Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alon USA Partners, LPALDW · Entity 169538 | Executive Vice President | July 27, 2017 | August 04, 2017 |
| Delek US Holdings, Inc.DK · Entity 2599 | Executive Vice President | May 16, 2018 | May 17, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alon USA Partners, LP
Report date July 27, 2017 · Filed August 04, 2017
This filing explicitly reported no securities owned.
Delek US Holdings, Inc.
Report date May 16, 2018 · Filed May 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,304 |
Ending reported balance
After 2018-05-16 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-05-16 · Exercise / conversion · Acquired 16,250 · Balance 34,554 F1: Reflects stock appreciation rights granted to the Reporting Person on December 10, 2011, which vested ratably on December 10 of 2012, 2013, 2014 and 2015, and which were exercised by the Reporting Person on May 16, 2018. Row 2 · 2018-05-16 · Disposition to issuer · Disposed 3,451 · Balance 31,103 F2: Disposition of shares of common stock to the Issuer for payment of the exercise price in connection with the exercise of the stock appreciation rights. Row 3 · 2018-05-16 · Tax withholding · Disposed 3,117 · Balance 27,986 F3: Shares withheld to cover the tax withholding obligations in connection with the exercise of the stock appreciation rights. Row 4 · 2018-05-16 · Sale · Disposed 9,682 · Balance 18,304 F1: Reflects stock appreciation rights granted to the Reporting Person on December 10, 2011, which vested ratably on December 10 of 2012, 2013, 2014 and 2015, and which were exercised by the Reporting Person on May 16, 2018. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $10.65 · Expires 2021-09-10 | Direct | 16,250 |
Reported balance
After 2018-05-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-16 · Exercise / conversion · Disposed 16,250 · Balance 16,250 F4: The stock appreciation right vested ratably on each of December 10, 2012, 2013, 2014 and 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects stock appreciation rights granted to the Reporting Person on December 10, 2011, which vested ratably on December 10 of 2012, 2013, 2014 and 2015, and which were exercised by the Reporting Person on May 16, 2018.
F2: Disposition of shares of common stock to the Issuer for payment of the exercise price in connection with the exercise of the stock appreciation rights.
F3: Shares withheld to cover the tax withholding obligations in connection with the exercise of the stock appreciation rights.
F4: The stock appreciation right vested ratably on each of December 10, 2012, 2013, 2014 and 2015.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Delek US Energy, Inc.
Report date July 01, 2017 · Filed July 03, 2017
Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-01 transaction · row 1
1 source rowRow 1 · 2017-07-01 · Disposition to issuer · Disposed 19,410 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 2, 2017, as amended, by and among Delek US Holdings, Inc. ("Old Delek"), Alon USA Energy, Inc., and certain other parties thereto (the "Merger Agreement"), each outstanding share of common stock of Old Delek was exchanged on a one-for-one basis for a share of common stock of Delek Holdco, Inc., which was renamed Delek US Holdings, Inc. ("New Delek") in connection with the mergers provided for in the Merger Agreement. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $10.65 · Expires 2021-09-10 | Direct | 0 |
Reported balance
After 2017-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-01 · Disposition to issuer · Disposed 32,500 · Balance 0 F2: Pursuant to the Merger Agreement, each Stock Appreciation Right ("SAR"), whether vested or unvested, was automatically converted into an equivalent New Delek SAR. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.21 · Expires 2022-06-10 | Direct | 0 |
Reported balance
After 2017-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-01 · Disposition to issuer · Disposed 6,500 · Balance 0 F2: Pursuant to the Merger Agreement, each Stock Appreciation Right ("SAR"), whether vested or unvested, was automatically converted into an equivalent New Delek SAR. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of January 2, 2017, as amended, by and among Delek US Holdings, Inc. ("Old Delek"), Alon USA Energy, Inc., and certain other parties thereto (the "Merger Agreement"), each outstanding share of common stock of Old Delek was exchanged on a one-for-one basis for a share of common stock of Delek Holdco, Inc., which was renamed Delek US Holdings, Inc. ("New Delek") in connection with the mergers provided for in the Merger Agreement.
