Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIVMARK RESIDENTIALEQR · Entity 499 | Director | May 14, 2018 | May 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIVMARK RESIDENTIAL
Report date May 14, 2018 · Filed May 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | Direct | 69,716 |
Reported balance
After 2018-05-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-14 · Grant · Acquired 1,936 · Balance 69,716 F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSERP Account | 1,261 |
Reported balance
Holding disclosure · report date 2018-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,261 F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.
F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2018 Filed May 16, 2018 20:24 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,936 | $51.64 | $99,975.04 |
DisclosureSEC source: 0001127602-18-017678 · form4.xml · nonDerivative · entry 1 ALEXANDER JOHN W · CIK 0001237520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,716 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantRestricted Units · Derivative | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021757 · form4.xml · derivative · entry 2 ALEXANDER JOHN W · CIK 0001237520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513 Underlying: Common Shares Of Beneficial Interest · 513 shares Expires 2027-06-15 F2 · derivative.exercise_price: On June 15, 2017, the reporting person received a grant of Series 2017D restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2017 Annual Meeting of Shareholders to the 2018 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. F3 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 15, 2018. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 15, 2019. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:30 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 16,767 | $0.00 Strike: $67.77 | $0.00 |
DisclosureSEC source: 0001127602-17-021757 · form4.xml · derivative · entry 1 ALEXANDER JOHN W · CIK 0001237520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,767 Underlying: Common Shares Of Beneficial Interest · 16,767 shares Expires 2027-06-15 F1 · shares: Represents share options granted for prospective service from the 2017 Annual Meeting of Shareholders to the 2018 Annual Meeting of Shareholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.