Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NOODLES & CoNDLS · Entity 6874 | Interim Chief Financial Office | May 15, 2018 | May 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NOODLES & Co
Report date May 15, 2018 · Filed May 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 22,000 |
Ending reported balance
After 2018-05-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-05-15 · Sale · Disposed 3,200 · Balance 23,800 Row 2 · 2018-05-15 · Sale · Disposed 1,800 · Balance 22,000 Row 3 · 2018-05-15 · Exercise / conversion · Acquired 2,500 · Balance 24,500 Row 4 · 2018-05-15 · Sale · Disposed 2,500 · Balance 22,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.04 · Expires 2026-08-12 | Direct | 7,500 |
Reported balance
After 2018-05-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-15 · Exercise / conversion · Disposed 2,500 · Balance 7,500 F1: These options, originally representing the right to buy 10,000 shares of Class A Common Stock, vest in 4 equal annual installments beginning 8/12/2017 |
Filing footnotes · ownership attribution and instrument terms
F1: These options, originally representing the right to buy 10,000 shares of Class A Common Stock, vest in 4 equal annual installments beginning 8/12/2017
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2018 Filed May 16, 2018 17:23 UTC | NOODLES & Co NDLS · Entity 6874 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0001275158-18-000039 · wf-form4_152650579516927.xml · derivative · entry 5 DAGGETT SUSAN · CIK 0001274215 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Class A Common Stock · 2,500 shares Expires 2026-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options, originally representing the right to buy 10,000 shares of Class A Common Stock, vest in 4 equal annual installments beginning 8/12/2017 Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:23 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock | 2,500 | $9.43 | $23,575.00 |
DisclosureSEC source: 0001275158-18-000039 · wf-form4_152650579516927.xml · nonDerivative · entry 4 DAGGETT SUSAN · CIK 0001274215 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:23 UTC | NOODLES & Co NDLS · Entity 6874 | Exercise / conversionClass A Common Stock | 2,500 | $7.04 | $17,600.00 |
DisclosureSEC source: 0001275158-18-000039 · wf-form4_152650579516927.xml · nonDerivative · entry 3 DAGGETT SUSAN · CIK 0001274215 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:23 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock | 1,800 | $9.65 | $17,370.00 |
DisclosureSEC source: 0001275158-18-000039 · wf-form4_152650579516927.xml · nonDerivative · entry 2 DAGGETT SUSAN · CIK 0001274215 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:23 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock | 3,200 | $9.66 | $30,912.00 |
DisclosureSEC source: 0001275158-18-000039 · wf-form4_152650579516927.xml · nonDerivative · entry 1 DAGGETT SUSAN · CIK 0001274215 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,800 Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:35 UTC | NOODLES & Co NDLS · Entity 6874 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001275158-18-000007 · wf-form4_151631492450879.xml · derivative · entry 2 DAGGETT SUSAN · CIK 0001274215 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 15,000 shares Expires 2028-01-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 30th, 2018. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:35 UTC | NOODLES & Co NDLS · Entity 6874 | GrantClass A Common Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000007 · wf-form4_151631492450879.xml · nonDerivative · entry 1 DAGGETT SUSAN · CIK 0001274215 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · shares: Award of Restricted Stock Units ("RSUs") received on January 16th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 30th, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.