F2: Pursuant to the Merger Agreement, each Stock Appreciation Right ("SAR"), whether vested or unvested, was automatically converted into an equivalent New Delek SAR.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2018 Filed May 17, 2018 21:00 UTC | Delek US Holdings, Inc. DK · Entity 2599 | Exercise / conversionStock Appreciation Right · Derivative | 16,250 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001694426-18-000127 · wf-form4_152659077551230.xml · derivative · entry 5 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Underlying: Common Stock · 16,250 shares Expires 2021-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation right vested ratably on each of December 10, 2012, 2013, 2014 and 2015. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:00 UTC | Delek US Holdings, Inc. DK · Entity 2599 | SaleCommon Stock | 9,682 | $50.12 | $485,296.70 |
DisclosureSEC source: 0001694426-18-000127 · wf-form4_152659077551230.xml · nonDerivative · entry 4 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,304 F1 · shares: Reflects stock appreciation rights granted to the Reporting Person on December 10, 2011, which vested ratably on December 10 of 2012, 2013, 2014 and 2015, and which were exercised by the Reporting Person on May 16, 2018. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:00 UTC | Delek US Holdings, Inc. DK · Entity 2599 | Tax withholdingCommon Stock | 3,117 | $50.15 | $156,317.55 |
DisclosureSEC source: 0001694426-18-000127 · wf-form4_152659077551230.xml · nonDerivative · entry 3 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,986 F3 · shares: Shares withheld to cover the tax withholding obligations in connection with the exercise of the stock appreciation rights. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:00 UTC | Delek US Holdings, Inc. DK · Entity 2599 | Disposition to issuerCommon Stock | 3,451 | $50.15 | $173,067.65 |
DisclosureSEC source: 0001694426-18-000127 · wf-form4_152659077551230.xml · nonDerivative · entry 2 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,103 F2 · shares: Disposition of shares of common stock to the Issuer for payment of the exercise price in connection with the exercise of the stock appreciation rights. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:00 UTC | Delek US Holdings, Inc. DK · Entity 2599 | Exercise / conversionCommon Stock | 16,250 | $10.65 | $173,062.50 |
DisclosureSEC source: 0001694426-18-000127 · wf-form4_152659077551230.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects stock appreciation rights granted to the Reporting Person on December 10, 2011, which vested ratably on December 10 of 2012, 2013, 2014 and 2015, and which were exercised by the Reporting Person on May 16, 2018. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 22:35 UTC | Delek US Holdings, Inc. DK · Entity 2599 | Tax withholdingCommon Stock | 389 | $37.26 | $14,494.14 |
DisclosureSEC source: 0001694426-18-000050 · wf-form4_152098052760034.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,304 Read SEC document |
| December 10, 2017 Filed Dec 14, 2017 00:38 UTC | Delek US Holdings, Inc. DK · Entity 2599 | Tax withholdingCommon Stock | 358 | $32.76 | $11,728.08 |
DisclosureSEC source: 0001694426-17-000236 · wf-form4_151321189427366.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,693 Read SEC document |
| September 10, 2017 Filed Sep 14, 2017 19:25 UTC | Delek US Holdings, Inc. DK · Entity 2599 | Tax withholdingCommon Stock | 359 | $25.66 | $9,211.94 |
DisclosureSEC source: 0001694426-17-000149 · wf-form4_150541709386990.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,051 Read SEC document |
| July 01, 2017 Filed Jul 3, 2017 09:51 UTC | Delek US Energy, Inc. DK · Entity 44742 | Disposition to issuerStock Appreciation Right · Derivative | 6,500 | Not disclosed Strike: $16.21 | Not disclosed |
DisclosureSEC source: 0001351541-17-000284 · wf-form4_149908984999484.xml · derivative · entry 3 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2022-06-10 F2 · price: Pursuant to the Merger Agreement, each Stock Appreciation Right ("SAR"), whether vested or unvested, was automatically converted into an equivalent New Delek SAR. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each Stock Appreciation Right ("SAR"), whether vested or unvested, was automatically converted into an equivalent New Delek SAR. Read SEC document |
| July 01, 2017 Filed Jul 3, 2017 09:51 UTC | Delek US Energy, Inc. DK · Entity 44742 | Disposition to issuerStock Appreciation Right · Derivative | 32,500 | Not disclosed Strike: $10.65 | Not disclosed |
DisclosureSEC source: 0001351541-17-000284 · wf-form4_149908984999484.xml · derivative · entry 2 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires 2021-09-10 F2 · price: Pursuant to the Merger Agreement, each Stock Appreciation Right ("SAR"), whether vested or unvested, was automatically converted into an equivalent New Delek SAR. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each Stock Appreciation Right ("SAR"), whether vested or unvested, was automatically converted into an equivalent New Delek SAR. Read SEC document |
