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SHOEMAKER ALVIN V

Disclosed activity across 2 companies

Tapewire entity
166585
SEC CIK
0001051929

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Huntsman CORPHUN · Entity 4636DirectorFebruary 07, 2018February 09, 2018
WYNN RESORTS LTDWYNN · Entity 3557DirectorMay 15, 2018May 17, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Huntsman CORP

Report date February 07, 2018 · Filed February 09, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,001 Reported balance After 2018-02-07 transaction · row 1
1 source row

Row 1 · 2018-02-07 · Grant · Acquired 4,120 · Balance 25,001

WYNN RESORTS LTD

Report date May 15, 2018 · Filed May 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect10,471 Reported balance After 2018-05-15 transaction · row 1
1 source row

Row 1 · 2018-05-15 · Grant · Acquired 1,309 · Balance 10,471

F1: Restricted shares of common stock, par value $0.01 per share, of Wynn Resorts, Limited (the "Company") granted pursuant to the Company's 2014 Omnibus Incentive Plan. Shares will vest pro rata, 25% per year on each anniversary of the date of grant, provided that if the reporting person's service with the Company is terminated for any reason, all restricted shares that are subject to restrictions upon the date of termination shall be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted shares of common stock, par value $0.01 per share, of Wynn Resorts, Limited (the "Company") granted pursuant to the Company's 2014 Omnibus Incentive Plan. Shares will vest pro rata, 25% per year on each anniversary of the date of grant, provided that if the reporting person's service with the Company is terminated for any reason, all restricted shares that are subject to restrictions upon the date of termination shall be forfeited.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 17, 2018 20:01 UTC WYNN RESORTS LTD WYNN · Entity 3557 GrantCommon Stock, par value $0.01 per share 1,309 $0.00 $0.00
Disclosure

SEC source: 0001174922-18-000114 · wf-form4_152660164976653.xml · nonDerivative · entry 1

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,471

F1 · price: Restricted shares of common stock, par value $0.01 per share, of Wynn Resorts, Limited (the "Company") granted pursuant to the Company's 2014 Omnibus Incentive Plan. Shares will vest pro rata, 25% per year on each anniversary of the date of grant, provided that if the reporting person's service with the Company is terminated for any reason, all restricted shares that are subject to restrictions upon the date of termination shall be forfeited.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 20:37 UTC Huntsman CORP HUN · Entity 4636 GrantCommon Stock 4,120 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001063 · marketforms-40990.xml · nonDerivative · entry 1

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,001

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:04 UTC WYNN RESORTS LTD WYNN · Entity 3557 Exercise / conversionStock Options (right to buy) · Derivative 5,000 $0.00 Strike: $84.28 $0.00
Disclosure

SEC source: 0001174922-17-000181 · wf-form4_151027946981272.xml · derivative · entry 5

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2020-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in five equal installments on May 11, 2011; May 11, 2012; May 11, 2013; May 11, 2014; and May 11, 2015.

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November 08, 2017 Filed Nov 9, 2017 21:04 UTC WYNN RESORTS LTD WYNN · Entity 3557 Exercise / conversionStock Options (right to buy) · Derivative 10,000 $0.00 Strike: $47.12 $0.00
Disclosure

SEC source: 0001174922-17-000181 · wf-form4_151027946981272.xml · derivative · entry 4

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 10,000 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested 10% per year on May 6, 2010; May 6, 2011; May 6, 2012; May 6, 2013; and the remaining options vested in full on May 6, 2014.

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November 08, 2017 Filed Nov 9, 2017 21:04 UTC WYNN RESORTS LTD WYNN · Entity 3557 SaleCommon Stock, par value $0.01 per share 15,000 $151.74 $2,276,100.00
Disclosure

SEC source: 0001174922-17-000181 · wf-form4_151027946981272.xml · nonDerivative · entry 3

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,162

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $151.50 and $151.95. The reporting person, upon request by the staff of the SEC, Wynn Resorts, Limited (the "Company") or by a security holder of the Company, undertakes to provide further information regarding the number of securities sold at each price.

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November 08, 2017 Filed Nov 9, 2017 21:04 UTC WYNN RESORTS LTD WYNN · Entity 3557 Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $84.28 $421,400.00
Disclosure

SEC source: 0001174922-17-000181 · wf-form4_151027946981272.xml · nonDerivative · entry 2

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:04 UTC WYNN RESORTS LTD WYNN · Entity 3557 Exercise / conversionCommon Stock, par value $0.01 per share 10,000 $47.12 $471,200.00
Disclosure

SEC source: 0001174922-17-000181 · wf-form4_151027946981272.xml · nonDerivative · entry 1

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 19:37 UTC Huntsman CORP HUN · Entity 4636 SaleCommon Stock 16,346 $31.26 $510,908.94
Disclosure

SEC source: 0001214659-17-006489 · marketforms-40098.xml · nonDerivative · entry 2

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,881

Read SEC document
November 06, 2017 Filed Nov 7, 2017 19:37 UTC Huntsman CORP HUN · Entity 4636 SaleCommon Stock 21,663 $31.29 $677,856.93
Disclosure

SEC source: 0001214659-17-006489 · marketforms-40098.xml · nonDerivative · entry 1

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,227

F1 · price: The price reported in Column 4 of Line 1 with respect to the 21,663 shares sold on November 6, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.27 to $31.35. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4.

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April 20, 2017 Filed Apr 24, 2017 20:01 UTC WYNN RESORTS LTD WYNN · Entity 3557 GrantCommon Stock, par value $0.01 per share 2,152 $0.00 $0.00
Disclosure

SEC source: 0001174922-17-000060 · wf-form4_149307845398265.xml · nonDerivative · entry 1

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,162

F1 · price: Restricted shares of common stock, par value $0.01 per share, of Wynn Resorts, Limited (the "Company") granted pursuant to the Company's 2014 Omnibus Incentive Plan. Shares will vest pro rata, 25% per year on each anniversary of the date of grant, provided that if the reporting person's service with the Company is terminated for any reason, all restricted shares that are subject to restrictions upon the date of termination shall be forfeited.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:50 UTC Huntsman CORP HUN · Entity 4636 GrantCommon Stock 6,426 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-000693 · marketforms-37705.xml · nonDerivative · entry 1

SHOEMAKER ALVIN V · CIK 0001051929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,890

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.