
Reported balance
After 2018-05-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-11 · Exercise / conversion · Disposed 41,488 · Balance 41,488 F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
F2: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2018 Filed May 15, 2018 20:16 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 41,488 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000030 · wf-form4_152641538648644.xml · derivative · entry 3 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,488 Underlying: Common Stock · 41,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016. F2 · derivative.expiration_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:16 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 21,233 | $27.06 | $574,564.98 |
DisclosureSEC source: 0000814453-18-000030 · wf-form4_152641538648644.xml · nonDerivative · entry 2 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,204 Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:16 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 41,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-18-000030 · wf-form4_152641538648644.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:49 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 7,397 | $27.30 | $201,938.10 |
DisclosureSEC source: 0000814453-18-000003 · wf-form4_151864406839042.xml · nonDerivative · entry 2 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,046 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:49 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 19,402 | $27.30 | $529,674.60 |
DisclosureSEC source: 0000814453-18-000003 · wf-form4_151864406839042.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired upon vesting of performance-based restricted stock units previously granted in 2015. Read SEC document |
| February 12, 2018 Filed Feb 16, 2018 00:37 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 9,555 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000007 · wf-form4_151874141824779.xml · derivative · entry 3 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,778 Underlying: Common Stock · 9,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The Reporting Person became vested in one-half of the total RSUs that were granted on December 28, 2015. F2 · derivative.expiration_date: The Reporting Person became vested in one-half of the total RSUs that were granted on December 28, 2015. Read SEC document |
| February 12, 2018 Filed Feb 16, 2018 00:37 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 3,652 | $27.30 | $99,699.60 |
DisclosureSEC source: 0000814453-18-000007 · wf-form4_151874141824779.xml · nonDerivative · entry 2 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,949 Read SEC document |
| February 12, 2018 Filed Feb 16, 2018 00:37 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 9,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-18-000007 · wf-form4_151874141824779.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:04 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 5,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000001 · wf-form4_151492702957763.xml · derivative · entry 3 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996 Underlying: Common Stock · 5,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On December 28, 2017, the Reporting Person became vested in one-third of the total RSUs that were granted on December 28, 2015. F3 · derivative.expiration_date: N/A Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:04 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 3,347 | $31.03 | $103,857.41 |
DisclosureSEC source: 0000814453-18-000001 · wf-form4_151492702957763.xml · nonDerivative · entry 2 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,041 Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:04 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 5,996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-18-000001 · wf-form4_151492702957763.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 11, 2017 Filed May 15, 2017 20:09 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 41,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000058 · wf-form4_149487870618760.xml · derivative · entry 3 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,976 Underlying: Common Stock · 41,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016. F2 · derivative.expiration_date: The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016. Read SEC document |
| May 11, 2017 Filed May 15, 2017 20:09 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 23,159 | $53.46 | $1,238,080.14 |
DisclosureSEC source: 0000814453-17-000058 · wf-form4_149487870618760.xml · nonDerivative · entry 2 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,392 Read SEC document |
| May 11, 2017 Filed May 15, 2017 20:09 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 41,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-17-000058 · wf-form4_149487870618760.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:51 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 5,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000015 · wf-form4_148718108523693.xml · derivative · entry 5 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,992 Underlying: Common Stock · 5,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Newell Brands Inc. common stock. F3 · derivative.expiration_date: N/A Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:51 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 3,347 | $47.06 | $157,509.82 |
DisclosureSEC source: 0000814453-17-000015 · wf-form4_148718108523693.xml · nonDerivative · entry 4 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,064 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:51 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 5,996 | $47.06 | $282,171.76 |
DisclosureSEC source: 0000814453-17-000015 · wf-form4_148718108523693.xml · nonDerivative · entry 3 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:51 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Tax withholdingCommon Stock | 14,958 | $47.06 | $703,923.48 |
DisclosureSEC source: 0000814453-17-000015 · wf-form4_148718108523693.xml · nonDerivative · entry 2 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,415 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:51 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 32,378 | $47.06 | $1,523,708.68 |
DisclosureSEC source: 0000814453-17-000015 · wf-form4_148718108523693.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired upon vesting of performance-based restricted stock units previously granted on December 28, 2015. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 13:44 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | PurchaseCommon Stock | 13,000 | $45.22 | $587,860.00 |
DisclosureSEC source: 0000814453-17-000006 · wf-form4_148656144866086.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,995 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.20 to $45.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 12:15 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | PurchaseCommon Stock | 12,436 | $48.15 | $598,793.40 |
DisclosureSEC source: 0000814453-16-000268 · wf-form4_147800251654876.xml · nonDerivative · entry 1 Tarchetti Mark · CIK 0001565805 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,995 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.125 to $48.175. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.