| July 01, 2017 Filed Jul 3, 2017 09:51 UTC | Delek US Energy, Inc. DK · Entity 44742 | Disposition to issuerCommon Stock | 19,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351541-17-000284 · wf-form4_149908984999484.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of January 2, 2017, as amended, by and among Delek US Holdings, Inc. ("Old Delek"), Alon USA Energy, Inc., and certain other parties thereto (the "Merger Agreement"), each outstanding share of common stock of Old Delek was exchanged on a one-for-one basis for a share of common stock of Delek Holdco, Inc., which was renamed Delek US Holdings, Inc. ("New Delek") in connection with the mergers provided for in the Merger Agreement. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:23 UTC | Delek US Holdings, Inc. DK · Entity 2599 | GrantStock Appreciation Right · Derivative | 6,500 | Not disclosed Strike: $16.21 | Not disclosed |
DisclosureSEC source: 0001694426-17-000102 · wf-form4_149929339487044.xml · derivative · entry 3 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires 2022-06-10 F1 · price: Effective July 1, 2017, Delek US Holdings, Inc. ("New Delek", formerly Delek Holdco, Inc.), Delek US Energy, Inc. ("Old Delek", formerly Delek US Holdings, Inc.), certain subsidiaries of New Delek, and Alon USA Energy, Inc. ("Alon") consummated mergers (the "Mergers") as a result of which Old Delek become a direct wholly owned subsidiary, and Alon became a direct and indirect wholly owned subsidiary, of New Delek. Pursuant to the Mergers, among other things, (i) each share of common stock of Old Delek was converted into one share of common stock of New Delek and (ii) each outstanding equity award granted under Old Delek's long-term incentive plans, whether vested or unvested, were automatically assumed by New Delek and converted into an equity award denominated in shares of New Delek common stock with substantially the same terms and conditions. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:23 UTC | Delek US Holdings, Inc. DK · Entity 2599 | GrantStock Appreciation Right · Derivative | 32,500 | Not disclosed Strike: $10.65 | Not disclosed |
DisclosureSEC source: 0001694426-17-000102 · wf-form4_149929339487044.xml · derivative · entry 2 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2021-09-10 F1 · price: Effective July 1, 2017, Delek US Holdings, Inc. ("New Delek", formerly Delek Holdco, Inc.), Delek US Energy, Inc. ("Old Delek", formerly Delek US Holdings, Inc.), certain subsidiaries of New Delek, and Alon USA Energy, Inc. ("Alon") consummated mergers (the "Mergers") as a result of which Old Delek become a direct wholly owned subsidiary, and Alon became a direct and indirect wholly owned subsidiary, of New Delek. Pursuant to the Mergers, among other things, (i) each share of common stock of Old Delek was converted into one share of common stock of New Delek and (ii) each outstanding equity award granted under Old Delek's long-term incentive plans, whether vested or unvested, were automatically assumed by New Delek and converted into an equity award denominated in shares of New Delek common stock with substantially the same terms and conditions. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:23 UTC | Delek US Holdings, Inc. DK · Entity 2599 | GrantCommon Stock | 19,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001694426-17-000102 · wf-form4_149929339487044.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,410 F1 · price: Effective July 1, 2017, Delek US Holdings, Inc. ("New Delek", formerly Delek Holdco, Inc.), Delek US Energy, Inc. ("Old Delek", formerly Delek US Holdings, Inc.), certain subsidiaries of New Delek, and Alon USA Energy, Inc. ("Alon") consummated mergers (the "Mergers") as a result of which Old Delek become a direct wholly owned subsidiary, and Alon became a direct and indirect wholly owned subsidiary, of New Delek. Pursuant to the Mergers, among other things, (i) each share of common stock of Old Delek was converted into one share of common stock of New Delek and (ii) each outstanding equity award granted under Old Delek's long-term incentive plans, whether vested or unvested, were automatically assumed by New Delek and converted into an equity award denominated in shares of New Delek common stock with substantially the same terms and conditions. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 18:22 UTC | Delek US Energy, Inc. DK · Entity 44742 | Tax withholdingCommon Stock | 347 | $26.32 | $9,133.04 |
DisclosureSEC source: 0001351541-17-000195 · wf-form4_149739252426476.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,410 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:02 UTC | Delek US Energy, Inc. DK · Entity 44742 | Tax withholdingCommon Stock | 428 | $23.90 | $10,229.20 |
DisclosureSEC source: 0001351541-17-000074 · wf-form4_148952176142769.xml · nonDerivative · entry 1 Cagle Ernest C. · CIK 0001692903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,757 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.